ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+3.57%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$1.2B
AUM Growth
+$1.2B
Cap. Flow
-$65.9M
Cap. Flow %
-5.48%
Top 10 Hldgs %
86.05%
Holding
221
New
75
Increased
15
Reduced
22
Closed
40

Top Buys

1
FSR.WS
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
$12.3M
2
PCGU
PG&E Corporation
PCGU
$11.8M
3
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
$9.93M
4
TTCFW
Tattooed Chef, Inc. Warrant
TTCFW
$8.86M
5
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$8.03M

Top Sells

1
BLNKW
Blink Charging Co. Warrant
BLNKW
$57.4M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$23.3M
3
PRPLW
Purple Innovation, Inc.
PRPLW
$13M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$12.4M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$10.2M

Sector Composition

1 Industrials 1.67%
2 Consumer Discretionary 1.27%
3 Energy 0.05%
4 Financials 0.04%
5 Technology 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HPX.WS
76
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$54K ﹤0.01%
50,000
+32,650
+188% +$35.3K
ABLLW
77
DELISTED
Abacus Life Warrant
ABLLW
$51K ﹤0.01%
45,000
– –
RDBXW
78
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$51K ﹤0.01%
+50,000
New +$51K
IGACW
79
DELISTED
IG Acquisition Corp. Warrant
IGACW
$50K ﹤0.01%
+30,116
New +$50K
CHAQ.WS
80
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
$50K ﹤0.01%
50,448
+40,448
+404% +$40.1K
SPCE icon
81
Virgin Galactic
SPCE
$177M
$49K ﹤0.01%
103
-213
-67% -$101K
ADNWW
82
Advent Technologies Holdings Warrant
ADNWW
$10.5K
$48K ﹤0.01%
14,205
-129,085
-90% -$436K
ASLEW
83
DELISTED
AerSale Corporation Warrants
ASLEW
$47K ﹤0.01%
25,332
-21,000
-45% -$39K
VMACW
84
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
$43K ﹤0.01%
+49,990
New +$43K
JSPRW icon
85
Japer Therapeutics, Inc. Warrants
JSPRW
$981K
$42K ﹤0.01%
+29,201
New +$42K
VIHAW
86
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
$41K ﹤0.01%
+37,340
New +$41K
SNAXW
87
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$40K ﹤0.01%
50,000
– –
MACUW
88
DELISTED
Mallard Acquisition Corp. Warrant
MACUW
$40K ﹤0.01%
+50,000
New +$40K
REVBW icon
89
Revelation Biosciences, Inc. Warrant
REVBW
$14.2K
$38K ﹤0.01%
+42,765
New +$38K
NUKKW icon
90
Nukkleus Inc. Warrants
NUKKW
$47M
$37K ﹤0.01%
+50,000
New +$37K
CLVR
91
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$36K ﹤0.01%
+137
New +$36K
FTV icon
92
Fortive
FTV
$15.9B
$35K ﹤0.01%
+500
New +$35K
TMPOW
93
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$35K ﹤0.01%
+25,503
New +$35K
LIVKW
94
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$35K ﹤0.01%
50,000
– –
GRCYW
95
DELISTED
Greencity Acquisition Corporation Warrants
GRCYW
$34K ﹤0.01%
+48,610
New +$34K
QSIAW
96
Quantum-Si Incorporated Warrant
QSIAW
$75.2M
$32K ﹤0.01%
+28,465
New +$32K
ESSCW
97
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
$32K ﹤0.01%
50,000
– –
SBG.WS
98
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
$32K ﹤0.01%
+24,828
New +$32K
IGICW
99
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
$30K ﹤0.01%
37,500
– –
MDGSW
100
DELISTED
Medigus Ltd. Series C Warrant
MDGSW
$29K ﹤0.01%
75,000
+44,960
+150% +$17.4K
2 3
4
5 6