ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+3.53%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$594M
AUM Growth
+$155M
Cap. Flow
-$295M
Cap. Flow %
-49.67%
Top 10 Hldgs %
76.89%
Holding
176
New
46
Increased
10
Reduced
19
Closed
23

Top Buys

1
PCGU
PG&E Corporation
PCGU
$16.5M
2
PRPLW
Purple Innovation, Inc.
PRPLW
$13M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$10.4M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$7.81M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$7.26M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$59.3M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$17.6M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$13.4M
4
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$10.6M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$7.08M

Sector Composition

1 Consumer Discretionary 1.23%
2 Utilities 0.45%
3 Financials 0.18%
4 Industrials 0.15%
5 Communication Services 0.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MFAC.WS
76
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$14K ﹤0.01%
20,600
-37,900
-65% -$25.8K
KCAC.WS
77
DELISTED
Kensington Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class
KCAC.WS
$13K ﹤0.01%
+2,987
New +$13K
GNRSW
78
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$12K ﹤0.01%
+50,000
New +$12K
ESSCW
79
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
$10K ﹤0.01%
+50,000
New +$10K
DBRG icon
80
DigitalBridge
DBRG
$2.05B
$9K ﹤0.01%
+839
New +$9K
CHAQ.WS
81
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
$7K ﹤0.01%
+10,000
New +$7K
XIFR
82
XPLR Infrastructure, LP
XIFR
$983M
$6K ﹤0.01%
+100
New +$6K
HOFVW
83
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$5K ﹤0.01%
+18,499
New +$5K
MDGSW
84
DELISTED
Medigus Ltd. Series C Warrant
MDGSW
$5K ﹤0.01%
30,040
– –
NVVEW icon
85
Newborn Acquisition Corp. Warrant
NVVEW
$43.5K
$4K ﹤0.01%
+12,144
New +$4K
BTCTW
86
DELISTED
BTC Digital Ltd. Warrant
BTCTW
$2K ﹤0.01%
10,000
– –
GSMGW
87
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$2K ﹤0.01%
40,377
-47,201
-54% -$2.34K
AAL icon
88
American Airlines Group
AAL
$8.8B
– –
-101,500
Closed -$1.33M
AIG icon
89
American International
AIG
$45.2B
– –
0
– –
AIZ icon
90
Assurant
AIZ
$10.9B
– –
0
– –
APTV icon
91
Aptiv
APTV
$17.4B
– –
0
– –
AVGO icon
92
Broadcom
AVGO
$1.43T
– –
-41,090
Closed -$1.3M
AVTR icon
93
Avantor
AVTR
$8.8B
– –
0
– –
BDX icon
94
Becton Dickinson
BDX
$54.3B
– –
-1,289
Closed -$301K
BLNK icon
95
Blink Charging
BLNK
$120M
– –
0
– –
CCI icon
96
Crown Castle
CCI
$42.1B
– –
0
– –
CLVT icon
97
Clarivate
CLVT
$2.81B
– –
-36,994
Closed -$826K
CNP icon
98
CenterPoint Energy
CNP
$24.2B
– –
0
– –
COHR icon
99
Coherent
COHR
$14.5B
– –
0
– –
CYRX icon
100
CryoPort
CYRX
$412M
– –
0
– –
2 3
4
5 6