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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$363M
AUM Growth
-$71.9M
Cap. Flow
-$131M
Cap. Flow %
-36.11%
Top 10 Hldgs %
50.43%
Holding
184
New
50
Increased
27
Reduced
36
Closed
40

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$12M
2
AIG.WS
American International Group, Inc.
AIG.WS
+$11.3M
3
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$5.66M
4
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$5.18M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$5.09M

Top Sells

Rank Stock Value
1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$84M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$19.8M
3
SJIU
South Jersey Industries, Inc.
SJIU
+$11.5M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$10M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$7.61M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.86%
2 Utilities 2.16%
3 Financials 1.08%
4 Industrials 0.84%
5 Energy 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBR icon
76
PUT
Nabors Industries
NBR
$1.27B
$119K 0.03%
824
-4
-0.5% -$421
STNG icon
77
PUT
Scorpio Tankers
STNG
$3.98B
$114K 0.03%
+2,900
New +$99.2K
DXCM icon
78
DexCom
DXCM
$27.1B
$109K 0.03%
+2,000
New +$94.9K
DXCM icon
79
PUT
DexCom
DXCM
$27.1B
$109K 0.03%
+2,000
New +$94.9K
NBR.PRA
80
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$98K 0.03%
4,337
-23,156
-84% -$400K
DHR.PRA
81
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$92K 0.03%
78
-2,239
-97% -$2.52M
IDCC icon
82
InterDigital
IDCC
$6.59B
$82K 0.02%
+1,500
New +$82.9K
CHNG
83
CALL
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$67K 0.02%
4,100
-1,100
-21% -$14.8K
KERNW
84
DELISTED
Akerna Corp Warrant
KERNW
$65K 0.02%
67,497
+11,276
+20% +$7.68K
SRE icon
85
CALL
Sempra
SRE
$61.4B
$61K 0.02%
800
– –
CCI.PRA
86
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$49K 0.01%
+38
New +$46.7K
LSEAW
87
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$47K 0.01%
109,500
– –
CFFAW
88
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$44K 0.01%
50,000
– –
GRAF.WS
89
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$44K 0.01%
100,000
– –
TIBRW
90
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$44K 0.01%
38,500
-11,500
-23% -$13.1K
NIO icon
91
CALL
NIO
NIO
$11.3B
$42K 0.01%
10,400
-7,000
-40% -$14.1K
BLNKW
92
DELISTED
Blink Charging Co. Warrant
BLNKW
$42K 0.01%
98,175
-48,754
-33% -$16.1K
INO icon
93
PUT
Inovio Pharmaceuticals
INO
$83.1M
$41K 0.01%
1,033
+75
+8% +$2.26K
BXC icon
94
BlueLinx
BXC
$451M
$39K 0.01%
2,711
-79,336
-97% -$1.63M
SIRI icon
95
CALL
SiriusXM
SIRI
$10.1B
$36K 0.01%
+500
New +$33.7K
ASLEW
96
DELISTED
AerSale Corp Warrants
ASLEW
$35K 0.01%
46,332
-13,668
-23% -$7.54K
DEACW
97
DELISTED
Diamond Eagle Acquisition Corp. Warrant
DEACW
$35K 0.01%
+14,706
New +$20.2K
ADNWW
98
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$34K 0.01%
110,000
+55,000
+100% +$17.9K
EBAY icon
99
eBay
EBAY
$48.1B
$34K 0.01%
+945
New +$34.2K
CZR
100
PUT
DELISTED
Caesars Entertainment Corporation
CZR
$34K 0.01%
+2,500
New +$31.7K
2 3
4
5 6

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FRGX
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KA
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TG
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HCMT
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Equitec Specialists's Q4 2019 Portfolio in Review

As of Q4 2019, Equitec Specialists held 184 positions worth $363M, down 17% from $434M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Equitec Specialists withdrew a net $131M in Q4 2019, closing 40 positions and reducing 36 holdings. Its most notable exit was DTE Energy Company 2016 Corporate Units, an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3.9% of assets, up from 0.07% a quarter earlier, followed by Utilities and Financials.

Against the trend, Equitec Specialists opened a new position in Amazon worth $12.6M.

  • Equitec Specialists's largest Q4 2019 buy was Amazon: 136,000 shares worth $12.6M.
  • Equitec Specialists added most to American International Group, Inc. in Q4 2019, an estimated $11.3M increase.
  • Equitec Specialists's biggest Q4 2019 reduction was Dominion Energy, Inc. 2019 Series A Corporate Units, cutting an estimated $19.8M.
  • Equitec Specialists fully exited DTE Energy Company 2016 Corporate Units in Q4 2019, selling an estimated $84M.
  • Equitec Specialists's ten largest holdings make up 50% of its $363M portfolio in Q4 2019.
  • Equitec Specialists opened 50 new positions and closed 40 in Q4 2019.
  • Equitec Specialists's portfolio value fell 17% quarter-over-quarter to $363M.

Based on Equitec Specialists's 13F filing for Q4 2019, filed 17 Jan 2020.