ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+2.57%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$403M
AUM Growth
+$68.6M
Cap. Flow
-$22.5M
Cap. Flow %
-5.59%
Top 10 Hldgs %
60.09%
Holding
159
New
20
Increased
19
Reduced
27
Closed
26

Top Buys

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
$79M
2
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$18.6M
3
AIG.WS
American International Group, Inc.
AIG.WS
$14.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$14M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$11.8M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$17.2M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.2M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$11.6M
4
DYNC
Vistra Energy Corp.
DYNC
$9.78M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$8.79M

Sector Composition

1 Utilities 2.35%
2 Industrials 1.22%
3 Financials 1.04%
4 Real Estate 0.9%
5 Communication Services 0.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STNLW
76
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$12K ﹤0.01%
28,842
-1,795
-6% -$747
LTRYW icon
77
Lottery.com, Inc. Warrants
LTRYW
$305K
$9K ﹤0.01%
59,914
– –
TKKSW
78
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$9K ﹤0.01%
99,728
-9,072
-8% -$819
NIO icon
79
NIO
NIO
$13.8B
$8K ﹤0.01%
4,965
-20,444
-80% -$32.9K
SONM icon
80
Sonim Technologies
SONM
$10.5M
$7K ﹤0.01%
+24
New +$7K
BFIIW
81
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$5K ﹤0.01%
27,090
-22,910
-46% -$4.23K
AAOI icon
82
Applied Optoelectronics
AAOI
$1.45B
– –
-1,568
Closed -$16K
AIG icon
83
American International
AIG
$45.3B
– –
0
– –
ANIP icon
84
ANI Pharmaceuticals
ANIP
$2.08B
– –
0
– –
AVGO icon
85
Broadcom
AVGO
$1.44T
– –
0
– –
AVTR icon
86
Avantor
AVTR
$8.99B
– –
0
– –
BDX icon
87
Becton Dickinson
BDX
$54.8B
– –
0
– –
BILI icon
88
Bilibili
BILI
$9.29B
– –
-4,194
Closed -$68K
BBBY
89
Bed Bath & Beyond, Inc.
BBBY
$503M
– –
-3,751
Closed -$42K
CDZI icon
90
Cadiz
CDZI
$294M
– –
-2,500
Closed -$28K
CNP icon
91
CenterPoint Energy
CNP
$24.5B
– –
0
– –
D icon
92
Dominion Energy
D
$50.2B
– –
0
– –
DTE icon
93
DTE Energy
DTE
$28.3B
– –
0
– –
ECPG icon
94
Encore Capital Group
ECPG
$964M
– –
0
– –
ENOV icon
95
Enovis
ENOV
$1.8B
– –
0
– –
ENR icon
96
Energizer
ENR
$1.96B
– –
0
– –
EPR icon
97
EPR Properties
EPR
$4.05B
– –
0
– –
FTV icon
98
Fortive
FTV
$16.1B
– –
0
– –
GE icon
99
GE Aerospace
GE
$299B
– –
-4,615
Closed -$242K
HLF icon
100
Herbalife
HLF
$1.04B
– –
0
– –
2 3
4
5 6