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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$434M
AUM Growth
+$50.5M
Cap. Flow
+$16.5M
Cap. Flow %
3.8%
Top 10 Hldgs %
55.79%
Holding
182
New
38
Increased
25
Reduced
41
Closed
42
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$77.3M
2
CCC.WS icon
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$17.7M
3
FTV.PRA icon
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$14.7M
4
AIG.WS icon
American International Group, Inc.
AIG.WS
+$14.3M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$13.2M

Top Sells

Rank Stock Value
1
CCI.PRA icon
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$17.2M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.3M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$11.6M
4
DYNC icon
Vistra Energy Corp.
DYNC
+$9.78M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$8.56M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.09%
2 Utilities 2.18%
3 Industrials 1.13%
4 Financials 0.97%
5 Real Estate 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
EPR.PRE icon
76
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$105M
$62K 0.01%
1,590
-90,154
-98% -$3.47M
2016 Q4
11 quarters
SRE icon
77
CALL
Sempra
SRE
$53.6B
$59K 0.01%
+800
New +$56K
2019 Q3
0 quarters
NSCO.WS
78
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
$57K 0.01%
+66,481
New +$57.1K
2019 Q3
0 quarters
BW icon
79
Babcock & Wilcox
BW
$739M
$50K 0.01%
10,452
+5,903
+130% +$22.6K
2018 Q2
5 quarters
BDXA
80
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$49K 0.01%
797
-231,137
-100% -$14.3M
2018 Q2
5 quarters
MGY icon
81
CALL
Magnolia Oil & Gas
MGY
$6.6B
$41K 0.01%
3,700
-14,400
-80% -$155K
2019 Q2
1 quarter
KERNW
82
DELISTED
Akerna Corp Warrant
KERNW
$41K 0.01%
56,221
+23,991
+74% +$34.1K
2019 Q2
1 quarter
DTE icon
83
PUT
DTE Energy
DTE
$26.7B
$40K 0.01%
353
-117
-25% -$12.9K
2019 Q2
1 quarter
GRAF.WS
84
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$39K 0.01%
100,000
+50,000
+100% +$19.5K
2019 Q1
2 quarters
MUDSW
85
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$38K 0.01%
63,232
– –
2019 Q1
2 quarters
LSEAW icon
86
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$35K 0.01%
109,500
– –
2019 Q1
2 quarters
GIG.WS
87
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$34K 0.01%
50,000
– –
2019 Q1
2 quarters
CFFAW
88
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$33K 0.01%
+50,000
New +$30.2K
2019 Q3
0 quarters
GPRE icon
89
Green Plains
GPRE
$1B
$32K 0.01%
+3,000
New +$28.7K
2019 Q3
0 quarters
NVTA
90
DELISTED
Invitae Corporation
NVTA
$32K 0.01%
+1,648
New +$38.9K
2019 Q3
0 quarters
GOEVW icon
91
DELISTED
Canoo Inc. Warrant
GOEVW
$31K 0.01%
40,000
-10,000
-20% -$7.32K
2019 Q2
1 quarter
FMCIW
92
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$30K 0.01%
50,000
– –
2019 Q1
2 quarters
FPAC.WS
93
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$30K 0.01%
+25,000
New +$32.3K
2019 Q3
0 quarters
TIBRW
94
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$30K 0.01%
50,000
– –
2019 Q2
1 quarter
NVTA
95
PUT
DELISTED
Invitae Corporation
NVTA
$29K 0.01%
+1,500
New +$35.4K
2019 Q3
0 quarters
NIO icon
96
CALL
NIO
NIO
$8.77B
$27K 0.01%
17,400
-22,700
-57% -$69.4K
2019 Q1
2 quarters
BWMCW
97
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$27K 0.01%
38,954
-26,300
-40% -$16.9K
2019 Q2
1 quarter
PBPB icon
98
DELISTED
Potbelly
PBPB
$26K 0.01%
5,900
-12,943
-69% -$58.2K
2018 Q3
4 quarters
PACQW
99
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$26K 0.01%
24,800
+6,100
+33% +$6.61K
2019 Q2
1 quarter
ASLEW icon
100
DELISTED
AerSale Corp Warrants
ASLEW
$25K 0.01%
60,000
– –
2019 Q2
1 quarter
2 3
4
5 6

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SA
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FRGX
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KA
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TG
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HCMT
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Equitec Specialists's Q3 2019 Portfolio in Review

As of Q3 2019, Equitec Specialists held 182 positions worth $434M, up 13% from $384M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Equitec Specialists deployed $16.5M of net new capital in Q3 2019, opening 38 new positions and adding to 25 existing holdings. Its largest new stake was The Southern Company: 177,107 shares worth $9.48M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 96% a quarter earlier, followed by Utilities and Industrials.

On the sell side, the largest reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, an estimated $14.3M trimmed.

  • Equitec Specialists's largest Q3 2019 buy was The Southern Company: 177,107 shares worth $9.48M.
  • Equitec Specialists added most to DTE Energy Company 2016 Corporate Units in Q3 2019, an estimated $77.3M increase.
  • Equitec Specialists's biggest Q3 2019 reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, cutting an estimated $14.3M.
  • Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2019, selling an estimated $17.2M.
  • Equitec Specialists's ten largest holdings make up 56% of its $434M portfolio in Q3 2019.
  • Equitec Specialists opened 38 new positions and closed 42 in Q3 2019.
  • Equitec Specialists's portfolio value rose 13% quarter-over-quarter to $434M.

Based on Equitec Specialists's 13F filing for Q3 2019, filed 29 Oct 2019.