We are live on ! Find out more
ES

Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+17.63%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$524M
AUM Growth
+$164M
Cap. Flow
+$34.8M
Cap. Flow %
6.65%
Top 10 Hldgs %
68.75%
Holding
121
New
44
Increased
22
Reduced
16
Closed
23

Top Buys

Rank Stock Value
1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$26.9M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$24.2M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$15.5M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$11.4M
5
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$6.04M

Top Sells

Rank Stock Value
1
HES.PRA
Hess Corporation
HES.PRA
+$12.3M
2
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$6.36M
3
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$3.94M
4
NBR.PRA
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
+$2.57M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
+$2.31M

Sector Composition

Rank Sector Weight
1 Miscellaneous 96.71%
2 Industrials 1.15%
3 Healthcare 0.69%
4 Financials 0.64%
5 Real Estate 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSEAW
76
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$18K ﹤0.01%
+50,000
New +$18.5K
TMCXW
77
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$18K ﹤0.01%
+50,000
New +$19.1K
GRAF.WS
78
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$17K ﹤0.01%
+50,000
New +$17.2K
ADNWW
79
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$15K ﹤0.01%
+55,000
New +$16.5K
LGC.WS
80
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$15K ﹤0.01%
+50,000
New +$14.7K
GIG.WS
81
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$14K ﹤0.01%
+50,000
New +$11.8K
VTIQW
82
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$13K ﹤0.01%
+29,300
New +$13K
BFIIW
83
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$12K ﹤0.01%
+50,000
New +$12.8K
LTRYW icon
84
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$523
$10K ﹤0.01%
+59,914
New +$12.1K
MMDMW
85
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$3K ﹤0.01%
+10,000
New +$2.85K
JSYNW
86
DELISTED
Jensyn Acquistion Corp. Warrants
JSYNW
$2K ﹤0.01%
25,000
– –
AIG icon
87
American International
AIG
$39.8B
– –
-20,401
Closed -$872K
AMZN icon
88
Amazon
AMZN
$2.79T
– –
-6,000
Closed -$451K
EPR icon
89
PUT
EPR Properties
EPR
$4.6B
– –
-42,300
Closed -$2.71M
EP.PRC icon
90
El Paso Energy Capital Trust I
EP.PRC
$221M
– –
-10,843
Closed -$453K
GOGO icon
91
Gogo Inc
GOGO
$385M
– –
-54,801
Closed -$164K
GOGO icon
92
PUT
Gogo Inc
GOGO
$385M
– –
-45,200
Closed -$135K
HES
93
CALL
DELISTED
Hess
HES
– –
-15,000
Closed -$608K
HES
94
PUT
DELISTED
Hess
HES
– –
-241,200
Closed -$9.77M
IRDM icon
95
PUT
Iridium Communications
IRDM
$5B
– –
-40,400
Closed -$745K
MNKD icon
96
CALL
MannKind Corp
MNKD
$1.31B
– –
-28,400
Closed -$30K
MU icon
97
PUT
Micron Technology
MU
$1.15T
– –
-70,000
Closed -$2.22M
NBR icon
98
PUT
Nabors Industries
NBR
$1.38B
– –
-3,308
Closed -$331K
TEVA icon
99
Teva Pharmaceuticals
TEVA
$42.4B
– –
-132,535
Closed -$2.04M
TEVA icon
100
PUT
Teva Pharmaceuticals
TEVA
$42.4B
– –
-27,700
Closed -$427K
1 2 3
4
5

Similar funds

FFIM
Founders Fund II Management San Francisco, California $1.32M AUM
YECIP
YT Extraction Co Investment Partners New York $1.73M AUM
SA
Silversage Advisors Irvine, California $2.41M AUM 46.55% 1-Year Est. Return
FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
TRV GP Boston, Massachusetts $18.9M AUM 541.67% 1-Year Est. Return
DHRFI
DCM Hybrid RMB Fund International Menlo Park, California $35.3M AUM
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM

Equitec Specialists's Q1 2019 Portfolio in Review

As of Q1 2019, Equitec Specialists held 121 positions worth $524M, up 46% from $360M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Equitec Specialists deployed $34.8M of net new capital in Q1 2019, opening 44 new positions and adding to 22 existing holdings. Its largest new stake was Colfax Corporation 5.75% Tangible Equity Units: 128,262 shares worth $17.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, down from 97% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S, an estimated $6.36M trimmed.

  • Equitec Specialists's largest Q1 2019 buy was Colfax Corporation 5.75% Tangible Equity Units: 128,262 shares worth $17.1M.
  • Equitec Specialists added most to Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q1 2019, an estimated $26.9M increase.
  • Equitec Specialists's biggest Q1 2019 reduction was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S, cutting an estimated $6.36M.
  • Equitec Specialists fully exited Hess Corporation in Q1 2019, selling an estimated $12.3M.
  • Equitec Specialists's ten largest holdings make up 69% of its $524M portfolio in Q1 2019.
  • Equitec Specialists opened 44 new positions and closed 23 in Q1 2019.
  • Equitec Specialists's portfolio value rose 46% quarter-over-quarter to $524M.

Based on Equitec Specialists's 13F filing for Q1 2019, filed 8 Apr 2019.