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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
-11.86%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$360M
AUM Growth
-$93.2M
Cap. Flow
-$108M
Cap. Flow %
-29.91%
Top 10 Hldgs %
63.62%
Holding
106
New
26
Increased
19
Reduced
12
Closed
27

Top Buys

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$10.7M
2
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$9.05M
3
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$8.1M
4
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$8.04M
5
NBR.PRA
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
+$6.06M

Top Sells

1
BKHU
Black Hills Corporation
BKHU
+$41.4M
2
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$9.36M
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$8.11M
4
HES.PRA
Hess Corporation
HES.PRA
+$6.21M
5
AMZN icon
Amazon
AMZN
+$2.83M

Sector Composition

1 Industrials 1.16%
2 Healthcare 0.67%
3 Financials 0.44%
4 Consumer Staples 0.33%
5 Real Estate 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYT icon
76
PUT
New York Times
NYT
$12.3B
– –
-10,000
Closed -$232K
SMPL icon
77
PUT
Simply Good Foods
SMPL
$980M
– –
-10,000
Closed -$195K
SRE icon
78
Sempra
SRE
$60.3B
– –
-7,710
Closed -$439K
TCOM icon
79
CALL
Trip.com Group
TCOM
$26.7B
– –
-36,500
Closed -$1.36M
TCOM icon
80
PUT
Trip.com Group
TCOM
$26.7B
– –
-183,900
Closed -$6.84M
TSLA icon
81
Tesla
TSLA
$1.43T
– –
-43,500
Closed -$936K
UPBD icon
82
Upbound Group
UPBD
$1.29B
– –
-13,800
Closed -$198K
DSKE
83
PUT
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-17,800
Closed -$143K
RPT.PRD
84
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
– –
-173,942
Closed -$9.36M
TWNK
85
CALL
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-35,300
Closed -$391K
FG.WS
86
DELISTED
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
– –
-251,123
Closed -$495K
AABA
87
PUT
DELISTED
Altaba Inc
AABA
– –
-10,100
Closed -$688K
ARE.PRD
88
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
– –
-15,039
Closed -$522K
NXEOW
89
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
– –
-159,738
Closed -$164K
KAACW
90
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
– –
-11,299
Closed -$14K
BKHU
91
DELISTED
Black Hills Corporation
BKHU
– –
-663,371
Closed -$41.4M
KMI.PRA
92
DELISTED
Kinder Morgan, Inc.
KMI.PRA
– –
-6,273
Closed -$209K
1 2 3
4

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YECIP
YT Extraction Co Investment Partners New York $1.73M AUM
SA
Silversage Advisors Irvine, California $2.41M AUM 46.55% 1-Year Est. Return
FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
TRV GP Boston, Massachusetts $18.9M AUM 541.67% 1-Year Est. Return
DHRFI
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HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM

Equitec Specialists's Q4 2018 Portfolio in Review

As of Q4 2018, Equitec Specialists held 106 positions worth $360M, down 21% from $453M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Equitec Specialists withdrew a net $108M in Q4 2018, closing 27 positions and reducing 12 holdings. Its most notable exit was Black Hills Corporation, an estimated $41.4M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.2% of assets, up from 0.77% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Equitec Specialists opened a new position in DTE Energy Company 2016 Corporate Units worth $10.3M.

  • Equitec Specialists's largest Q4 2018 buy was DTE Energy Company 2016 Corporate Units: 199,573 shares worth $10.3M.
  • Equitec Specialists added most to Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q4 2018, an estimated $8.1M increase.
  • Equitec Specialists's biggest Q4 2018 reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, cutting an estimated $8.11M.
  • Equitec Specialists fully exited Black Hills Corporation in Q4 2018, selling an estimated $41.4M.
  • Equitec Specialists's ten largest holdings make up 64% of its $360M portfolio in Q4 2018.
  • Equitec Specialists opened 26 new positions and closed 27 in Q4 2018.
  • Equitec Specialists's portfolio value fell 21% quarter-over-quarter to $360M.

Based on Equitec Specialists's 13F filing for Q4 2018, filed 30 Jan 2019.