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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
-0.36%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$523M
AUM Growth
-$127M
Cap. Flow
-$279M
Cap. Flow %
-53.45%
Top 10 Hldgs %
70.42%
Holding
123
New
26
Increased
30
Reduced
21
Closed
20

Top Buys

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$64.2M
2
AGN.PRA
Allergan plc
AGN.PRA
+$52.6M
3
AMT.PRB
American Tower Corporation
AMT.PRB
+$16.2M
4
ANTX
Anthem, Inc.
ANTX
+$6.09M
5
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
+$4.62M

Top Sells

Rank Stock Value
1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$145M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$64M
3
BKHU
Black Hills Corporation
BKHU
+$16.2M
4
WELL.PRI
Welltower Inc.
WELL.PRI
+$12.5M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$10.3M

Sector Composition

Rank Sector Weight
1 Industrials 0.65%
2 Energy 0.2%
3 Communication Services 0.09%
4 Technology 0.09%
5 Healthcare 0.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DYN
76
DELISTED
Dynegy, Inc.
DYN
$24K ﹤0.01%
+2,066
New +$23.1K
AEUA
77
DELISTED
Anadarko Petroleum Corporation
AEUA
$22K ﹤0.01%
+633
New +$22.6K
EPR icon
78
CALL
EPR Properties
EPR
$4.76B
$20K ﹤0.01%
300
-200
-40% -$13.7K
FG.WS
79
DELISTED
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
$19K ﹤0.01%
+12,000
New +$17.3K
DYN
80
PUT
DELISTED
Dynegy, Inc.
DYN
$15K ﹤0.01%
1,300
– –
AGFS
81
CALL
DELISTED
AgroFresh Solutions Inc
AGFS
$12K ﹤0.01%
+1,600
New +$10.1K
JONE
82
PUT
DELISTED
Jones Energy, Inc.
JONE
$11K ﹤0.01%
500
-2,195
-81% -$51.2K
SGYP
83
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$7K ﹤0.01%
3,000
– –
SGYP
84
PUT
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$7K ﹤0.01%
3,000
– –
AGFS
85
DELISTED
AgroFresh Solutions Inc
AGFS
$5K ﹤0.01%
+700
New +$4.43K
IONS icon
86
Ionis Pharmaceuticals
IONS
$8.75B
$4K ﹤0.01%
73
-85
-54% -$4.66K
HK
87
DELISTED
Halcon Resources Corporation
HK
$1K ﹤0.01%
67
– –
AMT icon
88
CALL
American Tower
AMT
$77.8B
– –
-5,600
Closed -$765K
AMZN icon
89
Amazon
AMZN
$2.69T
– –
-2,000
Closed -$96K
BDX icon
90
Becton Dickinson
BDX
$42.6B
– –
-1,507
Closed -$288K
GM icon
91
PUT
General Motors
GM
$68.3B
– –
-5,000
Closed -$202K
HES
92
DELISTED
Hess
HES
– –
-14,934
Closed -$700K
HWM icon
93
PUT
Howmet Aerospace
HWM
$109B
– –
-3,130
Closed -$60K
RYAM icon
94
PUT
Rayonier Advanced Materials
RYAM
$552M
– –
-500
Closed -$7K
SPY icon
95
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$0 ﹤0.01%
1
– –
TMUS icon
96
CALL
T-Mobile US
TMUS
$212B
– –
-600
Closed -$37K
TMUS icon
97
PUT
T-Mobile US
TMUS
$212B
– –
-2,000
Closed -$123K
TSLA icon
98
PUT
Tesla
TSLA
$1.39T
– –
-3,000
Closed -$68K
RPT
99
PUT
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-5,000
Closed -$65K
AGFSW
100
DELISTED
AgroFresh Solutions Inc Warrants
AGFSW
– –
-49,210
Closed -$27K
1 2 3
4
5

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SA
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FRGX
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KA
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TG
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HCMT
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Equitec Specialists's Q4 2017 Portfolio in Review

As of Q4 2017, Equitec Specialists held 123 positions worth $523M, down 20% from $650M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Equitec Specialists withdrew a net $279M in Q4 2017, closing 20 positions and reducing 21 holdings. Its most notable exit was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, an estimated $145M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.65% of assets, up from 0.35% a quarter earlier, followed by Energy and Communication Services.

Against the trend, Equitec Specialists opened a new position in Anthem, Inc. worth $6.28M.

  • Equitec Specialists's largest Q4 2017 buy was Anthem, Inc.: 112,144 shares worth $6.28M.
  • Equitec Specialists added most to NextEra Energy, Inc. in Q4 2017, an estimated $64.2M increase.
  • Equitec Specialists's biggest Q4 2017 reduction was Black Hills Corporation, cutting an estimated $16.2M.
  • Equitec Specialists fully exited T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q4 2017, selling an estimated $145M.
  • Equitec Specialists's ten largest holdings make up 70% of its $523M portfolio in Q4 2017.
  • Equitec Specialists opened 26 new positions and closed 20 in Q4 2017.
  • Equitec Specialists's portfolio value fell 20% quarter-over-quarter to $523M.

Based on Equitec Specialists's 13F filing for Q4 2017, filed 24 Jan 2018.