ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+2.94%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$428M
AUM Growth
+$428M
Cap. Flow
+$27.6M
Cap. Flow %
6.45%
Top 10 Hldgs %
86.49%
Holding
104
New
10
Increased
9
Reduced
10
Closed
27

Top Buys

1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$30.9M
2
BKHU
Black Hills Corporation
BKHU
$12.6M
3
AMT.PRA
American Tower Corporation
AMT.PRA
$11.6M
4
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$2.72M
5
UVV icon
Universal Corp
UVV
$2.18M

Top Sells

1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$12.7M
2
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$7.9M
3
DYNC
Vistra Energy Corp.
DYNC
$3.69M
4
WPXP
WPX Energy, Inc.
WPXP
$3.16M
5
JPM icon
JPMorgan Chase
JPM
$2.7M

Sector Composition

1 Financials 7.1%
2 Consumer Staples 0.51%
3 Consumer Discretionary 0.17%
4 Healthcare 0.06%
5 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JPM.WS
76
DELISTED
JPMorgan Chase
JPM.WS
– –
-507
Closed -$22K
EVHC
77
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
0
– –
KND
78
DELISTED
Kindred Healthcare
KND
– –
0
– –
DYN
79
DELISTED
Dynegy, Inc.
DYN
– –
0
– –
SWNC
80
DELISTED
Southwestern Energy Company
SWNC
– –
-44,458
Closed -$1.13M
TSNU
81
DELISTED
Tyson Foods, Inc.
TSNU
– –
-3,017
Closed -$204K
CDEVW
82
DELISTED
Centennial Resource Development, Inc. Warrants Business Combination
CDEVW
– –
-2,181
Closed -$18K
HCACW
83
DELISTED
Hennessy Capital Acquisition Corp. II
HCACW
– –
-20,800
Closed -$18K
CCNWW
84
DELISTED
CardConnect Corp. Warrants
CCNWW
– –
-140,295
Closed -$446K
WTFCW
85
DELISTED
Wintrust Financial Corporation
WTFCW
– –
-200
Closed -$10K
FTR
86
DELISTED
Frontier Communications Corp.
FTR
– –
0
– –
CY
87
DELISTED
Cypress Semiconductor
CY
– –
0
– –
HK
88
DELISTED
Halcon Resources Corporation
HK
– –
-16
Closed –
1 2 3
4