ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+7.81%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$369M
AUM Growth
+$369M
Cap. Flow
+$26.5M
Cap. Flow %
7.2%
Top 10 Hldgs %
80.31%
Holding
113
New
16
Increased
10
Reduced
11
Closed
13

Top Buys

1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$55.7M
2
BKHU
Black Hills Corporation
BKHU
$7M
3
WPXP
WPX Energy, Inc.
WPXP
$6.66M
4
JPM icon
JPMorgan Chase
JPM
$3.06M
5
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$2.96M

Top Sells

1
JPM.WS
JPMorgan Chase
JPM.WS
$12.5M
2
SWH
Stanley Black & Decker, Inc.
SWH
$12.5M
3
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$9.01M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$8.01M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$6.7M

Sector Composition

1 Financials 10.91%
2 Healthcare 0.09%
3 Technology 0.02%
4 Industrials 0.02%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NEE.PRR
76
DELISTED
NextEra Energy, Inc.
NEE.PRR
– –
-9,900
Closed -$493K
DCUD
77
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– –
-30,600
Closed -$1.53M
HZNP
78
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
0
– –
AFSI
79
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
0
– –
WFC.WS
80
DELISTED
Wells Fargo & Company Ws
WFC.WS
– –
-6,887
Closed -$86K
EVHC
81
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
0
– –
KND
82
DELISTED
Kindred Healthcare
KND
– –
0
– –
GXP
83
DELISTED
Great Plains Energy Incorporated
GXP
– –
-23,750
Closed -$648K
DYN
84
DELISTED
Dynegy, Inc.
DYN
– –
0
– –
CLDCW
85
DELISTED
China Lending Corporation Warrant
CLDCW
– –
-62,979
Closed -$13K
FCAM
86
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
– –
-125,000
Closed -$8.01M
AMSGP
87
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
– –
-52,802
Closed -$6.7M
AMSG
88
DELISTED
Amsurg Corp
AMSG
– –
0
– –
SWH
89
DELISTED
Stanley Black & Decker, Inc.
SWH
– –
-98,588
Closed -$12.5M
CPHD
90
DELISTED
Cepheid Inc
CPHD
– –
0
– –
GRSHW
91
DELISTED
Gores Holdings, Inc. Warrants
GRSHW
– –
-49,177
Closed -$59K
CCI.PRA
92
DELISTED
Crown Castle International Corp.
CCI.PRA
– –
-39,127
Closed -$4.42M
VLYWW
93
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
– –
-37,670
Closed -$2K
RXII
94
DELISTED
GALENA BIOPHARMA INC COM
RXII
– –
0
– –
WLL
95
DELISTED
Whiting Petroleum Corporation
WLL
– –
0
– –
FTR
96
DELISTED
Frontier Communications Corp.
FTR
– –
0
– –
CY
97
DELISTED
Cypress Semiconductor
CY
– –
0
– –
WLH
98
DELISTED
WILLIAM LYON HOMES
WLH
– –
0
– –
HK
99
DELISTED
Halcon Resources Corporation
HK
$0 ﹤0.01%
+16
New –
1 2 3
4