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Equitec Specialists Portfolio holdings
AUM
$708K
Turnover
98.64%
1-Year Est. Return
25.27%
This Fund
S&P 500
This Quarter
Est. Return
+8.89%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$74.8M
(+22%)
Cap. Flow
-$53.7M
Cap. Flow
% of AUM
-12.81%
Top 10 Holdings %
Top 10 Hldgs %
70.62%
Holding
147
New
40
Increased
24
Reduced
24
Closed
33
Avg Time Held Equity + Options
0.5
years
Top 10 Avg Time Held Equity + Options
0.5
years
Top 20 Avg Time Held Equity + Options
0.6
years
Avg Time Held Equity only
0.6
years
Top 10 Avg Time Held Equity only
0.5
years
Top 20 Avg Time Held Equity only
0.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
|
+$51.1M |
| 2 |
BKHU
Black Hills Corporation
BKHU
|
+$6.76M |
| 3 |
WPXP
WPX Energy, Inc.
WPXP
|
+$6.16M |
| 4 |
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
|
+$3.19M |
| 5 |
EVHC.PR
Envision Healthcare Corporation
EVHC.PR
|
+$2.85M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SWH
Stanley Black & Decker, Inc.
SWH
|
+$12.5M |
| 2 |
JPMorgan Chase
JPM.WS
|
+$9.95M |
| 3 |
Iridium Communications Inc - 6.75% Series B
IRDMB
|
+$8.68M |
| 4 |
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
|
+$8.01M |
| 5 |
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
|
+$6.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 89.95% |
| 2 | Financials | 9.61% |
| 3 | Communication Services | 0.32% |
| 4 | Healthcare | 0.08% |
| 5 | Technology | 0.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
NXEOW
76
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
| $53K | 0.01% |
76,000
+51,000
| +204% | +$29.6K |
2016 Q2
2 quarters
|
|
|
JONE
77
CALL
DELISTED
Jones Energy, Inc.
JONE
| $50K | 0.01% |
544
| – | – |
2016 Q3
1 quarter
|
|
78
PUT
Tesla
TSLA
$1.45T
| $43K | 0.01% |
3,000
| – | – |
2015 Q2
6 quarters
|
|
79
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
| $43K | 0.01% |
+45,000
| New | +$22.3K |
2016 Q4
0 quarters
|
|
|
FTR
80
CALL
DELISTED
Frontier Communications Corp.
FTR
| $41K | 0.01% |
+800
| New | +$43.9K |
2016 Q4
0 quarters
|
|
|
AFSI
81
PUT
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $38K | 0.01% |
+1,400
| New | +$37.3K |
2016 Q4
0 quarters
|
|
82
CALL
Cemex
CX
$13.7B
| $22K | 0.01% |
2,808
| – | – |
2016 Q1
3 quarters
|
|
83
Wells Fargo
WFC
$243B
| $22K | 0.01% |
403
-2,900
| -88% | -$146K |
2016 Q3
1 quarter
|
|
|
84
DELISTED
JPMorgan Chase
JPM.WS
| $22K | 0.01% |
507
-288,043
| -100% | -$9.95M |
2016 Q3
1 quarter
|
|
|
MDCO
85
PUT
DELISTED
Medicines Co
MDCO
| $20K | ﹤0.01% |
600
| – | – |
2016 Q1
3 quarters
|
|
|
HZNP
86
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $18K | ﹤0.01% |
1,100
| – | – |
2016 Q2
2 quarters
|
|
|
SGYP
87
PUT
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
| $18K | ﹤0.01% |
+3,000
| New | +$15.7K |
2016 Q4
0 quarters
|
|
|
CDEVW
88
DELISTED
Centennial Resource Development, Inc. Warrants Business Combination
CDEVW
| $18K | ﹤0.01% |
+2,181
| New | +$13.2K |
2016 Q4
0 quarters
|
|
89
DELISTED
Hennessy Capital Acquisition Corp. II
HCACW
| $18K | ﹤0.01% |
20,800
| – | – |
2016 Q2
2 quarters
|
|
90
Permian Resources
PR
$20.2B
| $17K | ﹤0.01% |
+877
| New | +$14.5K |
2016 Q4
0 quarters
|
|
|
JONE
91
DELISTED
Jones Energy, Inc.
JONE
| $14K | ﹤0.01% |
149
-625
| -81% | -$50.6K |
2016 Q3
1 quarter
|
|
92
PUT
JetBlue
JBLU
$1.14B
| $11K | ﹤0.01% |
500
| – | – |
2015 Q1
7 quarters
|
|
|
WTFCW
93
DELISTED
Wintrust Financial Corporation
WTFCW
| $10K | ﹤0.01% |
+200
| New | +$8.77K |
2016 Q4
0 quarters
|
|
|
KND
94
PUT
DELISTED
Kindred Healthcare
KND
| $9K | ﹤0.01% |
+1,100
| New | +$9.03K |
2016 Q4
0 quarters
|
|
95
DELISTED
Immunogen Inc
IMGN
| $4K | ﹤0.01% |
2,000
| – | – |
2016 Q3
1 quarter
|
|
|
SGYP
96
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
| $4K | ﹤0.01% |
+600
| New | +$3.14K |
2016 Q4
0 quarters
|
|
|
97
Cemex
CX
$13.7B
| $3K | ﹤0.01% |
324
| – | – |
2015 Q2
6 quarters
|
|
98
PUT
DELISTED
Dynegy, Inc.
DYN
| $3K | ﹤0.01% |
+300
| New | +$2.96K |
2016 Q4
0 quarters
|
|
99
DELISTED
Kinder Morgan Inc
KMI.WS
| $3K | ﹤0.01% |
633,938
-133,354
| -17% | -$1.03K |
2015 Q4
4 quarters
|
|
|
CY
100
PUT
DELISTED
Cypress Semiconductor
CY
| $1K | ﹤0.01% |
+100
| New | +$1.1K |
2016 Q4
0 quarters
|
|
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Equitec Specialists's Q4 2016 Portfolio in Review
As of Q4 2016, Equitec Specialists held 147 positions worth $419M, up 22% from $344M the previous quarter. Its ten largest holdings account for 71% of the portfolio.
Equitec Specialists withdrew a net $53.7M in Q4 2016, closing 33 positions and reducing 24 holdings. Its most notable exit was Stanley Black & Decker, Inc., an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 90% of assets, up from 90% a quarter earlier, followed by Financials and Communication Services.
Against the trend, Equitec Specialists opened a new position in Envision Healthcare Corporation worth $2.7M.
- Equitec Specialists's largest Q4 2016 buy was Envision Healthcare Corporation: 22,650 shares worth $2.7M.
- Equitec Specialists added most to T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q4 2016, an estimated $51.1M increase.
- Equitec Specialists's biggest Q4 2016 reduction was JPMorgan Chase, cutting an estimated $9.95M.
- Equitec Specialists fully exited Stanley Black & Decker, Inc. in Q4 2016, selling an estimated $12.5M.
- Equitec Specialists's ten largest holdings make up 71% of its $419M portfolio in Q4 2016.
- Equitec Specialists opened 40 new positions and closed 33 in Q4 2016.
- Equitec Specialists's portfolio value rose 22% quarter-over-quarter to $419M.
Based on Equitec Specialists's 13F filing for Q4 2016, filed 24 Jan 2017.