ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+3.81%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$304M
AUM Growth
+$304M
Cap. Flow
-$200M
Cap. Flow %
-65.87%
Top 10 Hldgs %
71.06%
Holding
116
New
16
Increased
12
Reduced
8
Closed
16

Top Buys

1
SWH
Stanley Black & Decker, Inc.
SWH
$12.5M
2
WELL.PRI
Welltower Inc.
WELL.PRI
$9.57M
3
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$8.73M
4
JPM.WS
JPMorgan Chase
JPM.WS
$7.11M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$6.59M

Top Sells

1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$170M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$53.4M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
$34.9M
4
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$9.63M
5
BKHU
Black Hills Corporation
BKHU
$5.74M

Sector Composition

1 Financials 8.9%
2 Healthcare 2.25%
3 Energy 0.02%
4 Materials 0%
5 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KAMN
76
DELISTED
Kaman Corp
KAMN
– –
0
– –
XLNX
77
DELISTED
Xilinx Inc
XLNX
– –
0
– –
WPX
78
DELISTED
WPX Energy, Inc.
WPX
– –
0
– –
AGN
79
DELISTED
Allergan plc
AGN
– –
0
– –
MDR
80
DELISTED
McDermott International
MDR
– –
0
– –
MDCO
81
DELISTED
Medicines Co
MDCO
– –
0
– –
HZNP
82
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
0
– –
AFSI
83
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
0
– –
KND
84
DELISTED
Kindred Healthcare
KND
– –
0
– –
AEUA
85
DELISTED
Anadarko Petroleum Corporation
AEUA
– –
-1,064
Closed -$39K
COWN
86
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
0
– –
AMSG
87
DELISTED
Amsurg Corp
AMSG
– –
0
– –
CPHD
88
DELISTED
Cepheid Inc
CPHD
– –
0
– –
GM.WS.A
89
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-28
Closed -$1K
WY.PRA
90
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– –
-1,059,735
Closed -$53.4M
RXII
91
DELISTED
GALENA BIOPHARMA INC COM
RXII
– –
-100
Closed –
WLL
92
DELISTED
Whiting Petroleum Corporation
WLL
– –
0
– –
WLH
93
DELISTED
WILLIAM LYON HOMES
WLH
– –
0
– –
HLS.WS
94
DELISTED
HEALTHSOUTH Corporation
HLS.WS
– –
-18,982
Closed -$32K
ANAC
95
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
– –
0
– –
NEE.PRP
96
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
– –
-2,555,487
Closed -$170M
1 2 3
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