ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+2.26%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$389M
AUM Growth
+$142M
Cap. Flow
-$120M
Cap. Flow %
-30.96%
Top 10 Hldgs %
71.29%
Holding
121
New
11
Increased
11
Reduced
13
Closed
18

Top Buys

1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$23.3M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$21M
3
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$4.94M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$4.49M
5
BKHU
Black Hills Corporation
BKHU
$4.22M

Top Sells

1
TSNU
Tyson Foods, Inc.
TSNU
$1.92M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$1.88M
3
WPXP
WPX Energy, Inc.
WPXP
$957K
4
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$948K
5
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$789K

Sector Composition

1 Healthcare 0.81%
2 Financials 0.17%
3 Energy 0.12%
4 Materials 0.07%
5 Consumer Staples 0.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ICON
76
DELISTED
Iconix Brand Group, Inc.
ICON
– –
0
– –
DYN.PRA
77
DELISTED
Dynegy Inc.
DYN.PRA
– –
-3,594
Closed -$182K
ALR
78
DELISTED
Alere Inc
ALR
– –
0
– –
FCAM
79
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
– –
-182
Closed -$22K
COWN
80
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
0
– –
SQNM
81
DELISTED
SEQUENOM INC NEW
SQNM
– –
-47,500
Closed -$78K
SNDK
82
DELISTED
SANDISK CORP
SNDK
– –
0
– –
SUNE
83
DELISTED
SUNEDISON, INC COM
SUNE
$0 ﹤0.01%
+100
New –
TC
84
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
– –
-88,423
Closed -$18K
TACO
85
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
– –
0
– –
WTFCW
86
DELISTED
Wintrust Financial Corporation
WTFCW
– –
-20,243
Closed -$520K
ZIONW
87
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
– –
-13,360
Closed -$45K
RXII
88
DELISTED
GALENA BIOPHARMA INC COM
RXII
$0 ﹤0.01%
+100
New –
FTR
89
DELISTED
Frontier Communications Corp.
FTR
– –
0
– –
WLH
90
DELISTED
WILLIAM LYON HOMES
WLH
– –
0
– –
REXX
91
DELISTED
Rex Energy Corporation
REXX
– –
0
– –
ANAC
92
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
– –
0
– –
1 2 3
4