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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$132M
Cap. Flow
-$105M
Cap. Flow %
-25.54%
Top 10 Hldgs %
67.35%
Holding
151
New
32
Increased
25
Reduced
26
Closed
43
Avg Time Held Equity + Options
0.4 years
Top 10 Avg Time Held Equity + Options
0.5 years
Top 20 Avg Time Held Equity + Options
0.4 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.5 years
Top 20 Avg Time Held Equity only
0.4 years

Top Buys

Rank Stock Value
1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$21.9M
2
NEE.PRP icon
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$20M
3
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
+$4.73M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$4.02M
5
BKHU
Black Hills Corporation
BKHU
+$3.78M

Top Sells

Rank Stock Value
1
TMUSP icon
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$1.86M
2
TSNU
Tyson Foods, Inc.
TSNU
+$1.74M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$941K
4
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$789K
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$730K

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.75%
2 Healthcare 0.77%
3 Financials 0.23%
4 Energy 0.12%
5 Materials 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TACOW icon
76
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
$17K ﹤0.01%
6,600
– –
2015 Q3
2 quarters
COWN
77
CALL
DELISTED
Cowen Inc. Class A Common Stock
COWN
$16K ﹤0.01%
+1,050
New +$13.8K
2016 Q1
0 quarters
MDVL
78
DELISTED
MedAvail Holdings, Inc. Common Stock
MDVL
$13K ﹤0.01%
12
-33
-73% -$32.5K
2015 Q4
1 quarter
JBLU icon
79
PUT
JetBlue
JBLU
$1.18B
$11K ﹤0.01%
500
– –
2015 Q1
4 quarters
REXX
80
PUT
DELISTED
Rex Energy Corporation
REXX
$10K ﹤0.01%
1,270
-2,750
-68% -$24.4K
2015 Q4
1 quarter
KMI.PRA icon
81
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$5K ﹤0.01%
100
+54
+117% +$2.31K
2015 Q4
1 quarter
CX icon
82
Cemex
CX
$14.4B
$2K ﹤0.01%
324
-54,106
-99% -$267K
2015 Q2
3 quarters
AAL icon
83
American Airlines Group
AAL
$8.06B
– –
-2,953
Closed -$125K –
ADI icon
84
Analog Devices
ADI
$195B
– –
-1,764
Closed -$98K –
AEE icon
85
Ameren
AEE
$28.8B
– –
-964
Closed -$42K –
AMP icon
86
Ameriprise Financial
AMP
$43.8B
– –
-605
Closed -$64K –
CX icon
87
PUT
Cemex
CX
$14.4B
– –
-46,292
Closed -$238K –
D icon
88
CALL
Dominion Energy
D
$55.2B
– –
-5,300
Closed -$358K –
D icon
89
PUT
Dominion Energy
D
$55.2B
– –
-5,000
Closed -$338K –
GLNG icon
90
PUT
Golar LNG
GLNG
$4.56B
– –
-32,500
Closed -$513K –
IONS icon
91
CALL
Ionis Pharmaceuticals
IONS
$7.31B
– –
-1,600
Closed -$99K –
IONS icon
92
PUT
Ionis Pharmaceuticals
IONS
$7.31B
– –
-300
Closed -$19K –
IRDM icon
93
PUT
Iridium Communications
IRDM
$4.71B
– –
-2,500
Closed -$21K –
JKS icon
94
PUT
JinkoSolar
JKS
$425M
– –
-35,000
Closed -$968K –
MNKD icon
95
MannKind Corp
MNKD
$1.01B
– –
-60
Closed -$343 –
MOH icon
96
CALL
Molina Healthcare
MOH
$11.1B
– –
-5,200
Closed -$313K –
OFG icon
97
PUT
OFG Bancorp
OFG
$2.19B
– –
-15,000
Closed -$110K –
PEP icon
98
PepsiCo
PEP
$177B
– –
-1,292
Closed -$129K –
PNW icon
99
Pinnacle West Capital
PNW
$12.3B
– –
-1,597
Closed -$103K –
SPY icon
100
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$815B
– –
-50,000
Closed -$10.2M –
2 3
4
5 6

Similar funds

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YECIP
YT Extraction Co Investment Partners New York $1.73M AUM
SA
Silversage Advisors Irvine, California $2.41M AUM 46.55% 1-Year Est. Return
FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
TRV GP Boston, Massachusetts $18.9M AUM 541.67% 1-Year Est. Return
DHRFI
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HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM

Equitec Specialists's Q1 2016 Portfolio in Review

As of Q1 2016, Equitec Specialists held 151 positions worth $411M, up 48% from $279M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $105M in Q1 2016, closing 43 positions and reducing 26 holdings. Its most notable exit was Horizon Therapeutics Public Limited Company Ordinary Shares, an estimated $789K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 98% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Equitec Specialists opened a new position in DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) worth $23.3M.

  • Equitec Specialists's largest Q1 2016 buy was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA): 396,959 shares worth $23.3M.
  • Equitec Specialists added most to Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock in Q1 2016, an estimated $4.02M increase.
  • Equitec Specialists's biggest Q1 2016 reduction was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $1.86M.
  • Equitec Specialists fully exited Horizon Therapeutics Public Limited Company Ordinary Shares in Q1 2016, selling an estimated $789K.
  • Equitec Specialists's ten largest holdings make up 67% of its $411M portfolio in Q1 2016.
  • Equitec Specialists opened 32 new positions and closed 43 in Q1 2016.
  • Equitec Specialists's portfolio value rose 48% quarter-over-quarter to $411M.

Based on Equitec Specialists's 13F filing for Q1 2016, filed 29 Apr 2016.