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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$279M
AUM Growth
+$46.8M
Cap. Flow
-$112M
Cap. Flow %
-40.18%
Top 10 Hldgs %
67.15%
Holding
160
New
40
Increased
22
Reduced
23
Closed
40

Top Buys

Rank Stock Value
1
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$4.07M
2
BKHU
Black Hills Corporation
BKHU
+$3.19M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$2.34M
4
TSNU
Tyson Foods, Inc.
TSNU
+$1.65M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$960K

Top Sells

Rank Stock Value
1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$18.6M
2
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$8.7M
3
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$8.69M
4
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$2.35M
5
SWNC
Southwestern Energy Company
SWNC
+$2.28M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.61%
2 Healthcare 1.72%
3 Financials 0.33%
4 Materials 0.11%
5 Utilities 0.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCAM
76
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$22K 0.01%
182
– –
IRDM icon
77
PUT
Iridium Communications
IRDM
$4.94B
$21K 0.01%
2,500
-10,000
-80% -$76.2K
ECPG icon
78
CALL
Encore Capital Group
ECPG
$2.1B
$20K 0.01%
+700
New +$24.2K
X
79
CALL
DELISTED
US Steel
X
$20K 0.01%
2,500
– –
IONS icon
80
PUT
Ionis Pharmaceuticals
IONS
$10.1B
$19K 0.01%
300
-1,300
-81% -$70.1K
TACOW
81
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
$19K 0.01%
6,600
-6,653
-50% -$24.4K
TC
82
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$18K 0.01%
88,423
– –
VLYWW
83
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
$18K 0.01%
122,952
-601
-0.5% -$117
SUNE
84
CALL
DELISTED
SUNEDISON, INC COM
SUNE
$17K 0.01%
+3,400
New +$20.8K
TC
85
PUT
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$17K 0.01%
86,400
– –
TSEM icon
86
CALL
Tower Semiconductor
TSEM
$23.5B
$14K 0.01%
1,000
– –
MDR
87
CALL
DELISTED
McDermott International
MDR
$13K ﹤0.01%
1,333
– –
JBLU icon
88
PUT
JetBlue
JBLU
$1.81B
$11K ﹤0.01%
500
– –
ENT
89
CALL
DELISTED
Global Eagle Entertainment Inc.
ENT
$10K ﹤0.01%
+40
New +$11.4K
CLF icon
90
CALL
Cleveland-Cliffs
CLF
$6.63B
$8K ﹤0.01%
5,000
-5,500
-52% -$13.5K
ARE.PRD
91
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$6K ﹤0.01%
+204
New +$5.58K
TC
92
CALL
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$3K ﹤0.01%
12,500
– –
KMI.PRA
93
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$2K ﹤0.01%
+46
New +$1.93K
C icon
94
Citigroup
C
$223B
– –
-300
Closed -$15K
CLF icon
95
Cleveland-Cliffs
CLF
$6.63B
– –
-1,945
Closed -$4.77K
ECPG icon
96
PUT
Encore Capital Group
ECPG
$2.1B
– –
-7,000
Closed -$259K
F icon
97
Ford
F
$55.3B
– –
-1,750
Closed -$24K
GM icon
98
General Motors
GM
$75.7B
– –
-16,560
Closed -$497K
JAKK icon
99
Jakks Pacific
JAKK
$291M
– –
-1,500
Closed -$128K
JKS
100
CALL
JinkoSolar
JKS
$709M
– –
-1,000
Closed -$22K
2 3
4
5 6

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SA
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FRGX
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KA
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TG
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HCMT
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Equitec Specialists's Q4 2015 Portfolio in Review

As of Q4 2015, Equitec Specialists held 160 positions worth $279M, up 20% from $232M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $112M in Q4 2015, closing 40 positions and reducing 23 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Equitec Specialists opened a new position in Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1 worth $3.88M.

  • Equitec Specialists's largest Q4 2015 buy was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1: 27,016 shares worth $3.88M.
  • Equitec Specialists added most to RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest in Q4 2015, an estimated $2.34M increase.
  • Equitec Specialists's biggest Q4 2015 reduction was El Paso Energy Capital Trust I, cutting an estimated $8.7M.
  • Equitec Specialists fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q4 2015, selling an estimated $18.6M.
  • Equitec Specialists's ten largest holdings make up 67% of its $279M portfolio in Q4 2015.
  • Equitec Specialists opened 40 new positions and closed 40 in Q4 2015.
  • Equitec Specialists's portfolio value rose 20% quarter-over-quarter to $279M.

Based on Equitec Specialists's 13F filing for Q4 2015, filed 22 Jan 2016.