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Equitec Specialists Portfolio holdings
AUM
$708K
Turnover
98.64%
1-Year Est. Return
25.27%
This Fund
S&P 500
This Quarter
Est. Return
+0.69%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$279M
AUM Growth
+$46.8M
(+20%)
Cap. Flow
-$112M
Cap. Flow
% of AUM
-40.18%
Top 10 Holdings %
Top 10 Hldgs %
67.15%
Holding
160
New
40
Increased
22
Reduced
23
Closed
40
Avg Time Held Equity + Options
0.4
years
Top 10 Avg Time Held Equity + Options
0.4
years
Top 20 Avg Time Held Equity + Options
0.4
years
Avg Time Held Equity only
0.4
years
Top 10 Avg Time Held Equity only
0.4
years
Top 20 Avg Time Held Equity only
0.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
|
+$4.07M |
| 2 |
BKHU
Black Hills Corporation
BKHU
|
+$3.19M |
| 3 |
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
|
+$2.34M |
| 4 |
TSNU
Tyson Foods, Inc.
TSNU
|
+$1.65M |
| 5 |
Welltower Inc.
WELL.PRI
|
+$960K |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 97.61% |
| 2 | Healthcare | 1.72% |
| 3 | Financials | 0.33% |
| 4 | Materials | 0.11% |
| 5 | Utilities | 0.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
FCAM
76
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
| $22K | 0.01% |
182
| – | – |
2015 Q1
3 quarters
|
|
77
PUT
Iridium Communications
IRDM
$4.68B
| $21K | 0.01% |
2,500
-10,000
| -80% | -$76.2K |
2015 Q2
2 quarters
|
|
78
CALL
Encore Capital Group
ECPG
$2.16B
| $20K | 0.01% |
+700
| New | +$24.2K |
2015 Q4
0 quarters
|
|
79
CALL
DELISTED
US Steel
X
| $20K | 0.01% |
2,500
| – | – |
2015 Q2
2 quarters
|
|
80
PUT
Ionis Pharmaceuticals
IONS
$7.32B
| $19K | 0.01% |
300
-1,300
| -81% | -$70.1K |
2014 Q4
4 quarters
|
|
81
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
| $19K | 0.01% |
6,600
-6,653
| -50% | -$24.4K |
2015 Q3
1 quarter
|
|
82
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
| $18K | 0.01% |
88,423
| – | – |
2014 Q4
4 quarters
|
|
|
VLYWW
83
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
| $18K | 0.01% |
122,952
-601
| -0.5% | -$117 |
2014 Q4
4 quarters
|
|
84
CALL
DELISTED
SUNEDISON, INC COM
SUNE
| $17K | 0.01% |
+3,400
| New | +$20.8K |
2015 Q4
0 quarters
|
|
|
85
PUT
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
| $17K | 0.01% |
86,400
| – | – |
2014 Q4
4 quarters
|
|
86
CALL
Tower Semiconductor
TSEM
$23.2B
| $14K | 0.01% |
1,000
| – | – |
2015 Q3
1 quarter
|
|
|
MDR
87
CALL
DELISTED
McDermott International
MDR
| $13K | ﹤0.01% |
1,333
| – | – |
2015 Q2
2 quarters
|
|
88
PUT
JetBlue
JBLU
$1.17B
| $11K | ﹤0.01% |
500
| – | – |
2015 Q1
3 quarters
|
|
|
ENT
89
CALL
DELISTED
Global Eagle Entertainment Inc.
ENT
| $10K | ﹤0.01% |
+40
| New | +$11.4K |
2015 Q4
0 quarters
|
|
90
CALL
Cleveland-Cliffs
CLF
$6.89B
| $8K | ﹤0.01% |
5,000
-5,500
| -52% | -$13.5K |
2015 Q3
1 quarter
|
|
91
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
| $6K | ﹤0.01% |
+204
| New | +$5.58K |
2015 Q4
0 quarters
|
|
|
92
CALL
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
| $3K | ﹤0.01% |
12,500
| – | – |
2014 Q4
4 quarters
|
|
93
DELISTED
Kinder Morgan, Inc.
KMI.PRA
| $2K | ﹤0.01% |
+46
| New | +$1.93K |
2015 Q4
0 quarters
|
|
94
Citigroup
C
$204B
| – | – |
-300
| Closed | -$15K | – |
|
|
95
Cleveland-Cliffs
CLF
$6.89B
| – | – |
-1,945
| Closed | -$4.77K | – |
|
|
96
PUT
Encore Capital Group
ECPG
$2.16B
| – | – |
-7,000
| Closed | -$259K | – |
|
97
Ford
F
$48.8B
| – | – |
-1,750
| Closed | -$24K | – |
|
98
General Motors
GM
$73.3B
| – | – |
-16,560
| Closed | -$497K | – |
|
99
Jakks Pacific
JAKK
$323M
| – | – |
-1,500
| Closed | -$128K | – |
|
100
CALL
JinkoSolar
JKS
$424M
| – | – |
-1,000
| Closed | -$22K | – |
|
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Equitec Specialists's Q4 2015 Portfolio in Review
As of Q4 2015, Equitec Specialists held 160 positions worth $279M, up 20% from $232M the previous quarter. Its ten largest holdings account for 67% of the portfolio.
Equitec Specialists withdrew a net $112M in Q4 2015, closing 40 positions and reducing 23 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Equitec Specialists opened a new position in Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1 worth $3.88M.
- Equitec Specialists's largest Q4 2015 buy was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1: 27,016 shares worth $3.88M.
- Equitec Specialists added most to RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest in Q4 2015, an estimated $2.34M increase.
- Equitec Specialists's biggest Q4 2015 reduction was El Paso Energy Capital Trust I, cutting an estimated $8.7M.
- Equitec Specialists fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q4 2015, selling an estimated $18.6M.
- Equitec Specialists's ten largest holdings make up 67% of its $279M portfolio in Q4 2015.
- Equitec Specialists opened 40 new positions and closed 40 in Q4 2015.
- Equitec Specialists's portfolio value rose 20% quarter-over-quarter to $279M.
Based on Equitec Specialists's 13F filing for Q4 2015, filed 22 Jan 2016.