ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+0.61%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$247M
AUM Growth
+$247M
Cap. Flow
-$33.9M
Cap. Flow %
-13.73%
Top 10 Hldgs %
74.94%
Holding
128
New
20
Increased
8
Reduced
12
Closed
23

Top Buys

1
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$3.88M
2
BKHU
Black Hills Corporation
BKHU
$3.36M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$2.38M
4
TSNU
Tyson Foods, Inc.
TSNU
$1.8M
5
WELL.PRI
Welltower Inc.
WELL.PRI
$976K

Top Sells

1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$18.6M
2
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$8.25M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$7.79M
4
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$2.36M
5
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$2.35M

Sector Composition

1 Healthcare 1.94%
2 Financials 0.37%
3 Materials 0.12%
4 Utilities 0.06%
5 Consumer Staples 0.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XLE icon
76
Energy Select Sector SPDR Fund
XLE
$27.6B
– – -5,000 Closed -$306K
SRCL
77
DELISTED
Stericycle Inc
SRCL
– – -850 Closed -$118K
SWN
78
DELISTED
Southwestern Energy Company
SWN
– – 0 – –
TCO
79
DELISTED
Taubman Centers Inc.
TCO
– – -300 Closed -$21K
MDR
80
DELISTED
McDermott International
MDR
– – 0 – –
MDCO
81
DELISTED
Medicines Co
MDCO
– – 0 – –
GWR
82
DELISTED
Genesee & Wyoming Inc.
GWR
– – 0 – –
JASNW
83
DELISTED
Jason Industries, Inc.
JASNW
– – -29,789 Closed -$9K
WFT
84
DELISTED
Weatherford International plc
WFT
– – -75,000 Closed -$636K
ICON
85
DELISTED
Iconix Brand Group, Inc.
ICON
– – -8,600 Closed -$116K
ALR
86
DELISTED
Alere Inc
ALR
– – 0 – –
SNDK
87
DELISTED
SANDISK CORP
SNDK
– – 0 – –
SUNE
88
DELISTED
SUNEDISON, INC COM
SUNE
– – 0 – –
DCUA
89
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
– – -335,520 Closed -$18.6M
SWU
90
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
– – -14,893 Closed -$1.99M
GWRU
91
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
– – -25,838 Closed -$2.35M
TACO
92
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
– – 0 – –
CCI.PRA
93
DELISTED
Crown Castle International Corp.
CCI.PRA
– – -15,454 Closed -$1.57M
RXII
94
DELISTED
GALENA BIOPHARMA INC COM
RXII
– – 0 – –
HOT
95
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– – -400 Closed -$27K
FTR
96
DELISTED
Frontier Communications Corp.
FTR
– – 0 – –
REXX
97
DELISTED
Rex Energy Corporation
REXX
– – 0 – –
HK
98
DELISTED
Halcon Resources Corporation
HK
– – -1,887 Closed -$1K
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