ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
-2.83%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$193M
AUM Growth
-$125M
Cap. Flow
-$203M
Cap. Flow %
-104.97%
Top 10 Hldgs %
70.86%
Holding
114
New
23
Increased
10
Reduced
10
Closed
11

Top Buys

1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$18.6M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$14M
3
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$7.08M
4
WELL.PRI
Welltower Inc.
WELL.PRI
$4.41M
5
WPXP
WPX Energy, Inc.
WPXP
$1.68M

Top Sells

1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$71.4M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$39.4M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$17.2M
4
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$2.6M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$2.44M

Sector Composition

1 Healthcare 0.42%
2 Consumer Discretionary 0.41%
3 Energy 0.33%
4 Financials 0.29%
5 Materials 0.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TSNU
76
DELISTED
Tyson Foods, Inc.
TSNU
– –
-2,770
Closed -$143K
SNDK
77
DELISTED
SANDISK CORP
SNDK
– –
0
– –
OCR.PRB
78
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
– –
-148,644
Closed -$17.2M
NEE.PRO
79
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
– –
-1,156,450
Closed -$71.4M
UTX.PRA
80
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
– –
-688,274
Closed -$39.4M
BZT
81
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
– –
-2,423
Closed -$69K
RXII
82
DELISTED
GALENA BIOPHARMA INC COM
RXII
– –
0
– –
CATYW
83
DELISTED
Cathay General Bancorp Warrant
CATYW
– –
-300
Closed -$3K
KMI.WS
84
DELISTED
Kinder Morgan Inc
KMI.WS
– –
-220,106
Closed -$594K
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