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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$354M
AUM Growth
-$33.4M
Cap. Flow
-$26.3M
Cap. Flow %
-7.43%
Top 10 Hldgs %
63.47%
Holding
135
New
26
Increased
17
Reduced
23
Closed
28
Avg Time Held Equity + Options
0.2 years
Top 10 Avg Time Held Equity + Options
0.1 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.2 years
Top 10 Avg Time Held Equity only
0.1 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
NEE.PRO icon
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$41.3M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$21M
3
SWNC
Southwestern Energy Company
SWNC
+$7.17M
4
RPT.PRD icon
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$6.55M
5
ACT.PRA icon
ACTAVIS PLC Pfd Conv Ser A (Irl)
ACT.PRA
+$4.27M

Top Sells

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$8.86M
2
GM.WS.A icon
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.3M
3
BZH icon
Beazer Homes USA
BZH
+$2.28M
4
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
+$1.76M
5
CANF icon
Can-Fite BioPharma American Depositary Shares
CANF
+$1.53M

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.29%
2 Technology 0.34%
3 Healthcare 0.33%
4 Materials 0.04%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AIR icon
76
CALL
AAR Corp
AIR
$3.97B
– –
-12,000
Closed -$333K –
BZH icon
77
Beazer Homes USA
BZH
$892M
– –
-118,020
Closed -$2.28M –
BZH icon
78
PUT
Beazer Homes USA
BZH
$892M
– –
-116,400
Closed -$2.25M –
CX icon
79
Cemex
CX
$14.8B
– –
-107,318
Closed -$924K –
ENS icon
80
CALL
EnerSys
ENS
$6.08B
– –
-100
Closed -$6K –
EXEL icon
81
CALL
Exelixis
EXEL
$15.4B
– –
-2,500
Closed -$4K –
IMNN icon
82
CALL
Imunon
IMNN
$5.72M
– –
-11
Closed -$73K –
LPTH icon
83
Lightpath Technologies
LPTH
$536M
$0 ﹤0.01%
300
-1,000
-77% -$1.08K
2014 Q4
1 quarter
MGM icon
84
CALL
MGM Resorts International
MGM
$7.2B
– –
-11,400
Closed -$244K –
MGM icon
85
PUT
MGM Resorts International
MGM
$7.2B
– –
-20,700
Closed -$443K –
RCON icon
86
Recon Technology
RCON
$20M
– –
0
– -$12K
2014 Q4
1 quarter
UAL icon
87
PUT
United Airlines
UAL
$31.2B
– –
-18,100
Closed -$1.21M –
VC icon
88
CALL
Visteon
VC
$2.33B
– –
-19,300
Closed -$2.06M –
SPWR icon
89
CALL
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-19,240
Closed -$325K –
SPWR icon
90
PUT
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-8,399
Closed -$142K –
THMO icon
91
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
-2
Closed -$20K –
ATHX
92
DELISTED
Athersys, Inc. Common Stock
ATHX
– –
-80
Closed -$3K –
GM.WS.B icon
93
DELISTED
General Motors Company
GM.WS.B
– –
-339
Closed -$6K –
BAC.WS.A icon
94
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
– –
-26,494
Closed -$187K –
DCUB
95
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
– –
-29,231
Closed -$1.76M –
REE icon
96
DELISTED
RARE ELEMENT RES LTD
REE
– –
-15,430
Closed -$6K –
AXPW
97
DELISTED
AXION PWR INTL INC COM STK (DE)
AXPW
– –
-771
Closed -$25K –
GDP
98
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-450
Closed -$2K –
GDP
99
PUT
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-500
Closed -$2K –
SLXP
100
CALL
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
– –
-10,100
Closed -$1.16M –
1 2 3
4
5

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SA
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Equitec Specialists's Q1 2015 Portfolio in Review

As of Q1 2015, Equitec Specialists held 135 positions worth $354M, down 8.6% from $387M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Equitec Specialists withdrew a net $26.3M in Q1 2015, closing 28 positions and reducing 23 holdings. Its most notable exit was Beazer Homes USA, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 98% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Equitec Specialists opened a new position in UNITED TECHNOLOGIES CORP CORP UNIT (DE) worth $20.7M.

  • Equitec Specialists's largest Q1 2015 buy was UNITED TECHNOLOGIES CORP CORP UNIT (DE): 336,721 shares worth $20.7M.
  • Equitec Specialists added most to NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL) in Q1 2015, an estimated $41.3M increase.
  • Equitec Specialists's biggest Q1 2015 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $8.86M.
  • Equitec Specialists fully exited Beazer Homes USA in Q1 2015, selling an estimated $2.28M.
  • Equitec Specialists's ten largest holdings make up 63% of its $354M portfolio in Q1 2015.
  • Equitec Specialists opened 26 new positions and closed 28 in Q1 2015.
  • Equitec Specialists's portfolio value fell 8.6% quarter-over-quarter to $354M.

Based on Equitec Specialists's 13F filing for Q1 2015, filed 7 May 2015.