ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
-0.1%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$320M
AUM Growth
-$16.1M
Cap. Flow
-$165M
Cap. Flow %
-51.74%
Top 10 Hldgs %
70.27%
Holding
126
New
15
Increased
9
Reduced
14
Closed
15

Top Buys

1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$40.7M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$20.7M
3
SWNC
Southwestern Energy Company
SWNC
$6.7M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$6.39M
5
ACT.PRA
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
$4.13M

Top Sells

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$9.02M
2
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$3.46M
3
BZH icon
Beazer Homes USA
BZH
$2.29M
4
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$1.76M
5
CX icon
Cemex
CX
$972K

Sector Composition

1 Technology 0.37%
2 Healthcare 0.36%
3 Materials 0.04%
4 Industrials 0%
5 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JNS
76
DELISTED
Janus Capital Group Inc
JNS
– –
0
– –
DCUB
77
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
– –
-29,231
Closed -$1.76M
SNDK
78
DELISTED
SANDISK CORP
SNDK
– –
0
– –
REE
79
DELISTED
RARE ELEMENT RES LTD
REE
– –
-15,430
Closed -$6K
AXPW
80
DELISTED
AXION PWR INTL INC COM STK (DE)
AXPW
– –
-771
Closed -$25K
GDP
81
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-450
Closed -$2K
OCR
82
DELISTED
OMNICARE INC
OCR
– –
0
– –
BSDM
83
DELISTED
BSD MEDICAL CORP (DEL)
BSDM
– –
-194,564
Closed -$69K
CBST
84
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
– –
0
– –
KMI.WS
85
DELISTED
Kinder Morgan Inc
KMI.WS
– –
-41,317
Closed -$176K
HK
86
DELISTED
Halcon Resources Corporation
HK
– –
-634
Closed -$195K
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