ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+3.57%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$1.2B
AUM Growth
+$610M
Cap. Flow
-$503M
Cap. Flow %
-41.77%
Top 10 Hldgs %
86.05%
Holding
221
New
73
Increased
15
Reduced
22
Closed
40

Top Buys

1
FSR.WS
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
$12.3M
2
PCGU
PG&E Corporation
PCGU
$11.8M
3
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
$9.93M
4
TTCFW
Tattooed Chef, Inc. Warrant
TTCFW
$8.86M
5
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$8.03M

Top Sells

1
BLNKW
Blink Charging Co. Warrant
BLNKW
$57.4M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$23.3M
3
PRPLW
Purple Innovation, Inc.
PRPLW
$13M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$12.4M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$10.2M

Sector Composition

1 Industrials 1.67%
2 Consumer Discretionary 1.27%
3 Energy 0.05%
4 Financials 0.04%
5 Technology 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BTRSW
51
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$178K 0.01%
+41,777
New +$178K
HYLN icon
52
Hyliion Holdings
HYLN
$281M
$170K 0.01%
+10,300
New +$170K
CTEV
53
Claritev Corporation
CTEV
$1.12B
$164K 0.01%
+513
New +$164K
IPV.WS
54
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
$134K 0.01%
32,600
– –
GIX.WS
55
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$118K 0.01%
60,000
+10,000
+20% +$19.7K
CEREW
56
DELISTED
Cerevel Therapeutics Holdings, Inc. Warrant
CEREW
$115K 0.01%
+20,347
New +$115K
HTOOW icon
57
Fusion Fuel Green PLC Warrant
HTOOW
$249K
$102K 0.01%
+15,350
New +$102K
DEH.WS
58
DELISTED
D8 Holdings Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exer
DEH.WS
$99K 0.01%
+94,181
New +$99K
LTRYW icon
59
Lottery.com, Inc. Warrants
LTRYW
$303K
$91K 0.01%
39,816
-20,098
-34% -$45.9K
SFT
60
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$85K 0.01%
+1,032
New +$85K
TALKW icon
61
Talkspace, Inc. Warrant
TALKW
$2.78M
$84K 0.01%
48,451
+28,451
+142% +$49.3K
TMTSW
62
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$84K 0.01%
+74,893
New +$84K
OPEN icon
63
Opendoor
OPEN
$4B
$81K ﹤0.01%
+3,550
New +$81K
KERNW
64
DELISTED
Akerna Corp Warrant
KERNW
$80K ﹤0.01%
86,100
-26,369
-23% -$24.5K
MFAC.WS
65
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$77K ﹤0.01%
26,575
+5,975
+29% +$17.3K
CPSR.WS
66
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$71K ﹤0.01%
+50,003
New +$71K
DFNS.WS
67
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
$71K ﹤0.01%
+43,759
New +$71K
UTZ.WS
68
DELISTED
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$66K ﹤0.01%
6,300
-1,187,852
-99% -$12.4M
ADVWW
69
Advantage Solutions Warrant
ADVWW
$64K ﹤0.01%
+22,500
New +$64K
BURU.WS
70
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$64K ﹤0.01%
+45,403
New +$64K
ALUS.WS
71
DELISTED
Alussa Energy Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary
ALUS.WS
$61K ﹤0.01%
49,944
-21,056
-30% -$25.7K
RIDEW
72
DELISTED
Lordstown Motors Corp. Warrant
RIDEW
$60K ﹤0.01%
+6,993
New +$60K
LACQW
73
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$59K ﹤0.01%
+75,000
New +$59K
AIG.WS
74
DELISTED
American International Group, Inc.
AIG.WS
$56K ﹤0.01%
+470,590
New +$56K
LFLYW
75
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$55K ﹤0.01%
55,000
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