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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$1.66B
AUM Growth
+$771M
Cap. Flow
-$434M
Cap. Flow %
-26.11%
Top 10 Hldgs %
77.04%
Holding
276
New
105
Increased
32
Reduced
41
Closed
58

Top Buys

1
FSR.WS
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
+$11.9M
2
PCGU
PG&E Corporation
PCGU
+$10.9M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$7.88M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$7.4M
5
AAL icon
American Airlines Group
AAL
+$6.3M

Top Sells

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$23.3M
2
BLNKW
Blink Charging Co. Warrant
BLNKW
+$23M
3
PRPLW
Purple Innovation, Inc.
PRPLW
+$13M
4
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$10.2M
5
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
+$9.07M

Sector Composition

1 Industrials 1.21%
2 Consumer Discretionary 0.92%
3 Energy 0.04%
4 Financials 0.03%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLVRW
51
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$1.11M 0.07%
+718,216
New +$1.49M
TTCF
52
CALL
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$1.09M 0.07%
+47,800
New +$945K
VLDRW
53
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
$997K 0.06%
+117,152
New +$541K
RIDE
54
PUT
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$855K 0.05%
+2,840
New +$893K
AVTR icon
55
CALL
Avantor
AVTR
$7.56B
$836K 0.05%
29,700
-1,900
-6% -$49K
VLDR
56
PUT
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$812K 0.05%
+35,600
New +$605K
DM.WS
57
DELISTED
Desktop Metal, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Com
DM.WS
$789K 0.05%
+164,012
New +$810K
SWK icon
58
CALL
Stanley Black & Decker
SWK
$14B
$714K 0.04%
4,000
-2,000
-33% -$355K
SRE icon
59
PUT
Sempra
SRE
$60.3B
$675K 0.04%
10,600
-387,800
-97% -$24.9M
MPLN.WS
60
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
$624K 0.04%
+416,323
New +$630K
SAVE
61
DELISTED
Spirit Airlines, Inc.
SAVE
$606K 0.04%
24,774
+4,000
+19% +$82.9K
OXY icon
62
Occidental Petroleum
OXY
$54.6B
$605K 0.04%
+34,931
New +$479K
GB.WS
63
DELISTED
Global Blue Group Holding AG Warrants exercisable for one Ordinary Share of Global Blue Group Holding AG at a price of $11.50 per share
GB.WS
$556K 0.03%
338,849
+7,199
+2% +$7.77K
RCL icon
64
CALL
Royal Caribbean
RCL
$77B
$553K 0.03%
+7,400
New +$516K
BW icon
65
Babcock & Wilcox
BW
$1.47B
$510K 0.03%
145,266
-10,100
-7% -$31.7K
CHNG
66
PUT
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$496K 0.03%
26,600
-8,200
-24% -$135K
TRITW
67
DELISTED
Triterras, Inc. Warrant
TRITW
$487K 0.03%
+219,370
New +$591K
EOSE icon
68
CALL
Eos Energy Enterprises
EOSE
$1.47B
$483K 0.03%
+23,200
New +$299K
GB
69
DELISTED
Global Blue Group Holding
GB
$481K 0.03%
+36,973
New +$386K
FIRY
70
Firy Inc
FIRY
$130M
$479K 0.03%
+1,198
New +$356K
PRPL icon
71
PUT
Purple Innovation
PRPL
$31.5M
$478K 0.03%
+14,500
New +$423K
BLNK icon
72
PUT
Blink Charging
BLNK
$79.1M
$457K 0.03%
10,700
-16,200
-60% -$320K
HASI icon
73
CALL
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.91B
$444K 0.03%
7,000
-100
-1% -$5.11K
ZD icon
74
PUT
Ziff Davis
ZD
$1.99B
$440K 0.03%
+5,175
New +$375K
ENOV icon
75
PUT
Enovis
ENOV
$1.56B
$436K 0.03%
6,623
-9,355
-59% -$547K
1 2
3
4 5

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SA
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FRGX
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KA
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Equitec Specialists's Q4 2020 Portfolio in Review

As of Q4 2020, Equitec Specialists held 276 positions worth $1.66B, up 86% from $893M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Equitec Specialists withdrew a net $434M in Q4 2020, closing 58 positions and reducing 41 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $23.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.2% of assets, up from 0.1% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Equitec Specialists opened a new position in Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri worth $12.3M.

  • Equitec Specialists's largest Q4 2020 buy was Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri: 2,505,786 shares worth $12.3M.
  • Equitec Specialists added most to PG&E Corporation in Q4 2020, an estimated $10.9M increase.
  • Equitec Specialists's biggest Q4 2020 reduction was Blink Charging Co. Warrant, cutting an estimated $23M.
  • Equitec Specialists fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q4 2020, selling an estimated $23.3M.
  • Equitec Specialists's ten largest holdings make up 77% of its $1.66B portfolio in Q4 2020.
  • Equitec Specialists opened 105 new positions and closed 58 in Q4 2020.
  • Equitec Specialists's portfolio value rose 86% quarter-over-quarter to $1.66B.

Based on Equitec Specialists's 13F filing for Q4 2020, filed 26 Jan 2021.