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ES
Equitec Specialists Portfolio holdings
AUM
$708K
Turnover
98.64%
1-Year Est. Return
25.27%
This Fund
S&P 500
This Quarter
Est. Return
+5.61%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$893M
AUM Growth
+$231M
(+35%)
Cap. Flow
-$239M
Cap. Flow
% of AUM
-26.71%
Top 10 Holdings %
Top 10 Hldgs %
67.2%
Holding
207
New
67
Increased
28
Reduced
34
Closed
39
Avg Time Held Equity + Options
0.4
years
Top 10 Avg Time Held Equity + Options
0.3
years
Top 20 Avg Time Held Equity + Options
0.3
years
Avg Time Held Equity only
0.4
years
Top 10 Avg Time Held Equity only
0.2
years
Top 20 Avg Time Held Equity only
0.2
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PCGU
PG&E Corporation
PCGU
|
+$16.5M |
| 2 |
Purple Innovation, Inc.
PRPLW
|
+$10.6M |
| 3 |
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
|
+$10.1M |
| 4 |
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
|
+$7.33M |
| 5 |
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
|
+$7.25M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 98.59% |
| 2 | Consumer Discretionary | 0.82% |
| 3 | Utilities | 0.3% |
| 4 | Financials | 0.12% |
| 5 | Industrials | 0.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
Royal Caribbean
RCL
$74.9B
| $937K | 0.1% |
14,472
+2,579
| +22% | +$152K |
2020 Q2
1 quarter
|
|
52
KKR & Co
KKR
$78.7B
| $901K | 0.1% |
+26,234
| New | +$918K |
2020 Q3
0 quarters
|
|
|
IFFT
53
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
| $897K | 0.1% |
+20,253
| New | +$919K |
2020 Q3
0 quarters
|
|
54
PUT
Enovis
ENOV
$1.12B
| $862K | 0.1% |
15,978
-10,167
| -39% | -$558K |
2020 Q1
2 quarters
|
|
55
CALL
Avantor
AVTR
$10.9B
| $711K | 0.08% |
31,600
+9,400
| +42% | +$195K |
2019 Q2
5 quarters
|
|
56
Occidental Petroleum Corp Warrants
OXY.WS
$36.4B
| $640K | 0.07% |
+213,322
| New | +$682K |
2020 Q3
0 quarters
|
|
57
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
| $607K | 0.07% |
93,681
-191,160
| -67% | -$1.04M |
2020 Q1
2 quarters
|
|
58
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
| $576K | 0.06% |
5,882
+1,698
| +41% | +$174K |
2020 Q1
2 quarters
|
|
|
SHLL.WS
59
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
| $563K | 0.06% |
+22,087
| New | +$284K |
2020 Q3
0 quarters
|
|
60
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
| $514K | 0.06% |
6,172
-85,063
| -93% | -$8.13M |
2019 Q1
6 quarters
|
|
|
CHNG
61
PUT
DELISTED
Change Healthcare Inc. Common Stock
CHNG
| $505K | 0.06% |
34,800
+9,400
| +37% | +$120K |
2019 Q3
4 quarters
|
|
62
PUT
Aptiv
APTV
$9.38B
| $385K | 0.04% |
+4,200
| New | +$352K |
2020 Q3
0 quarters
|
|
|
CCXX.WS
63
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
| $384K | 0.04% |
+192,098
| New | +$411K |
2020 Q3
0 quarters
|
|
64
Babcock & Wilcox
BW
$739M
| $360K | 0.04% |
+155,366
| New | +$387K |
2020 Q3
0 quarters
|
|
65
Dominion Energy
D
$55.3B
| $360K | 0.04% |
+4,558
| New | +$358K |
2020 Q3
0 quarters
|
|
66
PUT
PG&E
PCG
$38.9B
| $343K | 0.04% |
36,500
-3,500
| -9% | -$32.4K |
2020 Q2
1 quarter
|
|
67
DELISTED
Spirit Airlines, Inc.
SAVE
| $334K | 0.04% |
20,774
-8,400
| -29% | -$145K |
2020 Q2
1 quarter
|
|
68
Ziff Davis
ZD
$2B
| $311K | 0.03% |
+5,175
| New | +$293K |
2020 Q3
0 quarters
|
|
69
CALL
Norwegian Cruise Line
NCLH
$7.07B
| $303K | 0.03% |
17,700
| – | – |
2020 Q2
1 quarter
|
|
70
CALL
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.73B
| $300K | 0.03% |
+7,100
| New | +$265K |
2020 Q3
0 quarters
|
|
71
PUT
Sabre
SABR
$722M
| $296K | 0.03% |
+45,500
| New | +$337K |
2020 Q3
0 quarters
|
|
|
72
CALL
Enovis
ENOV
$1.12B
| $282K | 0.03% |
5,229
+2,847
| +120% | +$156K |
2020 Q1
2 quarters
|
|
73
PUT
Blink Charging
BLNK
$64.2M
| $277K | 0.03% |
26,900
+17,300
| +180% | +$141K |
2020 Q2
1 quarter
|
|
74
PUT
Danaher
DHR
$163B
| $258K | 0.03% |
+1,354
| New | +$241K |
2020 Q3
0 quarters
|
|
75
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
| $242K | 0.03% |
+249,218
| New | +$216K |
2020 Q3
0 quarters
|
|
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Equitec Specialists's Q3 2020 Portfolio in Review
As of Q3 2020, Equitec Specialists held 207 positions worth $893M, up 35% from $662M the previous quarter. Its ten largest holdings account for 67% of the portfolio.
Equitec Specialists withdrew a net $239M in Q3 2020, closing 39 positions and reducing 34 holdings. Its most notable exit was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A, an estimated $59.3M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 98% a quarter earlier, followed by Consumer Discretionary and Utilities.
Against the trend, Equitec Specialists opened a new position in PG&E Corporation worth $16.5M.
- Equitec Specialists's largest Q3 2020 buy was PG&E Corporation: 168,631 shares worth $16.5M.
- Equitec Specialists added most to Blink Charging Co. Warrant in Q3 2020, an estimated $4.31M increase.
- Equitec Specialists's biggest Q3 2020 reduction was NextEra Energy, Inc. 4.872% Corporate Units, cutting an estimated $17.7M.
- Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2020, selling an estimated $59.3M.
- Equitec Specialists's ten largest holdings make up 67% of its $893M portfolio in Q3 2020.
- Equitec Specialists opened 67 new positions and closed 39 in Q3 2020.
- Equitec Specialists's portfolio value rose 35% quarter-over-quarter to $893M.
Based on Equitec Specialists's 13F filing for Q3 2020, filed 13 Oct 2020.