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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+5.61%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$893M
AUM Growth
+$231M
Cap. Flow
-$242M
Cap. Flow %
-27.1%
Top 10 Hldgs %
67.2%
Holding
207
New
67
Increased
28
Reduced
34
Closed
39

Top Buys

1
PCGU
PG&E Corporation
PCGU
+$16.5M
2
PRPLW
Purple Innovation, Inc.
PRPLW
+$10.6M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$10.1M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
+$7.33M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$7.25M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$59.3M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$17.7M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$13.4M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$10.6M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$8.13M

Sector Composition

1 Consumer Discretionary 0.82%
2 Utilities 0.3%
3 Financials 0.12%
4 Industrials 0.1%
5 Communication Services 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCL icon
51
Royal Caribbean
RCL
$77.3B
$937K 0.1%
14,472
+2,579
+22% +$152K
KKR icon
52
KKR & Co
KKR
$90.9B
$901K 0.1%
+26,234
New +$918K
IFFT
53
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$897K 0.1%
+20,253
New +$919K
ENOV icon
54
PUT
Enovis
ENOV
$1.56B
$862K 0.1%
15,978
-10,167
-39% -$558K
AVTR icon
55
CALL
Avantor
AVTR
$7.54B
$711K 0.08%
31,600
+9,400
+42% +$195K
OXY.WS icon
56
Occidental Petroleum Corp Warrants
OXY.WS
$30.6B
$640K 0.07%
+213,322
New +$682K
VRT.WS
57
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
$607K 0.07%
93,681
-191,160
-67% -$1.04M
SRE.PRB
58
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$576K 0.06%
5,882
+1,698
+41% +$174K
SHLL.WS
59
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
$563K 0.06%
+22,087
New +$284K
ENR.PRA
60
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$514K 0.06%
6,172
-85,063
-93% -$8.13M
CHNG
61
PUT
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$505K 0.06%
34,800
+9,400
+37% +$120K
APTV icon
62
PUT
Aptiv
APTV
$12.4B
$385K 0.04%
+4,200
New +$352K
CCXX.WS
63
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
$384K 0.04%
+192,098
New +$411K
BW icon
64
Babcock & Wilcox
BW
$1.48B
$360K 0.04%
+155,366
New +$387K
D icon
65
Dominion Energy
D
$62.9B
$360K 0.04%
+4,558
New +$358K
PCG icon
66
PUT
PG&E
PCG
$38.3B
$343K 0.04%
36,500
-3,500
-9% -$32.4K
SAVE
67
DELISTED
Spirit Airlines, Inc.
SAVE
$334K 0.04%
20,774
-8,400
-29% -$145K
ZD icon
68
Ziff Davis
ZD
$1.98B
$311K 0.03%
+5,175
New +$293K
NCLH icon
69
CALL
Norwegian Cruise Line
NCLH
$8.98B
$303K 0.03%
17,700
– –
HASI icon
70
CALL
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.94B
$300K 0.03%
+7,100
New +$265K
SABR icon
71
PUT
Sabre
SABR
$696M
$296K 0.03%
+45,500
New +$337K
ENOV icon
72
CALL
Enovis
ENOV
$1.56B
$282K 0.03%
5,229
+2,847
+120% +$156K
BLNK icon
73
PUT
Blink Charging
BLNK
$81.5M
$277K 0.03%
26,900
+17,300
+180% +$141K
DHR icon
74
PUT
Danaher
DHR
$143B
$258K 0.03%
+1,354
New +$241K
FREEW
75
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$242K 0.03%
+249,218
New +$216K
1 2
3
4 5

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YECIP
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SA
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FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
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HCMT
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Equitec Specialists's Q3 2020 Portfolio in Review

As of Q3 2020, Equitec Specialists held 207 positions worth $893M, up 35% from $662M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $242M in Q3 2020, closing 39 positions and reducing 34 holdings. Its most notable exit was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A, an estimated $59.3M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.82% of assets, up from 0.59% a quarter earlier, followed by Utilities and Financials.

Against the trend, Equitec Specialists opened a new position in PG&E Corporation worth $16.5M.

  • Equitec Specialists's largest Q3 2020 buy was PG&E Corporation: 168,631 shares worth $16.5M.
  • Equitec Specialists added most to Blink Charging Co. Warrant in Q3 2020, an estimated $4.31M increase.
  • Equitec Specialists's biggest Q3 2020 reduction was NextEra Energy, Inc. 4.872% Corporate Units, cutting an estimated $17.7M.
  • Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2020, selling an estimated $59.3M.
  • Equitec Specialists's ten largest holdings make up 67% of its $893M portfolio in Q3 2020.
  • Equitec Specialists opened 67 new positions and closed 39 in Q3 2020.
  • Equitec Specialists's portfolio value rose 35% quarter-over-quarter to $893M.

Based on Equitec Specialists's 13F filing for Q3 2020, filed 13 Oct 2020.