ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+3.53%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$594M
AUM Growth
+$594M
Cap. Flow
-$54M
Cap. Flow %
-9.1%
Top 10 Hldgs %
76.89%
Holding
176
New
46
Increased
10
Reduced
19
Closed
23

Top Buys

1
PCGU
PG&E Corporation
PCGU
$16.5M
2
PRPLW
Purple Innovation, Inc.
PRPLW
$13M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$10.4M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$7.81M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$7.26M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$59.3M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$17.6M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$13.4M
4
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$10.6M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$7.08M

Sector Composition

1 Consumer Discretionary 1.23%
2 Utilities 0.45%
3 Financials 0.18%
4 Industrials 0.15%
5 Communication Services 0.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PRO icon
51
PROS Holdings
PRO
$734M
$80K 0.01%
+2,500
New +$80K
INSUW
52
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
$73K 0.01%
+26,439
New +$73K
GIK.WS
53
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
$64K 0.01%
+99,683
New +$64K
BE icon
54
Bloom Energy
BE
$12.3B
$52K 0.01%
+2,877
New +$52K
ALUS.WS
55
DELISTED
Alussa Energy Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary
ALUS.WS
$46K 0.01%
+71,000
New +$46K
GIX.WS
56
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$46K 0.01%
50,000
– –
KERNW
57
DELISTED
Akerna Corp Warrant
KERNW
$42K ﹤0.01%
112,469
– –
CHGG icon
58
Chegg
CHGG
$173M
$40K ﹤0.01%
+560
New +$40K
CPAAW
59
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
$38K ﹤0.01%
+22,500
New +$38K
CDLX icon
60
Cardlytics
CDLX
$53.8M
$35K ﹤0.01%
+500
New +$35K
CGROW
61
DELISTED
Collective Growth Corporation Warrant
CGROW
$31K ﹤0.01%
+50,000
New +$31K
ABLLW
62
DELISTED
Abacus Life Warrant
ABLLW
$29K ﹤0.01%
+45,000
New +$29K
LFLYW
63
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$29K ﹤0.01%
55,000
+50,000
+1,000% +$26.4K
IPV.WS
64
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
$27K ﹤0.01%
+32,600
New +$27K
TALKW icon
65
Talkspace, Inc. Warrant
TALKW
$2.68M
$24K ﹤0.01%
+20,000
New +$24K
LIVKW
66
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$24K ﹤0.01%
+50,000
New +$24K
ASLEW
67
DELISTED
AerSale Corporation Warrants
ASLEW
$23K ﹤0.01%
46,332
– –
LTRYW icon
68
Lottery.com, Inc. Warrants
LTRYW
$374K
$22K ﹤0.01%
59,914
– –
IGICW
69
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
$22K ﹤0.01%
37,500
– –
GLEO.WS
70
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$21K ﹤0.01%
33,190
– –
HCCHW
71
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$21K ﹤0.01%
+10,174
New +$21K
LGC.WS
72
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$19K ﹤0.01%
35,685
-7,415
-17% -$3.95K
TTCF
73
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$18K ﹤0.01%
+774
New +$18K
SNAXW
74
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$17K ﹤0.01%
50,000
– –
HPX.WS
75
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$16K ﹤0.01%
+17,350
New +$16K
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