ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
-3.82%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$281M
AUM Growth
+$281M
Cap. Flow
-$83.3M
Cap. Flow %
-29.6%
Top 10 Hldgs %
83.38%
Holding
151
New
21
Increased
16
Reduced
18
Closed
45

Top Buys

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$16.4M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$11.1M
3
CLVT icon
Clarivate
CLVT
$4.84M
4
DEACW
Diamond Eagle Acquisition Corp. Warrant
DEACW
$1.6M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$1.33M

Top Sells

1
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$26.2M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$14.5M
3
AMZN icon
Amazon
AMZN
$12.6M
4
SPCE.WS
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$6.98M
5
SOLN
The Southern Company
SOLN
$5.96M

Sector Composition

1 Technology 2.06%
2 Consumer Discretionary 0.31%
3 Utilities 0.17%
4 Industrials 0.13%
5 Materials 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SAMAW
51
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$11K ﹤0.01%
50,000
– –
LGC.WS
52
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$11K ﹤0.01%
43,100
-6,900
-14% -$1.76K
GRAF.WS
53
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$10K ﹤0.01%
100,000
– –
FPAC.WS
54
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$9K ﹤0.01%
16,889
-8,111
-32% -$4.32K
GSMGW
55
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$8K ﹤0.01%
+94,328
New +$8K
GLEO.WS
56
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$8K ﹤0.01%
+33,190
New +$8K
LTRYW icon
57
Lottery.com, Inc. Warrants
LTRYW
$374K
$6K ﹤0.01%
59,914
– –
MUDSW
58
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$6K ﹤0.01%
18,032
-44,900
-71% -$14.9K
SNAXW
59
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$5K ﹤0.01%
+50,000
New +$5K
NSCO.WS
60
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
$5K ﹤0.01%
30,651
-21,497
-41% -$3.51K
LFLYW
61
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$3K ﹤0.01%
+5,000
New +$3K
ALGRW
62
DELISTED
Allegro Merger Corp. Warrant
ALGRW
$3K ﹤0.01%
55,000
– –
SNR
63
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$2K ﹤0.01%
600
-201,452
-100% -$672K
AIG icon
64
American International
AIG
$45.1B
– –
0
– –
AIZ icon
65
Assurant
AIZ
$10.8B
– –
0
– –
AMZN icon
66
Amazon
AMZN
$2.41T
– –
-6,800
Closed -$12.6M
AVTR icon
67
Avantor
AVTR
$8.74B
– –
0
– –
BA icon
68
Boeing
BA
$176B
– –
-2,500
Closed -$814K
BDX icon
69
Becton Dickinson
BDX
$54.3B
– –
0
– –
BKNG icon
70
Booking.com
BKNG
$181B
– –
0
– –
BLNK icon
71
Blink Charging
BLNK
$125M
$0 ﹤0.01%
100
– –
BXC icon
72
BlueLinx
BXC
$642M
– –
-2,711
Closed -$39K
CCI icon
73
Crown Castle
CCI
$42.3B
– –
0
– –
CNP icon
74
CenterPoint Energy
CNP
$24.6B
– –
0
– –
DAR icon
75
Darling Ingredients
DAR
$5.05B
– –
-52,028
Closed -$1.46M
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