ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+2.49%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$305M
AUM Growth
+$305M
Cap. Flow
-$105M
Cap. Flow %
-34.53%
Top 10 Hldgs %
59.96%
Holding
166
New
31
Increased
16
Reduced
26
Closed
25

Top Buys

1
AMZN icon
Amazon
AMZN
$12.6M
2
AIG.WS
American International Group, Inc.
AIG.WS
$9.8M
3
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$5.5M
4
XLK icon
Technology Select Sector SPDR Fund
XLK
$5.45M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$5.44M

Top Sells

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
$84M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$20M
3
SJIU
South Jersey Industries, Inc.
SJIU
$11.7M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$11.7M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$8.02M

Sector Composition

1 Consumer Discretionary 4.6%
2 Utilities 2.57%
3 Financials 1.28%
4 Industrials 0.99%
5 Energy 0.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CCI.PRA
51
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$49K 0.01% +38 New +$49K
LSEAW
52
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$47K 0.01% 109,500 – –
CFFAW
53
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$44K 0.01% 50,000 – –
GRAF.WS
54
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$44K 0.01% 100,000 – –
TIBRW
55
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$44K 0.01% 38,500 -11,500 -23% -$13.1K
BLNKW
56
DELISTED
Blink Charging Co. Warrant
BLNKW
$42K 0.01% 98,175 -48,754 -33% -$20.9K
BXC icon
57
BlueLinx
BXC
$652M
$39K 0.01% 2,711 -79,336 -97% -$1.14M
ASLEW
58
DELISTED
AerSale Corporation Warrants
ASLEW
$35K 0.01% 46,332 -13,668 -23% -$10.3K
DEACW
59
DELISTED
Diamond Eagle Acquisition Corp. Warrant
DEACW
$35K 0.01% +14,706 New +$35K
ADNWW
60
Advent Technologies Holdings Warrant
ADNWW
$11.6K
$34K 0.01% 110,000 +55,000 +100% +$17K
EBAY icon
61
eBay
EBAY
$41.4B
$34K 0.01% +945 New +$34K
GOEVW
62
DELISTED
Canoo Inc. Warrant
GOEVW
$32K 0.01% 39,800 -200 -0.5% -$161
FPAC.WS
63
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$32K 0.01% 25,000 – –
WDAY icon
64
Workday
WDAY
$61.6B
$31K 0.01% +191 New +$31K
MUDSW
65
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$31K 0.01% 62,932 -300 -0.5% -$148
VRSK icon
66
Verisk Analytics
VRSK
$37.5B
$29K 0.01% +196 New +$29K
IDXX icon
67
Idexx Laboratories
IDXX
$51.8B
$27K 0.01% +102 New +$27K
LGC.WS
68
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$27K 0.01% 50,000 – –
DLTR icon
69
Dollar Tree
DLTR
$22.8B
$26K 0.01% +280 New +$26K
NSCO.WS
70
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
$25K 0.01% 52,148 -14,333 -22% -$6.87K
FMCIW
71
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$23K 0.01% 50,000 – –
DDMXW
72
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$23K 0.01% 50,000 – –
BWMCW
73
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$22K 0.01% 35,454 -3,500 -9% -$2.17K
PACQW
74
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$21K 0.01% 20,900 -3,900 -16% -$3.92K
SAMAW
75
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$19K 0.01% 50,000 – –
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