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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$363M
AUM Growth
-$71.9M
Cap. Flow
-$131M
Cap. Flow %
-36.11%
Top 10 Hldgs %
50.43%
Holding
184
New
50
Increased
27
Reduced
36
Closed
40

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$12M
2
AIG.WS
American International Group, Inc.
AIG.WS
+$11.3M
3
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$5.66M
4
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$5.18M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$5.09M

Top Sells

Rank Stock Value
1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$84M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$19.8M
3
SJIU
South Jersey Industries, Inc.
SJIU
+$11.5M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$10M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$7.61M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.86%
2 Utilities 2.16%
3 Financials 1.08%
4 Industrials 0.84%
5 Energy 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENR icon
51
CALL
Energizer
ENR
$1.41B
$628K 0.17%
12,500
+8,700
+229% +$400K
AVTR icon
52
CALL
Avantor
AVTR
$7.75B
$575K 0.16%
31,700
+20,100
+173% +$320K
SIC
53
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$566K 0.16%
+62,978
New +$670K
TWNK
54
CALL
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$560K 0.15%
38,500
+14,600
+61% +$199K
SPCE icon
55
CALL
Virgin Galactic
SPCE
$332M
$526K 0.15%
+2,275
New +$444K
BDX icon
56
PUT
Becton Dickinson
BDX
$42.1B
$517K 0.14%
1,948
-3,075
-61% -$767K
STNG icon
57
CALL
Scorpio Tankers
STNG
$3.95B
$511K 0.14%
+13,000
New +$445K
PRU icon
58
Prudential Financial
PRU
$40.9B
$446K 0.12%
4,755
-3,345
-41% -$307K
NUAN
59
DELISTED
Nuance Communications, Inc.
NUAN
$446K 0.12%
+25,000
New +$415K
CNP icon
60
PUT
CenterPoint Energy
CNP
$28.9B
$428K 0.12%
15,700
+4,700
+43% +$128K
AVTR icon
61
PUT
Avantor
AVTR
$7.75B
$381K 0.11%
21,000
-56,200
-73% -$895K
CHNG
62
PUT
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$329K 0.09%
20,100
-9,800
-33% -$131K
SJIU
63
DELISTED
South Jersey Industries, Inc.
SJIU
$319K 0.09%
6,149
-225,496
-97% -$11.5M
NBR icon
64
CALL
Nabors Industries
NBR
$1.25B
$308K 0.09%
2,136
+2
+0.1% +$211
ENR icon
65
PUT
Energizer
ENR
$1.41B
$306K 0.08%
6,100
-29,300
-83% -$1.35M
TDAY
66
USA Today Co
TDAY
$1.22B
$230K 0.06%
36,000
– –
TTMI icon
67
TTM Technologies
TTMI
$15B
$229K 0.06%
+15,219
New +$200K
SPCE icon
68
PUT
Virgin Galactic
SPCE
$332M
$224K 0.06%
+970
New +$189K
AG icon
69
PUT
First Majestic Silver
AG
$8.12B
$192K 0.05%
+15,700
New +$165K
XNCR icon
70
Xencor
XNCR
$1.45B
$189K 0.05%
5,489
– –
CATM
71
CALL
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$179K 0.05%
+4,000
New +$152K
AG icon
72
First Majestic Silver
AG
$8.12B
$178K 0.05%
+14,500
New +$152K
FTV icon
73
CALL
Fortive
FTV
$18.5B
$168K 0.05%
3,489
– –
CY
74
DELISTED
Cypress Semiconductor
CY
$161K 0.04%
6,900
-600
-8% -$14K
AG icon
75
CALL
First Majestic Silver
AG
$8.12B
$121K 0.03%
+9,900
New +$104K
1 2
3
4 5

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YECIP
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SA
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FRGX
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KA
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TG
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HCMT
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Equitec Specialists's Q4 2019 Portfolio in Review

As of Q4 2019, Equitec Specialists held 184 positions worth $363M, down 17% from $434M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Equitec Specialists withdrew a net $131M in Q4 2019, closing 40 positions and reducing 36 holdings. Its most notable exit was DTE Energy Company 2016 Corporate Units, an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3.9% of assets, up from 0.07% a quarter earlier, followed by Utilities and Financials.

Against the trend, Equitec Specialists opened a new position in Amazon worth $12.6M.

  • Equitec Specialists's largest Q4 2019 buy was Amazon: 136,000 shares worth $12.6M.
  • Equitec Specialists added most to American International Group, Inc. in Q4 2019, an estimated $11.3M increase.
  • Equitec Specialists's biggest Q4 2019 reduction was Dominion Energy, Inc. 2019 Series A Corporate Units, cutting an estimated $19.8M.
  • Equitec Specialists fully exited DTE Energy Company 2016 Corporate Units in Q4 2019, selling an estimated $84M.
  • Equitec Specialists's ten largest holdings make up 50% of its $363M portfolio in Q4 2019.
  • Equitec Specialists opened 50 new positions and closed 40 in Q4 2019.
  • Equitec Specialists's portfolio value fell 17% quarter-over-quarter to $363M.

Based on Equitec Specialists's 13F filing for Q4 2019, filed 17 Jan 2020.