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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$434M
AUM Growth
+$50.5M
Cap. Flow
+$16.5M
Cap. Flow %
3.8%
Top 10 Hldgs %
55.79%
Holding
182
New
38
Increased
25
Reduced
41
Closed
42
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$77.3M
2
CCC.WS icon
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$17.7M
3
FTV.PRA icon
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$14.7M
4
AIG.WS icon
American International Group, Inc.
AIG.WS
+$14.3M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$13.2M

Top Sells

Rank Stock Value
1
CCI.PRA icon
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$17.2M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.3M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$11.6M
4
DYNC icon
Vistra Energy Corp.
DYNC
+$9.78M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$8.56M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.09%
2 Utilities 2.18%
3 Industrials 1.13%
4 Financials 0.97%
5 Real Estate 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CHNG
51
PUT
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$361K 0.08%
+29,900
New +$411K
2019 Q3
0 quarters
DAR icon
52
Darling Ingredients
DAR
$9.61B
$349K 0.08%
18,256
-121
-0.7% -$2.37K
2019 Q2
1 quarter
TWNK
53
CALL
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$334K 0.08%
23,900
-28,000
-54% -$397K
2019 Q1
2 quarters
CNP icon
54
PUT
CenterPoint Energy
CNP
$26.2B
$332K 0.08%
11,000
-5,000
-31% -$144K
2018 Q4
3 quarters
TDAY icon
55
USA Today Co
TDAY
$1.05B
$317K 0.07%
+36,000
New +$328K
2019 Q3
0 quarters
TMCXW
56
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$292K 0.07%
229,700
+179,700
+359% +$102K
2019 Q1
2 quarters
AVGO icon
57
CALL
Broadcom
AVGO
$1.64T
$276K 0.06%
+10,000
New +$284K
2019 Q3
0 quarters
TSLA icon
58
Tesla
TSLA
$1.43T
$265K 0.06%
16,500
+3,000
+22% +$47K
2019 Q2
1 quarter
NBR icon
59
CALL
Nabors Industries
NBR
$1.16B
$200K 0.05%
2,134
-72
-3% -$8.1K
2018 Q4
3 quarters
RYAM icon
60
CALL
Rayonier Advanced Materials
RYAM
$481M
$194K 0.04%
44,900
-82,200
-65% -$351K
2018 Q4
3 quarters
XNCR icon
61
Xencor
XNCR
$1.78B
$185K 0.04%
5,489
– –
2017 Q2
9 quarters
CY
62
DELISTED
Cypress Semiconductor
CY
$175K 0.04%
7,500
-1,100
-13% -$25.2K
2019 Q2
1 quarter
AVTR icon
63
CALL
Avantor
AVTR
$10.9B
$171K 0.04%
11,600
+6,500
+127% +$110K
2019 Q2
1 quarter
ENR icon
64
CALL
Energizer
ENR
$1.51B
$166K 0.04%
3,800
-2,500
-40% -$99.5K
2019 Q1
2 quarters
BDX icon
65
CALL
Becton Dickinson
BDX
$52.8B
$152K 0.04%
+615
New +$152K
2019 Q3
0 quarters
FTV icon
66
CALL
Fortive
FTV
$17.5B
$151K 0.03%
+3,489
New +$161K
2019 Q3
0 quarters
ENOV icon
67
CALL
Enovis
ENOV
$1.12B
$145K 0.03%
+2,905
New +$137K
2019 Q3
0 quarters
PRO icon
68
PUT
DELISTED
PROS Holdings
PRO
$131K 0.03%
2,200
+1,200
+120% +$80.9K
2019 Q2
1 quarter
COUP
69
CALL
DELISTED
Coupa Software Incorporated
COUP
$130K 0.03%
+1,000
New +$138K
2019 Q3
0 quarters
INTC icon
70
Intel
INTC
$504B
$113K 0.03%
+2,200
New +$108K
2019 Q3
0 quarters
PVT.WS
71
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
$84K 0.02%
66,001
+8,501
+15% +$10.6K
2019 Q2
1 quarter
NBR icon
72
PUT
Nabors Industries
NBR
$1.16B
$77K 0.02%
828
-372
-31% -$41.8K
2019 Q2
1 quarter
BLNKW icon
73
DELISTED
Blink Charging Co. Warrant
BLNKW
$65K 0.02%
146,929
+13,032
+10% +$6.66K
2019 Q1
2 quarters
CHNG
74
CALL
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$63K 0.01%
+5,200
New +$71.4K
2019 Q3
0 quarters
IPOA.WS
75
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
$63K 0.01%
+25,000
New +$46K
2019 Q3
0 quarters
1 2
3
4 5

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SA
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FRGX
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KA
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TG
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HCMT
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Equitec Specialists's Q3 2019 Portfolio in Review

As of Q3 2019, Equitec Specialists held 182 positions worth $434M, up 13% from $384M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Equitec Specialists deployed $16.5M of net new capital in Q3 2019, opening 38 new positions and adding to 25 existing holdings. Its largest new stake was The Southern Company: 177,107 shares worth $9.48M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 96% a quarter earlier, followed by Utilities and Industrials.

On the sell side, the largest reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, an estimated $14.3M trimmed.

  • Equitec Specialists's largest Q3 2019 buy was The Southern Company: 177,107 shares worth $9.48M.
  • Equitec Specialists added most to DTE Energy Company 2016 Corporate Units in Q3 2019, an estimated $77.3M increase.
  • Equitec Specialists's biggest Q3 2019 reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, cutting an estimated $14.3M.
  • Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2019, selling an estimated $17.2M.
  • Equitec Specialists's ten largest holdings make up 56% of its $434M portfolio in Q3 2019.
  • Equitec Specialists opened 38 new positions and closed 42 in Q3 2019.
  • Equitec Specialists's portfolio value rose 13% quarter-over-quarter to $434M.

Based on Equitec Specialists's 13F filing for Q3 2019, filed 29 Oct 2019.