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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+17.63%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$524M
AUM Growth
+$164M
Cap. Flow
+$52.7M
Cap. Flow %
10.06%
Top 10 Hldgs %
68.75%
Holding
121
New
44
Increased
22
Reduced
16
Closed
23

Top Buys

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$26.9M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$24.2M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$15.5M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$11.4M
5
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$6.04M

Top Sells

1
HES.PRA
Hess Corporation
HES.PRA
+$12.3M
2
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$6.36M
3
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$3.94M
4
NBR.PRA
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
+$2.57M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
+$2.31M

Sector Composition

1 Industrials 1.15%
2 Healthcare 0.69%
3 Financials 0.64%
4 Real Estate 0.25%
5 Consumer Staples 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRDM icon
51
CALL
Iridium Communications
IRDM
$4.94B
$378K 0.07%
+14,300
New +$308K
TWNK
52
CALL
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$361K 0.07%
+28,900
New +$337K
LINDW
53
DELISTED
Lindblad Expeditions Holdings Inc. Warrant
LINDW
$354K 0.07%
77,527
-53,078
-41% -$188K
NBR icon
54
CALL
Nabors Industries
NBR
$1.22B
$334K 0.06%
1,944
+1,036
+114% +$161K
XNCR icon
55
Xencor
XNCR
$1.11B
$324K 0.06%
10,417
+600
+6% +$20K
VGR
56
DELISTED
Vector Group Ltd.
VGR
$303K 0.06%
41,598
-139,313
-77% -$1.04M
NIO icon
57
NIO
NIO
$12.5B
$286K 0.05%
+56,045
New +$397K
VGR
58
PUT
DELISTED
Vector Group Ltd.
VGR
$281K 0.05%
38,493
-281,887
-88% -$2.1M
FTV.PRA
59
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$265K 0.05%
+253
New +$252K
BRMK
60
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$256K 0.05%
25,000
– –
GM.WS.B
61
DELISTED
General Motors Company
GM.WS.B
$246K 0.05%
12,640
-4,210
-25% -$85.3K
MOSC.U
62
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
$234K 0.04%
22,700
-2,100
-8% -$21.5K
GE icon
63
GE Aerospace
GE
$361B
$230K 0.04%
4,615
-1,937
-30% -$91.2K
CCC.WS
64
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$229K 0.04%
+67,920
New +$137K
ARE.PRD
65
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$217K 0.04%
+5,721
New +$207K
PBPB
66
DELISTED
Potbelly
PBPB
$161K 0.03%
18,943
-4,400
-19% -$37.2K
TWNK
67
PUT
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$151K 0.03%
+12,100
New +$141K
USWSW
68
DELISTED
U.S. Well Services, Inc. Warrants
USWSW
$86K 0.02%
+85,082
New +$65K
TBRGW
69
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
$36K 0.01%
+50,000
New +$22.2K
MUDSW
70
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$35K 0.01%
+63,232
New +$30.1K
STNLW
71
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$26K 0.01%
+38,800
New +$31.1K
FMCIW
72
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$22K ﹤0.01%
+50,000
New +$21.9K
THWWW
73
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$21K ﹤0.01%
+13,483
New +$20.1K
BLNKW
74
DELISTED
Blink Charging Co. Warrant
BLNKW
$19K ﹤0.01%
+15,837
New +$13.2K
GTYHW
75
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$19K ﹤0.01%
31,658
+3,280
+12% +$2.22K
1 2
3
4 5

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YECIP
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SA
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FRGX
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KA
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TG
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HCMT
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Equitec Specialists's Q1 2019 Portfolio in Review

As of Q1 2019, Equitec Specialists held 121 positions worth $524M, up 46% from $360M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Equitec Specialists deployed $52.7M of net new capital in Q1 2019, opening 44 new positions and adding to 22 existing holdings. Its largest new stake was Colfax Corporation 5.75% Tangible Equity Units: 128,262 shares worth $17.1M.

By sector, the portfolio is most concentrated in Industrials at 1.1% of assets, down from 1.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S, an estimated $6.36M trimmed.

  • Equitec Specialists's largest Q1 2019 buy was Colfax Corporation 5.75% Tangible Equity Units: 128,262 shares worth $17.1M.
  • Equitec Specialists added most to Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q1 2019, an estimated $26.9M increase.
  • Equitec Specialists's biggest Q1 2019 reduction was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S, cutting an estimated $6.36M.
  • Equitec Specialists fully exited Hess Corporation in Q1 2019, selling an estimated $12.3M.
  • Equitec Specialists's ten largest holdings make up 69% of its $524M portfolio in Q1 2019.
  • Equitec Specialists opened 44 new positions and closed 23 in Q1 2019.
  • Equitec Specialists's portfolio value rose 46% quarter-over-quarter to $524M.

Based on Equitec Specialists's 13F filing for Q1 2019, filed 8 Apr 2019.