ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+14.87%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$444M
AUM Growth
+$444M
Cap. Flow
+$83M
Cap. Flow %
18.71%
Top 10 Hldgs %
74.49%
Holding
110
New
30
Increased
14
Reduced
13
Closed
9

Top Buys

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$28.8M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$25.1M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$17.1M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$11.1M
5
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$6.16M

Top Sells

1
HES.PRA
Hess Corporation
HES.PRA
$12.3M
2
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$6.39M
3
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$3.94M
4
NBR.PRA
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$2.85M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$2.4M

Sector Composition

1 Industrials 1.36%
2 Healthcare 0.82%
3 Financials 0.75%
4 Real Estate 0.3%
5 Consumer Staples 0.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LSEAW
51
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$18K ﹤0.01%
+50,000
New +$18K
TMCXW
52
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$18K ﹤0.01%
+50,000
New +$18K
GRAF.WS
53
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$17K ﹤0.01%
+50,000
New +$17K
ADNWW
54
Advent Technologies Holdings Warrant
ADNWW
$10.5K
$15K ﹤0.01%
+55,000
New +$15K
LGC.WS
55
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$15K ﹤0.01%
+50,000
New +$15K
GIG.WS
56
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$14K ﹤0.01%
+50,000
New +$14K
VTIQW
57
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$13K ﹤0.01%
+29,300
New +$13K
BFIIW
58
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$12K ﹤0.01%
+50,000
New +$12K
LTRYW icon
59
Lottery.com, Inc. Warrants
LTRYW
$374K
$10K ﹤0.01%
+59,914
New +$10K
MMDMW
60
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$3K ﹤0.01%
+10,000
New +$3K
JSYNW
61
DELISTED
Jensyn Acquistion Corp. Warrants
JSYNW
$2K ﹤0.01%
25,000
– –
AEP icon
62
American Electric Power
AEP
$58.8B
– –
0
– –
AIG icon
63
American International
AIG
$45.1B
– –
-20,401
Closed -$804K
AMZN icon
64
Amazon
AMZN
$2.41T
– –
-300
Closed -$451K
BABA icon
65
Alibaba
BABA
$325B
– –
0
– –
BDX icon
66
Becton Dickinson
BDX
$54.3B
– –
0
– –
CNP icon
67
CenterPoint Energy
CNP
$24.6B
– –
0
– –
D icon
68
Dominion Energy
D
$50.3B
– –
0
– –
ENR icon
69
Energizer
ENR
$1.94B
– –
0
– –
EPR icon
70
EPR Properties
EPR
$4.06B
– –
0
– –
EP.PRC icon
71
El Paso Energy Capital Trust I
EP.PRC
$217M
– –
-10,843
Closed -$453K
GOGO icon
72
Gogo Inc
GOGO
$1.43B
– –
-54,801
Closed -$164K
HES
73
DELISTED
Hess
HES
– –
0
– –
IRDM icon
74
Iridium Communications
IRDM
$2.62B
– –
0
– –
MELI icon
75
Mercado Libre
MELI
$120B
– –
0
– –
1 2
3
4