ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+10.28%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$420M
AUM Growth
+$420M
Cap. Flow
-$99.8M
Cap. Flow %
-23.79%
Top 10 Hldgs %
76.79%
Holding
97
New
16
Increased
14
Reduced
6
Closed
14

Top Buys

1
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$67.3M
2
HES.PRA
Hess Corporation
HES.PRA
$21.2M
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$18M
4
BKHU
Black Hills Corporation
BKHU
$12.6M
5
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$4.2M

Top Sells

1
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
$201M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$13.8M
3
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$12.8M
4
WPXP
WPX Energy, Inc.
WPXP
$3.81M
5
SJIU
South Jersey Industries, Inc.
SJIU
$2.03M

Sector Composition

1 Consumer Discretionary 1.28%
2 Industrials 0.84%
3 Real Estate 0.33%
4 Technology 0.2%
5 Utilities 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NYT icon
51
New York Times
NYT
$9.58B
– –
0
– –
RIOT icon
52
Riot Platforms
RIOT
$4.97B
– –
-32,700
Closed -$207K
RYAM icon
53
Rayonier Advanced Materials
RYAM
$379M
– –
0
– –
SMPL icon
54
Simply Good Foods
SMPL
$2.88B
– –
0
– –
SPY icon
55
SPDR S&P 500 ETF Trust
SPY
$656B
– –
-6,053
Closed -$1.64M
TCOM icon
56
Trip.com Group
TCOM
$46.6B
– –
0
– –
TEVA icon
57
Teva Pharmaceuticals
TEVA
$21.5B
– –
0
– –
VGR
58
DELISTED
Vector Group Ltd.
VGR
– –
0
– –
DSKE
59
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
0
– –
TWNK
60
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
0
– –
DSKEW
61
DELISTED
Daseke, Inc. Warrant
DSKEW
– –
-129,970
Closed -$139K
AIZP
62
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
– –
-3,384
Closed -$379K
SRE.PRA
63
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
– –
-123,869
Closed -$12.8M
AABA
64
DELISTED
Altaba Inc. Common Stock
AABA
– –
0
– –
AFSI
65
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
0
– –
SMPLW
66
DELISTED
The Simply Good Foods Company Warrant
SMPLW
– –
-74,524
Closed -$309K
BAC.WS.B
67
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
– –
-19,092
Closed -$12K
CVG
68
DELISTED
Convergys
CVG
– –
0
– –
NEE.PRQ
69
DELISTED
NextEra Energy, Inc.
NEE.PRQ
– –
-2,699,589
Closed -$201M
TPGE.WS
70
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.WS
– –
-31,700
Closed -$87K
WPXP
71
DELISTED
WPX Energy, Inc.
WPXP
– –
-50,560
Closed -$3.81M
WSCWW
72
DELISTED
WillScot Corporation Warrant
WSCWW
– –
-423,857
Closed -$958K
FTR
73
DELISTED
Frontier Communications Corp.
FTR
– –
-46,862
Closed -$251K
RHT
74
DELISTED
Red Hat Inc
RHT
– –
0
– –
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3