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ES
Equitec Specialists Portfolio holdings
AUM
$708K
Turnover
98.64%
1-Year Est. Return
25.27%
This Fund
S&P 500
This Quarter
Est. Return
+11.07%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$453M
AUM Growth
-$481M
(-52%)
Cap. Flow
-$349M
Cap. Flow
% of AUM
-77.03%
Top 10 Holdings %
Top 10 Hldgs %
71.16%
Holding
103
New
26
Increased
18
Reduced
16
Closed
23
Avg Time Held Equity + Options
0.7
years
Top 10 Avg Time Held Equity + Options
0.3
years
Top 20 Avg Time Held Equity + Options
0.4
years
Avg Time Held Equity only
0.7
years
Top 10 Avg Time Held Equity only
0.3
years
Top 20 Avg Time Held Equity only
0.5
years
Top Buys
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NextEra Energy, Inc.
NEE.PRQ
|
+$201M |
| 2 |
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
|
+$13.7M |
| 3 |
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
|
+$12.8M |
| 4 |
WPXP
WPX Energy, Inc.
WPXP
|
+$3.81M |
| 5 |
SJIU
South Jersey Industries, Inc.
SJIU
|
+$2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 97.36% |
| 2 | Consumer Discretionary | 1.18% |
| 3 | Industrials | 0.77% |
| 4 | Real Estate | 0.31% |
| 5 | Technology | 0.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
PUT
New York Times
NYT
$11B
| $232K | 0.05% |
+10,000
| New | +$239K |
2018 Q3
0 quarters
|
|
52
CALL
DELISTED
Vector Group Ltd.
VGR
| $229K | 0.05% |
+24,576
| New | +$268K |
2018 Q3
0 quarters
|
|
53
Hello Group
MOMO
$688M
| $219K | 0.05% |
+5,000
| New | +$219K |
2018 Q3
0 quarters
|
|
|
54
PUT
Hello Group
MOMO
$688M
| $219K | 0.05% |
+5,000
| New | +$219K |
2018 Q3
0 quarters
|
|
55
Xencor
XNCR
$1.8B
| $214K | 0.05% |
5,489
| – | – |
2017 Q2
5 quarters
|
|
56
DELISTED
Kinder Morgan, Inc.
KMI.PRA
| $209K | 0.05% |
+6,273
| New | +$212K |
2018 Q3
0 quarters
|
|
57
Upbound Group
UPBD
$960M
| $198K | 0.04% |
+13,800
| New | +$203K |
2018 Q3
0 quarters
|
|
58
PUT
Simply Good Foods
SMPL
$994M
| $195K | 0.04% |
+10,000
| New | +$174K |
2018 Q3
0 quarters
|
|
|
NXEOW
59
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
| $164K | 0.04% |
159,738
+10,901
| +7% | +$7.48K |
2016 Q2
9 quarters
|
|
|
GTYHW
60
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
| $161K | 0.04% |
+128,865
| New | +$155K |
2018 Q3
0 quarters
|
|
|
DSKE
61
PUT
DELISTED
Daseke, Inc. Common Stock
DSKE
| $143K | 0.03% |
+17,800
| New | +$159K |
2018 Q3
0 quarters
|
|
|
FTR
62
PUT
DELISTED
Frontier Communications Corp.
FTR
| $129K | 0.03% |
19,900
-269,200
| -93% | -$1.47M |
2017 Q1
6 quarters
|
|
63
CALL
MannKind Corp
MNKD
$990M
| $52K | 0.01% |
28,400
| – | – |
2014 Q4
15 quarters
|
|
64
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
| $51K | 0.01% |
22,351
+9,765
| +78% | +$30.2K |
2017 Q2
5 quarters
|
|
|
KAACW
65
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
| $14K | ﹤0.01% |
+11,299
| New | +$16.7K |
2018 Q3
0 quarters
|
|
|
JSYNW
66
DELISTED
Jensyn Acquistion Corp. Warrants
JSYNW
| $2K | ﹤0.01% |
+25,000
| New | +$4.35K |
2018 Q3
0 quarters
|
|
67
American International
AIG
$41.5B
| – | – |
-30,305
| Closed | -$1.63M | – |
|
68
CALL
Ciena
CIEN
$49.1B
| – | – |
-10,000
| Closed | -$265K | – |
|
69
PUT
Elevance Health
ELV
$93B
| – | – |
-60,700
| Closed | -$14.4M | – |
|
70
PUT
Lam Research
LRCX
$341B
| – | – |
-956,000
| Closed | -$16.5M | – |
|
71
MongoDB
MDB
$28.5B
| – | – |
-6,813
| Closed | -$338K | – |
|
72
CALL
Micron Technology
MU
$1.02T
| – | – |
-43,400
| Closed | -$2.28M | – |
|
73
PUT
ServiceNow
NOW
$152B
| – | – |
-125,000
| Closed | -$4.31M | – |
|
74
Riot Platforms
RIOT
$5.38B
| – | – |
-32,700
| Closed | -$207K | – |
|
75
State Street SPDR S&P 500 ETF Trust
SPY
$812B
| – | – |
-6,053
| Closed | -$1.64M | – |
|
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Equitec Specialists's Q3 2018 Portfolio in Review
As of Q3 2018, Equitec Specialists held 103 positions worth $453M, down 52% from $934M the previous quarter. Its ten largest holdings account for 71% of the portfolio.
Equitec Specialists withdrew a net $349M in Q3 2018, closing 23 positions and reducing 16 holdings. Its most notable exit was NextEra Energy, Inc., an estimated $201M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, down from 99% a quarter earlier, followed by Consumer Discretionary and Industrials.
Against the trend, Equitec Specialists opened a new position in Amazon worth $4.01M.
- Equitec Specialists's largest Q3 2018 buy was Amazon: 40,000 shares worth $4.01M.
- Equitec Specialists added most to Iridium Communications Inc - 6.75% Series B in Q3 2018, an estimated $55.4M increase.
- Equitec Specialists's biggest Q3 2018 reduction was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $13.7M.
- Equitec Specialists fully exited NextEra Energy, Inc. in Q3 2018, selling an estimated $201M.
- Equitec Specialists's ten largest holdings make up 71% of its $453M portfolio in Q3 2018.
- Equitec Specialists opened 26 new positions and closed 23 in Q3 2018.
- Equitec Specialists's portfolio value fell 52% quarter-over-quarter to $453M.
Based on Equitec Specialists's 13F filing for Q3 2018, filed 15 Oct 2018.