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Equitec Specialists Portfolio holdings
AUM
$708K
Turnover
98.64%
1-Year Est. Return
25.27%
This Fund
S&P 500
This Quarter
Est. Return
+8.89%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$74.8M
(+22%)
Cap. Flow
-$53.7M
Cap. Flow
% of AUM
-12.81%
Top 10 Holdings %
Top 10 Hldgs %
70.62%
Holding
147
New
40
Increased
24
Reduced
24
Closed
33
Avg Time Held Equity + Options
0.5
years
Top 10 Avg Time Held Equity + Options
0.5
years
Top 20 Avg Time Held Equity + Options
0.6
years
Avg Time Held Equity only
0.6
years
Top 10 Avg Time Held Equity only
0.5
years
Top 20 Avg Time Held Equity only
0.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
|
+$51.1M |
| 2 |
BKHU
Black Hills Corporation
BKHU
|
+$6.76M |
| 3 |
WPXP
WPX Energy, Inc.
WPXP
|
+$6.16M |
| 4 |
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
|
+$3.19M |
| 5 |
EVHC.PR
Envision Healthcare Corporation
EVHC.PR
|
+$2.85M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SWH
Stanley Black & Decker, Inc.
SWH
|
+$12.5M |
| 2 |
JPMorgan Chase
JPM.WS
|
+$9.95M |
| 3 |
Iridium Communications Inc - 6.75% Series B
IRDMB
|
+$8.68M |
| 4 |
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
|
+$8.01M |
| 5 |
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
|
+$6.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 89.95% |
| 2 | Financials | 9.61% |
| 3 | Communication Services | 0.32% |
| 4 | Healthcare | 0.08% |
| 5 | Technology | 0.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
CALL
Stellantis
STLA
$12.4B
| $309K | 0.07% |
34,036
-353,608
| -91% | -$2.65M |
2016 Q3
1 quarter
|
|
52
PUT
Golar LNG
GLNG
$4.7B
| $284K | 0.07% |
+12,400
| New | +$288K |
2016 Q4
0 quarters
|
|
53
CALL
VeriSign
VRSN
$27.2B
| $281K | 0.07% |
3,700
-5,300
| -59% | -$419K |
2016 Q3
1 quarter
|
|
54
CALL
Rayonier Advanced Materials
RYAM
$477M
| $250K | 0.06% |
16,200
+4,600
| +40% | +$64.2K |
2016 Q3
1 quarter
|
|
|
TSNU
55
DELISTED
Tyson Foods, Inc.
TSNU
| $204K | 0.05% |
+3,017
| New | +$217K |
2016 Q4
0 quarters
|
|
56
Ionis Pharmaceuticals
IONS
$7.1B
| $189K | 0.05% |
+3,958
| New | +$157K |
2016 Q4
0 quarters
|
|
57
PUT
XPO
XPO
$21.7B
| $186K | 0.04% |
+12,433
| New | +$173K |
2016 Q4
0 quarters
|
|
58
CALL
MannKind Corp
MNKD
$971M
| $160K | 0.04% |
50,200
-7,340
| -13% | -$21.2K |
2014 Q4
8 quarters
|
|
59
Xencor
XNCR
$1.74B
| $144K | 0.03% |
5,489
| – | – |
2014 Q4
8 quarters
|
|
60
Kearny Financial
KRNY
$565M
| $127K | 0.03% |
8,139
| – | – |
2015 Q2
6 quarters
|
|
61
CALL
Safehold
SAFE
$818M
| $127K | 0.03% |
+2,116
| New | +$121K |
2016 Q4
0 quarters
|
|
62
PUT
SELLAS Life Sciences
SLS
$2.4B
| $127K | 0.03% |
+44
| New | +$256K |
2016 Q4
0 quarters
|
|
63
CALL
DELISTED
Dynegy, Inc.
DYN
| $127K | 0.03% |
+15,000
| New | +$148K |
2016 Q4
0 quarters
|
|
|
64
PUT
MannKind Corp
MNKD
$971M
| $119K | 0.03% |
37,300
-220
| -0.6% | -$636 |
2014 Q4
8 quarters
|
|
65
PUT
DELISTED
Southwestern Energy Company
SWN
| $108K | 0.03% |
10,000
| – | – |
2015 Q4
4 quarters
|
|
|
66
PUT
Rayonier Advanced Materials
RYAM
$477M
| $107K | 0.03% |
+6,900
| New | +$96.2K |
2016 Q4
0 quarters
|
|
67
El Paso Energy Capital Trust I
EP.PRC
$220M
| $92K | 0.02% |
1,854
-6,834
| -79% | -$340K |
2016 Q3
1 quarter
|
|
|
WCFB
68
DELISTED
WCF Bancorp, Inc. Common Stock
WCFB
| $83K | 0.02% |
8,283
-1,580
| -16% | -$14.3K |
2016 Q3
1 quarter
|
|
|
69
CALL
Ionis Pharmaceuticals
IONS
$7.1B
| $81K | 0.02% |
1,700
-7,300
| -81% | -$289K |
2016 Q2
2 quarters
|
|
|
HCAP
70
DELISTED
Harvest Capital Credit Corporation
HCAP
| $75K | 0.02% |
5,458
| – | – |
2016 Q1
3 quarters
|
|
71
CALL
Pacira BioSciences
PCRX
$1.45B
| $65K | 0.02% |
+2,000
| New | +$66.7K |
2016 Q4
0 quarters
|
|
72
Western Digital
WDC
$136B
| $64K | 0.02% |
+1,246
| New | +$57.4K |
2016 Q4
0 quarters
|
|
|
SGYP
73
CALL
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
| $62K | 0.01% |
+10,200
| New | +$53.3K |
2016 Q4
0 quarters
|
|
74
DELISTED
Kaman Corp
KAMN
| $61K | 0.01% |
+1,252
| New | +$58.2K |
2016 Q4
0 quarters
|
|
75
PUT
Permian Resources
PR
$20.2B
| $59K | 0.01% |
+3,000
| New | +$49.6K |
2016 Q4
0 quarters
|
|
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Equitec Specialists's Q4 2016 Portfolio in Review
As of Q4 2016, Equitec Specialists held 147 positions worth $419M, up 22% from $344M the previous quarter. Its ten largest holdings account for 71% of the portfolio.
Equitec Specialists withdrew a net $53.7M in Q4 2016, closing 33 positions and reducing 24 holdings. Its most notable exit was Stanley Black & Decker, Inc., an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 90% of assets, up from 90% a quarter earlier, followed by Financials and Communication Services.
Against the trend, Equitec Specialists opened a new position in Envision Healthcare Corporation worth $2.7M.
- Equitec Specialists's largest Q4 2016 buy was Envision Healthcare Corporation: 22,650 shares worth $2.7M.
- Equitec Specialists added most to T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q4 2016, an estimated $51.1M increase.
- Equitec Specialists's biggest Q4 2016 reduction was JPMorgan Chase, cutting an estimated $9.95M.
- Equitec Specialists fully exited Stanley Black & Decker, Inc. in Q4 2016, selling an estimated $12.5M.
- Equitec Specialists's ten largest holdings make up 71% of its $419M portfolio in Q4 2016.
- Equitec Specialists opened 40 new positions and closed 33 in Q4 2016.
- Equitec Specialists's portfolio value rose 22% quarter-over-quarter to $419M.
Based on Equitec Specialists's 13F filing for Q4 2016, filed 24 Jan 2017.