ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+7.81%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$369M
AUM Growth
+$369M
Cap. Flow
+$26.5M
Cap. Flow %
7.2%
Top 10 Hldgs %
80.31%
Holding
113
New
16
Increased
10
Reduced
11
Closed
13

Top Buys

1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$55.7M
2
BKHU
Black Hills Corporation
BKHU
$7M
3
WPXP
WPX Energy, Inc.
WPXP
$6.66M
4
JPM icon
JPMorgan Chase
JPM
$3.06M
5
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$2.96M

Top Sells

1
JPM.WS
JPMorgan Chase
JPM.WS
$12.5M
2
SWH
Stanley Black & Decker, Inc.
SWH
$12.5M
3
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$9.01M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$8.01M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$6.7M

Sector Composition

1 Financials 10.91%
2 Healthcare 0.09%
3 Technology 0.02%
4 Industrials 0.02%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GLNG icon
51
Golar LNG
GLNG
$4.44B
– –
-700
Closed -$15K
HES
52
DELISTED
Hess
HES
– –
0
– –
JBLU icon
53
JetBlue
JBLU
$2.01B
– –
0
– –
KMI icon
54
Kinder Morgan
KMI
$59.2B
– –
0
– –
MNKD icon
55
MannKind Corp
MNKD
$1.76B
$0 ﹤0.01%
100
– –
PCRX icon
56
Pacira BioSciences
PCRX
$1.23B
– –
0
– –
RYAM icon
57
Rayonier Advanced Materials
RYAM
$399M
– –
0
– –
SAFE
58
Safehold
SAFE
$1.15B
– –
0
– –
SLS icon
59
SELLAS Life Sciences
SLS
$188M
– –
0
– –
SPY icon
60
SPDR S&P 500 ETF Trust
SPY
$657B
– –
-100
Closed -$22K
STLA icon
61
Stellantis
STLA
$26.5B
– –
0
– –
SWK icon
62
Stanley Black & Decker
SWK
$11.3B
– –
0
– –
TEVA icon
63
Teva Pharmaceuticals
TEVA
$21.5B
– –
0
– –
TMUS icon
64
T-Mobile US
TMUS
$285B
– –
0
– –
TSLA icon
65
Tesla
TSLA
$1.1T
– –
0
– –
UVV icon
66
Universal Corp
UVV
$1.37B
– –
0
– –
VRSN icon
67
VeriSign
VRSN
$25.4B
– –
0
– –
WELL icon
68
Welltower
WELL
$113B
– –
0
– –
XPO icon
69
XPO
XPO
$14.8B
– –
0
– –
SWN
70
DELISTED
Southwestern Energy Company
SWN
– –
0
– –
AIMC
71
DELISTED
Altra Industrial Motion Corp.
AIMC
– –
0
– –
XLNX
72
DELISTED
Xilinx Inc
XLNX
– –
0
– –
AGN
73
DELISTED
Allergan plc
AGN
– –
0
– –
MDR
74
DELISTED
McDermott International
MDR
– –
0
– –
MDCO
75
DELISTED
Medicines Co
MDCO
– –
0
– –
1 2
3
4