ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+5.53%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$511M
AUM Growth
+$511M
Cap. Flow
+$268M
Cap. Flow %
52.45%
Top 10 Hldgs %
84.32%
Holding
113
New
19
Increased
9
Reduced
13
Closed
12

Top Buys

1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$147M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$53.4M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
$42.1M
4
RILY icon
B. Riley Financial
RILY
$19.2M
5
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$12.2M

Top Sells

1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$23.3M
2
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$4.94M
3
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$4.01M
4
WELL.PRI
Welltower Inc.
WELL.PRI
$3.12M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$2.99M

Sector Composition

1 Financials 3.81%
2 Consumer Staples 0.09%
3 Healthcare 0.05%
4 Technology 0.04%
5 Industrials 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
COWN
51
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
0
– –
TSNU
52
DELISTED
Tyson Foods, Inc.
TSNU
– –
-3,825
Closed -$285K
ALR
53
DELISTED
Alere Inc
ALR
– –
0
– –
KND
54
DELISTED
Kindred Healthcare
KND
– –
0
– –
KMI.PRA
55
DELISTED
Kinder Morgan, Inc.
KMI.PRA
– –
-100
Closed -$5K
HZNP
56
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
0
– –
MDCO
57
DELISTED
Medicines Co
MDCO
– –
0
– –
MDR
58
DELISTED
McDermott International
MDR
– –
0
– –
TACOW
59
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
– –
-6,600
Closed -$17K
ENT
60
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-4,800
Closed -$41K
WPX
61
DELISTED
WPX Energy, Inc.
WPX
– –
0
– –
MDVL
62
DELISTED
MedAvail Holdings, Inc. Common Stock
MDVL
– –
-7,323
Closed -$13K
SWN
63
DELISTED
Southwestern Energy Company
SWN
– –
-42,568
Closed -$344K
WDC icon
64
Western Digital
WDC
$29.8B
– –
0
– –
WCC icon
65
WESCO International
WCC
$10.6B
– –
0
– –
UVV icon
66
Universal Corp
UVV
$1.37B
– –
0
– –
TSLA icon
67
Tesla
TSLA
$1.08T
– –
0
– –
TMUS icon
68
T-Mobile US
TMUS
$284B
– –
0
– –
SPY icon
69
SPDR S&P 500 ETF Trust
SPY
$656B
– –
-100
Closed -$21K
SAFE
70
Safehold
SAFE
$1.16B
– –
0
– –
PLAB icon
71
Photronics
PLAB
$1.31B
– –
0
– –
NEE icon
72
NextEra Energy, Inc.
NEE
$148B
– –
0
– –
LEN icon
73
Lennar Class A
LEN
$34.7B
– –
0
– –
JBLU icon
74
JetBlue
JBLU
$1.98B
– –
0
– –
IONS icon
75
Ionis Pharmaceuticals
IONS
$9.64B
– –
0
– –
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3
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