We are live on ! Find out more
ES

Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$279M
AUM Growth
+$46.8M
Cap. Flow
-$112M
Cap. Flow %
-40.18%
Top 10 Hldgs %
67.15%
Holding
160
New
40
Increased
22
Reduced
23
Closed
40

Top Buys

Rank Stock Value
1
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$4.07M
2
BKHU
Black Hills Corporation
BKHU
+$3.19M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$2.34M
4
TSNU
Tyson Foods, Inc.
TSNU
+$1.65M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$960K

Top Sells

Rank Stock Value
1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$18.6M
2
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$8.7M
3
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$8.69M
4
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$2.35M
5
SWNC
Southwestern Energy Company
SWNC
+$2.28M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.61%
2 Healthcare 1.72%
3 Financials 0.33%
4 Materials 0.11%
5 Utilities 0.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STWD icon
51
PUT
Starwood Property Trust
STWD
$5.85B
$121K 0.04%
5,900
-4,100
-41% -$84.3K
OFG icon
52
PUT
OFG Bancorp
OFG
$2.22B
$110K 0.04%
+15,000
New +$129K
WCC
53
CALL
WESCO International
WCC
$16.4B
$109K 0.04%
+2,500
New +$117K
PNW icon
54
Pinnacle West Capital
PNW
$11.8B
$103K 0.04%
+1,597
New +$102K
IONS icon
55
CALL
Ionis Pharmaceuticals
IONS
$10.1B
$99K 0.04%
1,600
– –
VLY icon
56
CALL
Valley National Bancorp
VLY
$7.69B
$99K 0.04%
+10,000
New +$104K
VLY icon
57
Valley National Bancorp
VLY
$7.69B
$99K 0.04%
+10,000
New +$104K
ADI icon
58
Analog Devices
ADI
$175B
$98K 0.04%
+1,764
New +$104K
XNCR icon
59
Xencor
XNCR
$1.94B
$80K 0.03%
5,489
– –
SQNM
60
PUT
DELISTED
SEQUENOM INC NEW
SQNM
$80K 0.03%
48,600
+6,200
+15% +$10.6K
STWD icon
61
Starwood Property Trust
STWD
$5.85B
$79K 0.03%
+3,820
New +$78.5K
SQNM
62
DELISTED
SEQUENOM INC NEW
SQNM
$78K 0.03%
47,500
– –
ENT
63
DELISTED
Global Eagle Entertainment Inc.
ENT
$75K 0.03%
+305
New +$87K
ICON
64
CALL
DELISTED
Iconix Brand Group, Inc.
ICON
$71K 0.03%
1,040
+500
+93% +$51.3K
AMP icon
65
Ameriprise Financial
AMP
$49.4B
$64K 0.02%
+605
New +$67.6K
KMI.WS
66
DELISTED
Kinder Morgan Inc
KMI.WS
$63K 0.02%
+1,046,794
New +$500K
MDVL
67
DELISTED
MedAvail Holdings, Inc. Common Stock
MDVL
$50K 0.02%
+45
New +$66.5K
BGC icon
68
PUT
BGC Group
BGC
$5.76B
$49K 0.02%
7,775
+3,887
+100% +$22.4K
ZIONW
69
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$45K 0.02%
+13,360
New +$49.8K
AEE icon
70
Ameren
AEE
$29.4B
$42K 0.02%
+964
New +$41.8K
REXX
71
PUT
DELISTED
Rex Energy Corporation
REXX
$42K 0.02%
+4,020
New +$76.1K
SPY icon
72
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$41K 0.01%
+200
New +$41.1K
TEVA icon
73
CALL
Teva Pharmaceuticals
TEVA
$42.5B
$33K 0.01%
+500
New +$30.9K
RXII
74
CALL
DELISTED
GALENA BIOPHARMA INC COM
RXII
$29K 0.01%
19,700
-3,200
-14% -$4.71K
TACO
75
CALL
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$23K 0.01%
+2,200
New +$25.6K
1 2
3
4 5

Similar funds

FFIM
Founders Fund II Management San Francisco, California $1.32M AUM
YECIP
YT Extraction Co Investment Partners New York $1.73M AUM
SA
Silversage Advisors Irvine, California $2.41M AUM 46.55% 1-Year Est. Return
FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
TRV GP Boston, Massachusetts $18.9M AUM 541.67% 1-Year Est. Return
DHRFI
DCM Hybrid RMB Fund International Menlo Park, California $35.3M AUM
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM

Equitec Specialists's Q4 2015 Portfolio in Review

As of Q4 2015, Equitec Specialists held 160 positions worth $279M, up 20% from $232M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $112M in Q4 2015, closing 40 positions and reducing 23 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Equitec Specialists opened a new position in Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1 worth $3.88M.

  • Equitec Specialists's largest Q4 2015 buy was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1: 27,016 shares worth $3.88M.
  • Equitec Specialists added most to RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest in Q4 2015, an estimated $2.34M increase.
  • Equitec Specialists's biggest Q4 2015 reduction was El Paso Energy Capital Trust I, cutting an estimated $8.7M.
  • Equitec Specialists fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q4 2015, selling an estimated $18.6M.
  • Equitec Specialists's ten largest holdings make up 67% of its $279M portfolio in Q4 2015.
  • Equitec Specialists opened 40 new positions and closed 40 in Q4 2015.
  • Equitec Specialists's portfolio value rose 20% quarter-over-quarter to $279M.

Based on Equitec Specialists's 13F filing for Q4 2015, filed 22 Jan 2016.