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Equitec Specialists Portfolio holdings
AUM
$708K
Turnover
98.64%
1-Year Est. Return
25.27%
This Fund
S&P 500
This Quarter
Est. Return
+0.69%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$279M
AUM Growth
+$46.8M
(+20%)
Cap. Flow
-$112M
Cap. Flow
% of AUM
-40.18%
Top 10 Holdings %
Top 10 Hldgs %
67.15%
Holding
160
New
40
Increased
22
Reduced
23
Closed
40
Avg Time Held Equity + Options
0.4
years
Top 10 Avg Time Held Equity + Options
0.4
years
Top 20 Avg Time Held Equity + Options
0.4
years
Avg Time Held Equity only
0.4
years
Top 10 Avg Time Held Equity only
0.4
years
Top 20 Avg Time Held Equity only
0.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
|
+$4.07M |
| 2 |
BKHU
Black Hills Corporation
BKHU
|
+$3.19M |
| 3 |
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
|
+$2.34M |
| 4 |
TSNU
Tyson Foods, Inc.
TSNU
|
+$1.65M |
| 5 |
Welltower Inc.
WELL.PRI
|
+$960K |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 97.61% |
| 2 | Healthcare | 1.72% |
| 3 | Financials | 0.33% |
| 4 | Materials | 0.11% |
| 5 | Utilities | 0.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
PUT
Starwood Property Trust
STWD
$4.74B
| $121K | 0.04% |
5,900
-4,100
| -41% | -$84.3K |
2015 Q3
1 quarter
|
|
52
PUT
OFG Bancorp
OFG
$2.18B
| $110K | 0.04% |
+15,000
| New | +$129K |
2015 Q4
0 quarters
|
|
53
CALL
WESCO International
WCC
$16.6B
| $109K | 0.04% |
+2,500
| New | +$117K |
2015 Q4
0 quarters
|
|
54
Pinnacle West Capital
PNW
$12.3B
| $103K | 0.04% |
+1,597
| New | +$102K |
2015 Q4
0 quarters
|
|
55
CALL
Ionis Pharmaceuticals
IONS
$7.32B
| $99K | 0.04% |
1,600
| – | – |
2014 Q4
4 quarters
|
|
56
CALL
Valley National Bancorp
VLY
$6.96B
| $99K | 0.04% |
+10,000
| New | +$104K |
2015 Q4
0 quarters
|
|
|
57
Valley National Bancorp
VLY
$6.96B
| $99K | 0.04% |
+10,000
| New | +$104K |
2015 Q4
0 quarters
|
|
58
Analog Devices
ADI
$193B
| $98K | 0.04% |
+1,764
| New | +$104K |
2015 Q4
0 quarters
|
|
59
Xencor
XNCR
$1.79B
| $80K | 0.03% |
5,489
| – | – |
2014 Q4
4 quarters
|
|
|
SQNM
60
PUT
DELISTED
SEQUENOM INC NEW
SQNM
| $80K | 0.03% |
48,600
+6,200
| +15% | +$10.6K |
2015 Q2
2 quarters
|
|
|
61
Starwood Property Trust
STWD
$4.74B
| $79K | 0.03% |
+3,820
| New | +$78.5K |
2015 Q4
0 quarters
|
|
|
SQNM
62
DELISTED
SEQUENOM INC NEW
SQNM
| $78K | 0.03% |
47,500
| – | – |
2015 Q2
2 quarters
|
|
|
ENT
63
DELISTED
Global Eagle Entertainment Inc.
ENT
| $75K | 0.03% |
+305
| New | +$87K |
2015 Q4
0 quarters
|
|
64
CALL
DELISTED
Iconix Brand Group, Inc.
ICON
| $71K | 0.03% |
1,040
+500
| +93% | +$51.3K |
2015 Q3
1 quarter
|
|
65
Ameriprise Financial
AMP
$43.9B
| $64K | 0.02% |
+605
| New | +$67.6K |
2015 Q4
0 quarters
|
|
66
DELISTED
Kinder Morgan Inc
KMI.WS
| $63K | 0.02% |
+1,046,794
| New | +$500K |
2015 Q4
0 quarters
|
|
|
MDVL
67
DELISTED
MedAvail Holdings, Inc. Common Stock
MDVL
| $50K | 0.02% |
+45
| New | +$66.5K |
2015 Q4
0 quarters
|
|
68
PUT
BGC Group
BGC
$5.38B
| $49K | 0.02% |
7,775
+3,887
| +100% | +$22.4K |
2015 Q1
3 quarters
|
|
|
ZIONW
69
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
| $45K | 0.02% |
+13,360
| New | +$49.8K |
2015 Q4
0 quarters
|
|
70
Ameren
AEE
$28.8B
| $42K | 0.02% |
+964
| New | +$41.8K |
2015 Q4
0 quarters
|
|
|
REXX
71
PUT
DELISTED
Rex Energy Corporation
REXX
| $42K | 0.02% |
+4,020
| New | +$76.1K |
2015 Q4
0 quarters
|
|
72
State Street SPDR S&P 500 ETF Trust
SPY
$813B
| $41K | 0.01% |
+200
| New | +$41.1K |
2015 Q4
0 quarters
|
|
73
CALL
Teva Pharmaceutical Industries Limited
TEVA
$48.2B
| $33K | 0.01% |
+500
| New | +$30.9K |
2015 Q4
0 quarters
|
|
|
RXII
74
CALL
DELISTED
GALENA BIOPHARMA INC COM
RXII
| $29K | 0.01% |
19,700
-3,200
| -14% | -$4.71K |
2015 Q2
2 quarters
|
|
75
CALL
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
| $23K | 0.01% |
+2,200
| New | +$25.6K |
2015 Q4
0 quarters
|
|
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Equitec Specialists's Q4 2015 Portfolio in Review
As of Q4 2015, Equitec Specialists held 160 positions worth $279M, up 20% from $232M the previous quarter. Its ten largest holdings account for 67% of the portfolio.
Equitec Specialists withdrew a net $112M in Q4 2015, closing 40 positions and reducing 23 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Equitec Specialists opened a new position in Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1 worth $3.88M.
- Equitec Specialists's largest Q4 2015 buy was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1: 27,016 shares worth $3.88M.
- Equitec Specialists added most to RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest in Q4 2015, an estimated $2.34M increase.
- Equitec Specialists's biggest Q4 2015 reduction was El Paso Energy Capital Trust I, cutting an estimated $8.7M.
- Equitec Specialists fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q4 2015, selling an estimated $18.6M.
- Equitec Specialists's ten largest holdings make up 67% of its $279M portfolio in Q4 2015.
- Equitec Specialists opened 40 new positions and closed 40 in Q4 2015.
- Equitec Specialists's portfolio value rose 20% quarter-over-quarter to $279M.
Based on Equitec Specialists's 13F filing for Q4 2015, filed 22 Jan 2016.