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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$232M
AUM Growth
-$154M
Cap. Flow
-$193M
Cap. Flow %
-83.1%
Top 10 Hldgs %
66.99%
Holding
135
New
43
Increased
18
Reduced
25
Closed
17
Avg Time Held Equity + Options
0.3 years
Top 10 Avg Time Held Equity + Options
0.3 years
Top 20 Avg Time Held Equity + Options
0.3 years
Avg Time Held Equity only
0.3 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Top Buys

Rank Stock Value
1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$18.7M
2
TMUSP icon
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$14.2M
3
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$7.64M
4
WELL.PRI icon
Welltower Inc.
WELL.PRI
+$4.44M
5
WPXP
WPX Energy, Inc.
WPXP
+$1.85M

Top Sells

Rank Stock Value
1
NEE.PRO icon
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$71.4M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$39.4M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$17.2M
4
IRDMB icon
Iridium Communications Inc - 6.75% Series B
IRDMB
+$2.98M
5
RPT.PRD icon
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$2.59M

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.43%
2 Healthcare 0.35%
3 Consumer Discretionary 0.34%
4 Energy 0.27%
5 Financials 0.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ICON icon
51
PUT
DELISTED
Iconix Brand Group, Inc.
ICON
$119K 0.05%
+880
New +$152K
2015 Q3
0 quarters
SRCL icon
52
DELISTED
Stericycle Inc
SRCL
$118K 0.05%
+850
New +$118K
2015 Q3
0 quarters
ICON icon
53
DELISTED
Iconix Brand Group, Inc.
ICON
$116K 0.05%
+860
New +$149K
2015 Q3
0 quarters
JKS icon
54
JinkoSolar
JKS
$430M
$86K 0.04%
+3,900
New +$88.1K
2015 Q3
0 quarters
SQNM
55
DELISTED
SEQUENOM INC NEW
SQNM
$83K 0.04%
47,500
+4,500
+10% +$11K
2015 Q2
1 quarter
IRDM icon
56
PUT
Iridium Communications
IRDM
$4.85B
$77K 0.03%
12,500
+2,500
+25% +$18.2K
2015 Q2
1 quarter
SQNM
57
PUT
DELISTED
SEQUENOM INC NEW
SQNM
$74K 0.03%
42,400
-3,500
-8% -$8.57K
2015 Q2
1 quarter
PEP icon
58
PepsiCo
PEP
$176B
$73K 0.03%
+770
New +$73.3K
2015 Q3
0 quarters
ICON icon
59
CALL
DELISTED
Iconix Brand Group, Inc.
ICON
$73K 0.03%
+540
New +$93.5K
2015 Q3
0 quarters
D icon
60
PUT
Dominion Energy
D
$55.2B
$70K 0.03%
+1,000
New +$70.3K
2015 Q3
0 quarters
TACOW icon
61
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
$69K 0.03%
+13,253
New +$67.2K
2015 Q3
0 quarters
CALY icon
62
PUT
Callaway Golf Company
CALY
$2.42B
$67K 0.03%
+8,000
New +$70K
2015 Q3
0 quarters
XNCR icon
63
Xencor
XNCR
$1.74B
$67K 0.03%
5,489
– –
2014 Q4
3 quarters
IONS icon
64
CALL
Ionis Pharmaceuticals
IONS
$7.1B
$65K 0.03%
1,600
– –
2014 Q4
3 quarters
IONS icon
65
PUT
Ionis Pharmaceuticals
IONS
$7.1B
$65K 0.03%
1,600
+1,300
+433% +$67.3K
2014 Q4
3 quarters
TC icon
66
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$39K 0.02%
88,423
– –
2014 Q4
3 quarters
TC icon
67
PUT
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$38K 0.02%
86,400
– –
2014 Q4
3 quarters
RXII
68
CALL
DELISTED
GALENA BIOPHARMA INC COM
RXII
$36K 0.02%
22,900
-1,600
-7% -$2.52K
2015 Q2
1 quarter
PLAB icon
69
CALL
Photronics
PLAB
$1.67B
$32K 0.01%
+3,500
New +$30.7K
2015 Q3
0 quarters
KRC icon
70
Kilroy Realty
KRC
$3.87B
$29K 0.01%
+450
New +$30.8K
2015 Q3
0 quarters
HOT
71
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$27K 0.01%
+400
New +$30.4K
2015 Q3
0 quarters
CLF icon
72
CALL
Cleveland-Cliffs
CLF
$7.18B
$26K 0.01%
+10,500
New +$33.5K
2015 Q3
0 quarters
X icon
73
CALL
DELISTED
US Steel
X
$26K 0.01%
2,500
– –
2015 Q2
1 quarter
F icon
74
Ford
F
$48.1B
$24K 0.01%
+1,750
New +$25K
2015 Q3
0 quarters
JKS icon
75
CALL
JinkoSolar
JKS
$430M
$22K 0.01%
+1,000
New +$22.6K
2015 Q3
0 quarters
1 2
3
4 5

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YECIP
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SA
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FRGX
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KA
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TG
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HCMT
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Equitec Specialists's Q3 2015 Portfolio in Review

As of Q3 2015, Equitec Specialists held 135 positions worth $232M, down 40% from $386M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $193M in Q3 2015, closing 17 positions and reducing 25 holdings. Its most notable exit was NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL), an estimated $71.4M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 99% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Equitec Specialists opened a new position in DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) worth $18.6M.

  • Equitec Specialists's largest Q3 2015 buy was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA): 335,520 shares worth $18.6M.
  • Equitec Specialists added most to T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q3 2015, an estimated $14.2M increase.
  • Equitec Specialists's biggest Q3 2015 reduction was Iridium Communications Inc - 6.75% Series B, cutting an estimated $2.98M.
  • Equitec Specialists fully exited NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL) in Q3 2015, selling an estimated $71.4M.
  • Equitec Specialists's ten largest holdings make up 67% of its $232M portfolio in Q3 2015.
  • Equitec Specialists opened 43 new positions and closed 17 in Q3 2015.
  • Equitec Specialists's portfolio value fell 40% quarter-over-quarter to $232M.

Based on Equitec Specialists's 13F filing for Q3 2015, filed 28 Oct 2015.