ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
-0.1%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
+$67.6M
Cap. Flow %
21.14%
Top 10 Hldgs %
70.27%
Holding
126
New
15
Increased
11
Reduced
14
Closed
15

Top Buys

1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$40.7M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$20.7M
3
SWNC
Southwestern Energy Company
SWNC
$6.7M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$6.39M
5
ACT.PRA
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
$4.13M

Top Sells

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$9.02M
2
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$3.46M
3
BZH icon
Beazer Homes USA
BZH
$2.29M
4
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$1.76M
5
CX icon
Cemex
CX
$972K

Sector Composition

1 Technology 0.37%
2 Healthcare 0.36%
3 Materials 0.04%
4 Industrials 0%
5 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OCR
51
DELISTED
OMNICARE INC
OCR
– –
0
– –
GDP
52
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-450
Closed -$2K
AXPW
53
DELISTED
AXION PWR INTL INC COM STK (DE)
AXPW
– –
-26,993
Closed -$25K
REE
54
DELISTED
RARE ELEMENT RES LTD
REE
– –
-15,430
Closed -$6K
SNDK
55
DELISTED
SANDISK CORP
SNDK
– –
0
– –
DCUB
56
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
– –
-29,231
Closed -$1.76M
JNS
57
DELISTED
Janus Capital Group Inc
JNS
– –
0
– –
BAC.WS.A
58
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
– –
-26,494
Closed -$187K
GM.WS.B
59
DELISTED
General Motors Company
GM.WS.B
– –
-339
Closed -$6K
GWR
60
DELISTED
Genesee & Wyoming Inc.
GWR
– –
0
– –
ENT
61
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
0
– –
ATHX
62
DELISTED
Athersys, Inc. Common Stock
ATHX
– –
-2,000
Closed -$3K
THMO
63
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
-19,505
Closed -$20K
SPWR
64
DELISTED
SunPower Corporation Common Stock
SPWR
– –
0
– –
X
65
DELISTED
US Steel
X
– –
0
– –
VC icon
66
Visteon
VC
$3.35B
– –
0
– –
UAL icon
67
United Airlines
UAL
$34.4B
– –
0
– –
TSEM icon
68
Tower Semiconductor
TSEM
$6.96B
– –
0
– –
TEX icon
69
Terex
TEX
$3.23B
– –
0
– –
RTX icon
70
RTX Corp
RTX
$212B
– –
0
– –
RCON icon
71
Recon Technology
RCON
$60M
– –
-6,325
Closed -$12K
NEE icon
72
NextEra Energy, Inc.
NEE
$148B
– –
0
– –
MGM icon
73
MGM Resorts International
MGM
$10.4B
– –
0
– –
LPTH icon
74
Lightpath Technologies
LPTH
$239M
$0 ﹤0.01%
300
-1,000
-77% –
KMI icon
75
Kinder Morgan
KMI
$59.4B
– –
0
– –
1 2
3
4