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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$354M
AUM Growth
-$33.4M
Cap. Flow
-$43M
Cap. Flow %
-12.16%
Top 10 Hldgs %
63.47%
Holding
135
New
26
Increased
17
Reduced
23
Closed
29

Top Buys

1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$41.3M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$21M
3
SWNC
Southwestern Energy Company
SWNC
+$7.17M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$6.55M
5
ACT.PRA
ACTAVIS PLC Pfd Conv Ser A (Irl)
ACT.PRA
+$4.27M

Top Sells

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$8.86M
2
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.3M
3
BZH icon
Beazer Homes USA
BZH
+$2.29M
4
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
+$1.76M
5
CANF
Can-Fite BioPharma American Depositary Shares
CANF
+$1.53M

Sector Composition

1 Technology 0.33%
2 Healthcare 0.33%
3 Materials 0.04%
4 Industrials 0%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATNM icon
51
Actinium Pharmaceuticals
ATNM
$27.9M
$54K 0.02%
+727
New +$86.5K
NXTDW
52
DELISTED
Nxt-ID, Inc.
NXTDW
$54K 0.02%
45,454
– –
CX icon
53
CALL
Cemex
CX
$18.9B
$47K 0.01%
+5,624
New +$48.4K
I.PRA
54
DELISTED
INTELSAT S A MANDATORY CONV JR NON VTG PFD SHS (LUX)
I.PRA
$46K 0.01%
1,329
-12,583
-90% -$507K
TNXP icon
55
Tonix Pharmaceuticals
TNXP
$189M
– –
0
– –
OCLSW
56
DELISTED
Oculus Innovative Sciences, Inc.
OCLSW
$42K 0.01%
+187,500
New +$45.6K
DRWI
57
DELISTED
DragonWave Inc
DRWI
$32K 0.01%
2,292
-3,842
-63% -$78.1K
JASNW
58
DELISTED
Jason Industries, Inc.
JASNW
$22K 0.01%
27,558
-41,900
-60% -$41.8K
SPY icon
59
State Street SPDR S&P 500 ETF Trust
SPY
$782B
$21K 0.01%
100
-2,500
-96% -$516K
IONS icon
60
PUT
Ionis Pharmaceuticals
IONS
$9.03B
$19K 0.01%
300
– –
URZ
61
DELISTED
URANERZ ENERGY CORP
URZ
$18K 0.01%
16,500
– –
TC
62
CALL
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$17K ﹤0.01%
12,500
-49,200
-80% -$69.1K
VLYWW
63
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
$17K ﹤0.01%
84,723
-5,500
-6% -$1.2K
MNKD icon
64
MannKind Corp
MNKD
$1.25B
$16K ﹤0.01%
+599
New +$18.1K
SSKN
65
DELISTED
Strata Skin Sciences
SSKN
$16K ﹤0.01%
+125
New +$12.3K
BZT
66
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$13K ﹤0.01%
499
+497
+24,850% +$13.1K
LGMK
67
DELISTED
LogicMark
LGMK
– –
0
– –
JBLU icon
68
PUT
JetBlue
JBLU
$2.1B
$10K ﹤0.01%
+500
New +$8.51K
LTBR icon
69
Lightbridge
LTBR
$236M
$10K ﹤0.01%
132
– –
RIBTW
70
DELISTED
RiceBran Technologies - Warrant
RIBTW
$8K ﹤0.01%
10,000
– –
RNVA
71
DELISTED
Rennova Health, Inc.
RNVA
$8K ﹤0.01%
+2
New +$10.4K
BGC icon
72
PUT
BGC Group
BGC
$5.46B
$5K ﹤0.01%
+778
New +$4.43K
ACER
73
DELISTED
Acer Therapeutics Inc
ACER
$3K ﹤0.01%
+60
New +$3.68K
CVM.WS
74
DELISTED
Cel-Sci Corp Series S
CVM.WS
$3K ﹤0.01%
8,219
– –
ABEO icon
75
Abeona Therapeutics
ABEO
$400M
– –
-2,930
Closed -$253K
1 2
3
4 5

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SA
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FRGX
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KA
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TG
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HCMT
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Equitec Specialists's Q1 2015 Portfolio in Review

As of Q1 2015, Equitec Specialists held 135 positions worth $354M, down 8.6% from $387M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Equitec Specialists withdrew a net $43M in Q1 2015, closing 29 positions and reducing 23 holdings. Its most notable exit was Beazer Homes USA, an estimated $2.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.33% of assets, up from 0% a quarter earlier, followed by Healthcare and Materials.

Against the trend, Equitec Specialists opened a new position in UNITED TECHNOLOGIES CORP CORP UNIT (DE) worth $20.7M.

  • Equitec Specialists's largest Q1 2015 buy was UNITED TECHNOLOGIES CORP CORP UNIT (DE): 336,721 shares worth $20.7M.
  • Equitec Specialists added most to NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL) in Q1 2015, an estimated $41.3M increase.
  • Equitec Specialists's biggest Q1 2015 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $8.86M.
  • Equitec Specialists fully exited Beazer Homes USA in Q1 2015, selling an estimated $2.29M.
  • Equitec Specialists's ten largest holdings make up 63% of its $354M portfolio in Q1 2015.
  • Equitec Specialists opened 26 new positions and closed 29 in Q1 2015.
  • Equitec Specialists's portfolio value fell 8.6% quarter-over-quarter to $354M.

Based on Equitec Specialists's 13F filing for Q1 2015, filed 7 May 2015.