ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+1.04%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$71K
AUM Growth
+$71K
Cap. Flow
-$204M
Cap. Flow %
-287,986.34%
Top 10 Hldgs %
100%
Holding
203
New
–
Increased
–
Reduced
1
Closed
150

Top Buys

No buys this quarter

Top Sells

1
PCGU
PG&E Corporation
PCGU
$43.5M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$27.2M
3
FSR
Fisker Inc.
FSR
$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IQ icon
26
iQIYI
IQ
$2.55B
– –
-35,900
Closed -$597K
JSPRW icon
27
Japer Therapeutics, Inc. Warrants
JSPRW
$1.04M
– –
-13,536
Closed -$11K
KXIN icon
28
Kaixin Holdings
KXIN
$7.05M
– –
-100
Closed –
LIDRW icon
29
AEye Inc Warrant
LIDRW
$3.18M
– –
-46,003
Closed -$65K
LTRYW icon
30
Lottery.com, Inc. Warrants
LTRYW
$272K
– –
-107,573
Closed -$216K
MELI icon
31
Mercado Libre
MELI
$125B
– –
0
– –
MT icon
32
ArcelorMittal
MT
$25.4B
– –
0
– –
NCLH icon
33
Norwegian Cruise Line
NCLH
$11.2B
– –
0
– –
NEE icon
34
NextEra Energy, Inc.
NEE
$148B
– –
0
– –
NIO icon
35
NIO
NIO
$14.3B
– –
0
– –
NUKKW icon
36
Nukkleus Inc. Warrants
NUKKW
$47.6M
– –
-18,650
Closed -$10K
TWNK
37
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
0
– –
TMPO
38
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-400
Closed -$4K
TMPOW
39
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
– –
-57,782
Closed -$113K
VHAQ.WS
40
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
– –
-60,777
Closed -$23K
BTWNW
41
DELISTED
Bridgetown Holdings Limited Warrants
BTWNW
– –
-5,474
Closed -$15K
VMACW
42
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
– –
-49,990
Closed -$31K
TRITW
43
DELISTED
Triterras, Inc. Warrant
TRITW
– –
-243,251
Closed -$401K
DFNS.WS
44
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
– –
-10,131
Closed -$13K
LIVKW
45
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
– –
-39,304
Closed -$22K
QS.WS
46
DELISTED
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
– –
-29,675
Closed -$987K
CLOVW
47
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
– –
-171,601
Closed -$276K
NSH.WS
48
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
– –
-25,000
Closed -$40K
SKLZ.WS
49
DELISTED
Skillz Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exe
SKLZ.WS
– –
-4,208
Closed -$32K
HIMS.WS
50
DELISTED
Hims & Hers Health, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an
HIMS.WS
– –
-49,378
Closed -$217K
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