ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+3.53%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$594M
AUM Growth
+$155M
Cap. Flow
-$295M
Cap. Flow %
-49.67%
Top 10 Hldgs %
76.89%
Holding
176
New
46
Increased
10
Reduced
19
Closed
23

Top Buys

1
PCGU
PG&E Corporation
PCGU
$16.5M
2
PRPLW
Purple Innovation, Inc.
PRPLW
$13M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$10.4M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$7.81M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$7.26M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$59.3M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$17.6M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$13.4M
4
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$10.6M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$7.08M

Sector Composition

1 Consumer Discretionary 1.23%
2 Utilities 0.45%
3 Financials 0.18%
4 Industrials 0.15%
5 Communication Services 0.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VRT.WS
26
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
$607K 0.07%
93,681
-191,160
-67% -$1.24M
SRE.PRB
27
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$576K 0.06%
5,882
+1,698
+41% +$166K
SHLL.WS
28
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
$563K 0.06%
+22,087
New +$563K
ENR.PRA
29
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$514K 0.06%
6,172
-85,063
-93% -$7.08M
CCXX.WS
30
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
$384K 0.04%
+192,098
New +$384K
BW icon
31
Babcock & Wilcox
BW
$221M
$360K 0.04%
+155,366
New +$360K
D icon
32
Dominion Energy
D
$50.2B
$360K 0.04%
+4,558
New +$360K
SAVE
33
DELISTED
Spirit Airlines, Inc.
SAVE
$334K 0.04%
20,774
-8,400
-29% -$135K
ZD icon
34
Ziff Davis
ZD
$1.53B
$311K 0.03%
+5,175
New +$311K
FREEW
35
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$242K 0.03%
+249,218
New +$242K
FMCIW
36
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$241K 0.03%
27,141
-10,918
-29% -$96.9K
PTACW
37
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
$240K 0.03%
+145,892
New +$240K
GB.WS
38
DELISTED
Global Blue Group Holding AG Warrants exercisable for one Ordinary Share of Global Blue Group Holding AG at a price of $11.50 per share
GB.WS
$212K 0.02%
+331,650
New +$212K
LCAHW
39
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$212K 0.02%
+48,200
New +$212K
RMG.WS
40
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$203K 0.02%
95,020
-7,980
-8% -$17K
AG icon
41
First Majestic Silver
AG
$4.43B
$182K 0.02%
19,101
– –
LSEAW
42
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$165K 0.02%
91,769
-2,731
-3% -$4.91K
RILY icon
43
B. Riley Financial
RILY
$155M
$148K 0.02%
5,900
– –
NFINW
44
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$140K 0.02%
106,511
-38,624
-27% -$50.8K
BSX.PRA
45
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$127K 0.01%
1,137
-4,529
-80% -$506K
SPCE icon
46
Virgin Galactic
SPCE
$177M
$122K 0.01%
316
-1,220
-79% -$471K
FEAC.WS
47
DELISTED
Flying Eagle Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A com
FEAC.WS
$109K 0.01%
+33,412
New +$109K
MAPSW icon
48
WM Technology, Inc. Warrants
MAPSW
$2.86M
$107K 0.01%
175,000
– –
ADNWW
49
Advent Technologies Holdings Warrant
ADNWW
$11K
$97K 0.01%
143,290
+43,023
+43% +$29.1K
SAMAW
50
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$87K 0.01%
168,162
+62,079
+59% +$32.1K
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