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Equitec Specialists Portfolio holdings
AUM
$708K
Turnover
98.64%
1-Year Est. Return
25.27%
This Fund
S&P 500
This Quarter
Est. Return
+5.61%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$893M
AUM Growth
+$231M
(+35%)
Cap. Flow
-$239M
Cap. Flow
% of AUM
-26.71%
Top 10 Holdings %
Top 10 Hldgs %
67.2%
Holding
207
New
67
Increased
28
Reduced
34
Closed
39
Avg Time Held Equity + Options
0.4
years
Top 10 Avg Time Held Equity + Options
0.3
years
Top 20 Avg Time Held Equity + Options
0.3
years
Avg Time Held Equity only
0.4
years
Top 10 Avg Time Held Equity only
0.2
years
Top 20 Avg Time Held Equity only
0.2
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PCGU
PG&E Corporation
PCGU
|
+$16.5M |
| 2 |
Purple Innovation, Inc.
PRPLW
|
+$10.6M |
| 3 |
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
|
+$10.1M |
| 4 |
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
|
+$7.33M |
| 5 |
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
|
+$7.25M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 98.59% |
| 2 | Consumer Discretionary | 0.82% |
| 3 | Utilities | 0.3% |
| 4 | Financials | 0.12% |
| 5 | Industrials | 0.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
26
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$815B
| $3.35M | 0.38% |
+10,000
| New | +$3.31M |
2020 Q3
0 quarters
|
|
27
PUT
Teladoc Health
TDOC
$1.08B
| $2.98M | 0.33% |
+13,600
| New | +$2.88M |
2020 Q3
0 quarters
|
|
|
CFXA
28
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
| $2.93M | 0.33% |
21,861
-27,696
| -56% | -$3.79M |
2019 Q1
6 quarters
|
|
|
VVNT.WS
29
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
| $2.77M | 0.31% |
+435,100
| New | +$2.51M |
2020 Q3
0 quarters
|
|
30
CALL
Virgin Galactic
SPCE
$391M
| $2.7M | 0.3% |
7,015
+120
| +2% | +$45.5K |
2019 Q4
3 quarters
|
|
31
CALL
Nabors Industries
NBR
$1.16B
| $2.61M | 0.29% |
106,900
| – | – |
2018 Q4
7 quarters
|
|
|
TWNKW
32
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
| $2.49M | 0.28% |
3,031,183
-143,970
| -5% | -$131K |
2016 Q4
15 quarters
|
|
33
PUT
Southern Company
SO
$103B
| $2.4M | 0.27% |
44,200
+21,200
| +92% | +$1.13M |
2020 Q2
1 quarter
|
|
|
SOLN
34
DELISTED
The Southern Company
SOLN
| $2.33M | 0.26% |
50,084
-61,564
| -55% | -$2.82M |
2019 Q3
4 quarters
|
|
35
DraftKings
DKNG
$9.59B
| $2.18M | 0.24% |
37,062
-62,600
| -63% | -$2.43M |
2020 Q1
2 quarters
|
|
36
PUT
ArcelorMittal
MT
$47.8B
| $1.99M | 0.22% |
150,000
| – | – |
2020 Q2
1 quarter
|
|
37
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
| $1.89M | 0.21% |
117,100
-40,400
| -26% | -$696K |
2020 Q2
1 quarter
|
|
38
PUT
Dominion Energy
D
$55.3B
| $1.86M | 0.21% |
+23,600
| New | +$1.85M |
2020 Q3
0 quarters
|
|
|
39
CALL
NextEra Energy
NEE
$165B
| $1.67M | 0.19% |
+24,000
| New | +$1.66M |
2020 Q3
0 quarters
|
|
40
PUT
Assurant
AIZ
$13.9B
| $1.48M | 0.17% |
12,200
+100
| +0.8% | +$11.5K |
2020 Q1
2 quarters
|
|
41
CALL
Blink Charging
BLNK
$64.2M
| $1.47M | 0.17% |
+143,000
| New | +$1.16M |
2020 Q3
0 quarters
|
|
42
CALL
CenterPoint Energy
CNP
$26.2B
| $1.42M | 0.16% |
73,600
+60,600
| +466% | +$1.19M |
2020 Q1
2 quarters
|
|
43
PUT
Avantor
AVTR
$10.9B
| $1.39M | 0.16% |
61,800
-10,600
| -15% | -$220K |
2019 Q3
4 quarters
|
|
|
44
PUT
Virgin Galactic
SPCE
$391M
| $1.37M | 0.15% |
3,570
-750
| -17% | -$285K |
2019 Q4
3 quarters
|
|
45
PUT
Coherent
COHR
$49.4B
| $1.3M | 0.15% |
+32,000
| New | +$1.41M |
2020 Q3
0 quarters
|
|
46
PUT
Hyliion Holdings
HYLN
$586M
| $1.28M | 0.14% |
+25,700
| New | +$841K |
2020 Q3
0 quarters
|
|
|
ELAT
47
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
| $1.19M | 0.13% |
+26,724
| New | +$1.13M |
2020 Q3
0 quarters
|
|
|
AEPPZ
48
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
| $1.14M | 0.13% |
+23,244
| New | +$1.13M |
2020 Q3
0 quarters
|
|
49
CALL
Stanley Black & Decker
SWK
$14B
| $973K | 0.11% |
6,000
+3,000
| +100% | +$467K |
2020 Q2
1 quarter
|
|
50
PUT
Royal Caribbean
RCL
$74.9B
| $971K | 0.11% |
15,000
| – | – |
2020 Q2
1 quarter
|
|
Similar funds
FFIM
YECIP
SA
FRGX
KA
TG
DHRFI
HCMT
Equitec Specialists's Q3 2020 Portfolio in Review
As of Q3 2020, Equitec Specialists held 207 positions worth $893M, up 35% from $662M the previous quarter. Its ten largest holdings account for 67% of the portfolio.
Equitec Specialists withdrew a net $239M in Q3 2020, closing 39 positions and reducing 34 holdings. Its most notable exit was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A, an estimated $59.3M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 98% a quarter earlier, followed by Consumer Discretionary and Utilities.
Against the trend, Equitec Specialists opened a new position in PG&E Corporation worth $16.5M.
- Equitec Specialists's largest Q3 2020 buy was PG&E Corporation: 168,631 shares worth $16.5M.
- Equitec Specialists added most to Blink Charging Co. Warrant in Q3 2020, an estimated $4.31M increase.
- Equitec Specialists's biggest Q3 2020 reduction was NextEra Energy, Inc. 4.872% Corporate Units, cutting an estimated $17.7M.
- Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2020, selling an estimated $59.3M.
- Equitec Specialists's ten largest holdings make up 67% of its $893M portfolio in Q3 2020.
- Equitec Specialists opened 67 new positions and closed 39 in Q3 2020.
- Equitec Specialists's portfolio value rose 35% quarter-over-quarter to $893M.
Based on Equitec Specialists's 13F filing for Q3 2020, filed 13 Oct 2020.