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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+5.61%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$893M
AUM Growth
+$231M
Cap. Flow
-$242M
Cap. Flow %
-27.1%
Top 10 Hldgs %
67.2%
Holding
207
New
67
Increased
28
Reduced
34
Closed
39

Top Buys

1
PCGU
PG&E Corporation
PCGU
+$16.5M
2
PRPLW
Purple Innovation, Inc.
PRPLW
+$10.6M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$10.1M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
+$7.33M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$7.25M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$59.3M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$17.7M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$13.4M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$10.6M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$8.13M

Sector Composition

1 Consumer Discretionary 0.82%
2 Utilities 0.3%
3 Financials 0.12%
4 Industrials 0.1%
5 Communication Services 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
26
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$3.35M 0.38%
+10,000
New +$3.31M
TDOC icon
27
PUT
Teladoc Health
TDOC
$1.68B
$2.98M 0.33%
+13,600
New +$2.88M
CFXA
28
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$2.93M 0.33%
21,861
-27,696
-56% -$3.79M
VVNT.WS
29
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
$2.77M 0.31%
+435,100
New +$2.51M
SPCE icon
30
CALL
Virgin Galactic
SPCE
$325M
$2.7M 0.3%
7,015
+120
+2% +$45.5K
NBR icon
31
CALL
Nabors Industries
NBR
$1.23B
$2.61M 0.29%
106,900
– –
TWNKW
32
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$2.49M 0.28%
3,031,183
-143,970
-5% -$131K
SO icon
33
PUT
Southern Company
SO
$109B
$2.4M 0.27%
44,200
+21,200
+92% +$1.13M
SOLN
34
DELISTED
The Southern Company
SOLN
$2.33M 0.26%
50,084
-61,564
-55% -$2.82M
DKNG icon
35
DraftKings
DKNG
$12B
$2.18M 0.24%
37,062
-62,600
-63% -$2.43M
MT icon
36
PUT
ArcelorMittal
MT
$49.6B
$1.99M 0.22%
150,000
– –
SAVE
37
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
$1.89M 0.21%
117,100
-40,400
-26% -$696K
D icon
38
PUT
Dominion Energy
D
$63.7B
$1.86M 0.21%
+23,600
New +$1.85M
NEE icon
39
CALL
NextEra Energy
NEE
$187B
$1.67M 0.19%
+24,000
New +$1.66M
AIZ icon
40
PUT
Assurant
AIZ
$13.9B
$1.48M 0.17%
12,200
+100
+0.8% +$11.5K
BLNK icon
41
CALL
Blink Charging
BLNK
$81.5M
$1.47M 0.17%
+143,000
New +$1.16M
CNP icon
42
CALL
CenterPoint Energy
CNP
$28.7B
$1.42M 0.16%
73,600
+60,600
+466% +$1.19M
AVTR icon
43
PUT
Avantor
AVTR
$7.48B
$1.39M 0.16%
61,800
-10,600
-15% -$220K
SPCE icon
44
PUT
Virgin Galactic
SPCE
$325M
$1.37M 0.15%
3,570
-750
-17% -$285K
COHR icon
45
PUT
Coherent
COHR
$53.9B
$1.3M 0.15%
+32,000
New +$1.41M
HYLN icon
46
PUT
Hyliion Holdings
HYLN
$665M
$1.28M 0.14%
+25,700
New +$841K
ELAT
47
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$1.19M 0.13%
+26,724
New +$1.13M
AEPPZ
48
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$1.14M 0.13%
+23,244
New +$1.13M
SWK icon
49
CALL
Stanley Black & Decker
SWK
$14.2B
$973K 0.11%
6,000
+3,000
+100% +$467K
RCL icon
50
PUT
Royal Caribbean
RCL
$77.4B
$971K 0.11%
15,000
– –
1
2
3 4 5

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YECIP
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SA
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FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
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HCMT
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Equitec Specialists's Q3 2020 Portfolio in Review

As of Q3 2020, Equitec Specialists held 207 positions worth $893M, up 35% from $662M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $242M in Q3 2020, closing 39 positions and reducing 34 holdings. Its most notable exit was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A, an estimated $59.3M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.82% of assets, up from 0.59% a quarter earlier, followed by Utilities and Financials.

Against the trend, Equitec Specialists opened a new position in PG&E Corporation worth $16.5M.

  • Equitec Specialists's largest Q3 2020 buy was PG&E Corporation: 168,631 shares worth $16.5M.
  • Equitec Specialists added most to Blink Charging Co. Warrant in Q3 2020, an estimated $4.31M increase.
  • Equitec Specialists's biggest Q3 2020 reduction was NextEra Energy, Inc. 4.872% Corporate Units, cutting an estimated $17.7M.
  • Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2020, selling an estimated $59.3M.
  • Equitec Specialists's ten largest holdings make up 67% of its $893M portfolio in Q3 2020.
  • Equitec Specialists opened 67 new positions and closed 39 in Q3 2020.
  • Equitec Specialists's portfolio value rose 35% quarter-over-quarter to $893M.

Based on Equitec Specialists's 13F filing for Q3 2020, filed 13 Oct 2020.