ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
-3.82%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$281M
AUM Growth
+$281M
Cap. Flow
-$83.3M
Cap. Flow %
-29.6%
Top 10 Hldgs %
83.38%
Holding
151
New
21
Increased
16
Reduced
18
Closed
45

Top Buys

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$16.4M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$11.1M
3
CLVT icon
Clarivate
CLVT
$4.84M
4
DEACW
Diamond Eagle Acquisition Corp. Warrant
DEACW
$1.6M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$1.33M

Top Sells

1
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$26.2M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$14.5M
3
AMZN icon
Amazon
AMZN
$12.6M
4
SPCE.WS
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$6.98M
5
SOLN
The Southern Company
SOLN
$5.96M

Sector Composition

1 Technology 2.06%
2 Consumer Discretionary 0.31%
3 Utilities 0.17%
4 Industrials 0.13%
5 Materials 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AG icon
26
First Majestic Silver
AG
$4.63B
$118K 0.03%
19,101
+4,601
+32% +$28.4K
TTMI icon
27
TTM Technologies
TTMI
$4.78B
$110K 0.03%
10,600
-4,619
-30% -$47.9K
INFN
28
DELISTED
Infinera Corporation Common Stock
INFN
$103K 0.02%
+19,483
New +$103K
VTIQW
29
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$83K 0.02%
42,790
+13,490
+46% +$26.2K
RMG.WS
30
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$64K 0.01%
+103,000
New +$64K
EPR.PRE icon
31
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$107M
$47K 0.01%
2,173
-46,506
-96% -$1.01M
CHNG
32
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$47K 0.01%
+4,737
New +$47K
MAPSW icon
33
WM Technology, Inc. Warrants
MAPSW
$3.68M
$40K 0.01%
+175,000
New +$40K
NFINW
34
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$39K 0.01%
100,000
+50,000
+100% +$19.5K
SRE.PRB
35
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$37K 0.01%
+398
New +$37K
NIO icon
36
NIO
NIO
$14.2B
$36K 0.01%
+12,893
New +$36K
KERNW
37
DELISTED
Akerna Corp Warrant
KERNW
$36K 0.01%
103,561
+36,064
+53% +$12.5K
ADNWW
38
Advent Technologies Holdings Warrant
ADNWW
$10.5K
$28K 0.01%
160,000
+50,000
+45% +$8.75K
SHLL.WS
39
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
$28K 0.01%
+100,000
New +$28K
LSEAW
40
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$20K ﹤0.01%
109,500
– –
VRT.WS
41
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
$18K ﹤0.01%
+10,062
New +$18K
CYTK icon
42
Cytokinetics
CYTK
$5.98B
$16K ﹤0.01%
+1,375
New +$16K
IGICW
43
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
$16K ﹤0.01%
+37,500
New +$16K
GIX.WS
44
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$15K ﹤0.01%
50,000
– –
SPAQ.WS
45
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$15K ﹤0.01%
+50,800
New +$15K
ASLEW
46
DELISTED
AerSale Corporation Warrants
ASLEW
$14K ﹤0.01%
46,332
– –
FMCIW
47
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$14K ﹤0.01%
50,000
– –
GOEVW
48
DELISTED
Canoo Inc. Warrant
GOEVW
$13K ﹤0.01%
36,924
-2,876
-7% -$1.01K
NBR.PRA
49
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$11K ﹤0.01%
3,088
-1,249
-29% -$4.45K
MFAC.WS
50
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$11K ﹤0.01%
50,600
+600
+1% +$130
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