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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$363M
AUM Growth
-$71.9M
Cap. Flow
-$131M
Cap. Flow %
-36.11%
Top 10 Hldgs %
50.43%
Holding
184
New
50
Increased
27
Reduced
36
Closed
40

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$12M
2
AIG.WS
American International Group, Inc.
AIG.WS
+$11.3M
3
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$5.66M
4
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$5.18M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$5.09M

Top Sells

Rank Stock Value
1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$84M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$19.8M
3
SJIU
South Jersey Industries, Inc.
SJIU
+$11.5M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$10M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$7.61M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.86%
2 Utilities 2.16%
3 Financials 1.08%
4 Industrials 0.84%
5 Energy 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIZP
26
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$2.47M 0.68%
19,222
-3,302
-15% -$420K
SSRM icon
27
CALL
SSR Mining
SSRM
$5.64B
$2.47M 0.68%
+128,300
New +$2M
RILY icon
28
BRC Group Holdings
RILY
$279M
$2.44M 0.67%
96,910
-3,357
-3% -$88.3K
FTV icon
29
PUT
Fortive
FTV
$18.5B
$2.31M 0.64%
47,890
-11,259
-19% -$508K
VATE icon
30
INNOVATE Corp
VATE
$115M
$2.14M 0.59%
98,786
+4,228
+4% +$93K
RH icon
31
PUT
RH
RH
$3.14B
$1.96M 0.54%
+9,200
New +$1.8M
ENR.PRA
32
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$1.91M 0.53%
18,255
-76,723
-81% -$7.61M
EPR.PRE icon
33
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$113M
$1.86M 0.51%
48,679
+47,089
+2,962% +$1.82M
SNR
34
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$1.55M 0.43%
202,052
+7,585
+4% +$56.3K
DAR icon
35
Darling Ingredients
DAR
$10.1B
$1.46M 0.4%
52,028
+33,772
+185% +$753K
SWT
36
DELISTED
Stanley Black & Decker, Inc.
SWT
$1.25M 0.34%
+11,434
New +$1.2M
AVGOP
37
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$1.22M 0.34%
+1,037
New +$1.17M
MDCO
38
PUT
DELISTED
Medicines Co
MDCO
$1.2M 0.33%
14,100
+13,900
+6,950% +$927K
CCI icon
39
PUT
Crown Castle
CCI
$32.5B
$1.14M 0.31%
8,000
– –
SONM icon
40
DNA X Inc
SONM
$4.66M
$1.09M 0.3%
167
+166
+16,600% +$819K
MDCO
41
CALL
DELISTED
Medicines Co
MDCO
$1.06M 0.29%
12,500
-15,400
-55% -$1.03M
NHLD
42
DELISTED
National Holdings Corporation
NHLD
$1.02M 0.28%
399,693
– –
DCUE
43
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$955K 0.26%
8,929
-186,874
-95% -$19.8M
COUP
44
PUT
DELISTED
Coupa Software Incorporated
COUP
$951K 0.26%
6,500
+3,000
+86% +$428K
RH icon
45
CALL
RH
RH
$3.14B
$875K 0.24%
+4,100
New +$800K
WTRU
46
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$867K 0.24%
13,912
-20,610
-60% -$1.25M
BA icon
47
Boeing
BA
$165B
$814K 0.22%
+2,500
New +$885K
TSLA icon
48
Tesla
TSLA
$1.2T
$812K 0.22%
29,100
+12,600
+76% +$273K
CLVT icon
49
CALL
Clarivate
CLVT
$1.24B
$746K 0.21%
+44,400
New +$748K
MDCO
50
DELISTED
Medicines Co
MDCO
$665K 0.18%
+7,834
New +$522K
1
2
3 4 5

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Equitec Specialists's Q4 2019 Portfolio in Review

As of Q4 2019, Equitec Specialists held 184 positions worth $363M, down 17% from $434M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Equitec Specialists withdrew a net $131M in Q4 2019, closing 40 positions and reducing 36 holdings. Its most notable exit was DTE Energy Company 2016 Corporate Units, an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3.9% of assets, up from 0.07% a quarter earlier, followed by Utilities and Financials.

Against the trend, Equitec Specialists opened a new position in Amazon worth $12.6M.

  • Equitec Specialists's largest Q4 2019 buy was Amazon: 136,000 shares worth $12.6M.
  • Equitec Specialists added most to American International Group, Inc. in Q4 2019, an estimated $11.3M increase.
  • Equitec Specialists's biggest Q4 2019 reduction was Dominion Energy, Inc. 2019 Series A Corporate Units, cutting an estimated $19.8M.
  • Equitec Specialists fully exited DTE Energy Company 2016 Corporate Units in Q4 2019, selling an estimated $84M.
  • Equitec Specialists's ten largest holdings make up 50% of its $363M portfolio in Q4 2019.
  • Equitec Specialists opened 50 new positions and closed 40 in Q4 2019.
  • Equitec Specialists's portfolio value fell 17% quarter-over-quarter to $363M.

Based on Equitec Specialists's 13F filing for Q4 2019, filed 17 Jan 2020.