ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+2.49%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$305M
AUM Growth
+$305M
Cap. Flow
-$105M
Cap. Flow %
-34.53%
Top 10 Hldgs %
59.96%
Holding
166
New
31
Increased
16
Reduced
26
Closed
25

Top Buys

1
AMZN icon
Amazon
AMZN
$12.6M
2
AIG.WS
American International Group, Inc.
AIG.WS
$9.8M
3
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$5.5M
4
XLK icon
Technology Select Sector SPDR Fund
XLK
$5.45M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$5.44M

Top Sells

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
$84M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$20M
3
SJIU
South Jersey Industries, Inc.
SJIU
$11.7M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$11.7M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$8.02M

Sector Composition

1 Consumer Discretionary 4.6%
2 Utilities 2.57%
3 Financials 1.28%
4 Industrials 0.99%
5 Energy 0.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SNR
26
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$1.55M 0.43% 202,052 +7,585 +4% +$58K
DAR icon
27
Darling Ingredients
DAR
$5.37B
$1.46M 0.4% 52,028 +33,772 +185% +$948K
SWT
28
DELISTED
Stanley Black & Decker, Inc.
SWT
$1.25M 0.34% +11,434 New +$1.25M
AVGOP
29
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$1.22M 0.34% +1,037 New +$1.22M
SONM icon
30
Sonim Technologies
SONM
$10.4M
$1.09M 0.3% 300,375 +297,975 +12,416% +$1.08M
NHLD
31
DELISTED
National Holdings Corporation
NHLD
$1.02M 0.28% 399,693 – –
DCUE
32
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$955K 0.26% 8,929 -186,874 -95% -$20M
WTRU
33
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$867K 0.24% 13,912 -20,610 -60% -$1.28M
BA icon
34
Boeing
BA
$177B
$814K 0.22% +2,500 New +$814K
TSLA icon
35
Tesla
TSLA
$1.08T
$812K 0.22% 1,940 +840 +76% +$352K
MDCO
36
DELISTED
Medicines Co
MDCO
$665K 0.18% +7,834 New +$665K
SIC
37
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$566K 0.16% +62,978 New +$566K
PRU icon
38
Prudential Financial
PRU
$38.6B
$446K 0.12% 4,755 -3,345 -41% -$314K
NUAN
39
DELISTED
Nuance Communications, Inc.
NUAN
$446K 0.12% +25,000 New +$446K
SJIU
40
DELISTED
South Jersey Industries, Inc.
SJIU
$319K 0.09% 6,149 -225,496 -97% -$11.7M
GCI icon
41
Gannett
GCI
$603M
$230K 0.06% 36,000 – –
TTMI icon
42
TTM Technologies
TTMI
$4.6B
$229K 0.06% +15,219 New +$229K
XNCR icon
43
Xencor
XNCR
$580M
$189K 0.05% 5,489 – –
AG icon
44
First Majestic Silver
AG
$4.47B
$178K 0.05% +14,500 New +$178K
CY
45
DELISTED
Cypress Semiconductor
CY
$161K 0.04% 6,900 -600 -8% -$14K
DXCM icon
46
DexCom
DXCM
$29.5B
$109K 0.03% +500 New +$109K
NBR.PRA
47
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$98K 0.03% 4,337 -23,156 -84% -$523K
DHR.PRA
48
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$92K 0.03% 78 -2,239 -97% -$2.64M
IDCC icon
49
InterDigital
IDCC
$7.01B
$82K 0.02% +1,500 New +$82K
KERNW
50
DELISTED
Akerna Corp Warrant
KERNW
$65K 0.02% 67,497 +11,276 +20% +$10.9K
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