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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$434M
AUM Growth
+$50.5M
Cap. Flow
+$16.5M
Cap. Flow %
3.8%
Top 10 Hldgs %
55.79%
Holding
182
New
38
Increased
25
Reduced
41
Closed
42
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$77.3M
2
CCC.WS icon
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$17.7M
3
FTV.PRA icon
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$14.7M
4
AIG.WS icon
American International Group, Inc.
AIG.WS
+$14.3M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$13.2M

Top Sells

Rank Stock Value
1
CCI.PRA icon
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$17.2M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.3M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$11.6M
4
DYNC icon
Vistra Energy Corp.
DYNC
+$9.78M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$8.56M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.09%
2 Utilities 2.18%
3 Industrials 1.13%
4 Financials 0.97%
5 Real Estate 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
IFFT
26
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$2.36M 0.54%
+50,238
New +$2.45M
2019 Q3
0 quarters
CCI icon
27
Crown Castle
CCI
$34B
$2.32M 0.53%
+16,663
New +$2.3M
2019 Q3
0 quarters
VATE icon
28
INNOVATE Corp
VATE
$84.7M
$2.22M 0.51%
94,558
+21,849
+30% +$474K
2018 Q4
3 quarters
WTRU
29
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$2.09M 0.48%
34,522
+999
+3% +$58.4K
2019 Q2
1 quarter
ZWS icon
30
CALL
Zurn Elkay Water Solutions
ZWS
$7.77B
$2.06M 0.47%
157,776
+64,564
+69% +$863K
2019 Q2
1 quarter
ARE.PRD icon
31
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$1.96M 0.45%
50,571
+25,653
+103% +$994K
2019 Q1
2 quarters
ENR icon
32
PUT
Energizer
ENR
$1.51B
$1.54M 0.36%
35,400
-52,100
-60% -$2.07M
2019 Q2
1 quarter
MDCO
33
CALL
DELISTED
Medicines Co
MDCO
$1.4M 0.32%
+27,900
New +$1.11M
2019 Q3
0 quarters
SNR
34
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$1.3M 0.3%
194,467
– –
2018 Q1
6 quarters
BDX icon
35
PUT
Becton Dickinson
BDX
$52.8B
$1.24M 0.29%
5,023
– –
2018 Q4
3 quarters
AVTR icon
36
PUT
Avantor
AVTR
$10.9B
$1.14M 0.26%
+77,200
New +$1.31M
2019 Q3
0 quarters
CCI icon
37
PUT
Crown Castle
CCI
$34B
$1.11M 0.26%
8,000
– –
2019 Q2
1 quarter
NHLD
38
DELISTED
National Holdings Corporation
NHLD
$1.09M 0.25%
399,693
+14,855
+4% +$38.1K
2019 Q1
2 quarters
NFLX icon
39
Netflix
NFLX
$302B
$910K 0.21%
+34,000
New +$1.06M
2019 Q3
0 quarters
SRE.PRB icon
40
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$881K 0.2%
7,486
-11,121
-60% -$1.27M
2019 Q2
1 quarter
PRU icon
41
Prudential Financial
PRU
$40.1B
$729K 0.17%
+8,100
New +$734K
2019 Q3
0 quarters
ANIP icon
42
CALL
ANI Pharmaceuticals
ANIP
$1.66B
$722K 0.17%
9,900
+2,900
+41% +$217K
2019 Q2
1 quarter
LYFT icon
43
Lyft
LYFT
$6.5B
$658K 0.15%
16,100
-3,600
-18% -$197K
2019 Q2
1 quarter
EPR icon
44
PUT
EPR Properties
EPR
$4.22B
$538K 0.12%
7,000
-500
-7% -$38.1K
2019 Q2
1 quarter
VRTSP icon
45
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$492K 0.11%
5,109
-2,695
-35% -$253K
2017 Q1
10 quarters
AIG icon
46
CALL
American International
AIG
$41.4B
$473K 0.11%
8,500
-5,700
-40% -$315K
2019 Q1
2 quarters
COUP
47
PUT
DELISTED
Coupa Software Incorporated
COUP
$453K 0.1%
+3,500
New +$485K
2019 Q3
0 quarters
NBR.PRA icon
48
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$442K 0.1%
27,493
-65,970
-71% -$1.23M
2018 Q2
5 quarters
AVGO icon
49
PUT
Broadcom
AVGO
$1.64T
$414K 0.1%
+15,000
New +$426K
2019 Q3
0 quarters
GOOGL icon
50
Alphabet (Google) Class A
GOOGL
$4.27T
$366K 0.08%
+6,000
New +$355K
2019 Q3
0 quarters
1
2
3 4 5

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Equitec Specialists's Q3 2019 Portfolio in Review

As of Q3 2019, Equitec Specialists held 182 positions worth $434M, up 13% from $384M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Equitec Specialists deployed $16.5M of net new capital in Q3 2019, opening 38 new positions and adding to 25 existing holdings. Its largest new stake was The Southern Company: 177,107 shares worth $9.48M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 96% a quarter earlier, followed by Utilities and Industrials.

On the sell side, the largest reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, an estimated $14.3M trimmed.

  • Equitec Specialists's largest Q3 2019 buy was The Southern Company: 177,107 shares worth $9.48M.
  • Equitec Specialists added most to DTE Energy Company 2016 Corporate Units in Q3 2019, an estimated $77.3M increase.
  • Equitec Specialists's biggest Q3 2019 reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, cutting an estimated $14.3M.
  • Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2019, selling an estimated $17.2M.
  • Equitec Specialists's ten largest holdings make up 56% of its $434M portfolio in Q3 2019.
  • Equitec Specialists opened 38 new positions and closed 42 in Q3 2019.
  • Equitec Specialists's portfolio value rose 13% quarter-over-quarter to $434M.

Based on Equitec Specialists's 13F filing for Q3 2019, filed 29 Oct 2019.