We are live on ! Find out more
ES

Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$434M
AUM Growth
+$50.5M
Cap. Flow
-$962K
Cap. Flow %
-0.22%
Top 10 Hldgs %
55.79%
Holding
182
New
38
Increased
25
Reduced
41
Closed
42

Top Buys

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$77.3M
2
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$17.7M
3
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$14.7M
4
AIG.WS
American International Group, Inc.
AIG.WS
+$14.3M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$13.2M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$17.2M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.3M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$11.6M
4
DYNC
Vistra Energy Corp.
DYNC
+$9.78M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$8.56M

Sector Composition

1 Utilities 2.18%
2 Industrials 1.13%
3 Financials 0.97%
4 Real Estate 0.83%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFFT
26
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$2.36M 0.54%
+50,238
New +$2.45M
CCI icon
27
Crown Castle
CCI
$35B
$2.32M 0.53%
+16,663
New +$2.3M
VATE icon
28
INNOVATE Corp
VATE
$127M
$2.22M 0.51%
94,558
+21,849
+30% +$474K
WTRU
29
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$2.09M 0.48%
34,522
+999
+3% +$58.4K
ZWS icon
30
CALL
Zurn Elkay Water Solutions
ZWS
$7.97B
$2.06M 0.47%
157,776
+64,564
+69% +$863K
ARE.PRD
31
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$1.96M 0.45%
50,571
+25,653
+103% +$994K
ENR icon
32
PUT
Energizer
ENR
$1.41B
$1.54M 0.36%
35,400
-52,100
-60% -$2.07M
MDCO
33
CALL
DELISTED
Medicines Co
MDCO
$1.4M 0.32%
+27,900
New +$1.11M
SNR
34
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$1.3M 0.3%
194,467
– –
BDX icon
35
PUT
Becton Dickinson
BDX
$44.3B
$1.24M 0.29%
5,023
– –
AVTR icon
36
PUT
Avantor
AVTR
$7.67B
$1.14M 0.26%
+77,200
New +$1.31M
CCI icon
37
PUT
Crown Castle
CCI
$35B
$1.11M 0.26%
8,000
– –
NHLD
38
DELISTED
National Holdings Corporation
NHLD
$1.09M 0.25%
399,693
+14,855
+4% +$38.1K
NFLX icon
39
Netflix
NFLX
$281B
$910K 0.21%
+34,000
New +$1.06M
SRE.PRB
40
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$881K 0.2%
7,486
-11,121
-60% -$1.27M
PRU icon
41
Prudential Financial
PRU
$41.4B
$729K 0.17%
+8,100
New +$734K
ANIP icon
42
CALL
ANI Pharmaceuticals
ANIP
$1.84B
$722K 0.17%
9,900
+2,900
+41% +$217K
LYFT icon
43
Lyft
LYFT
$5.93B
$658K 0.15%
16,100
-3,600
-18% -$197K
EPR icon
44
PUT
EPR Properties
EPR
$4.8B
$538K 0.12%
7,000
-500
-7% -$38.1K
VRTSP
45
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$492K 0.11%
5,109
-2,695
-35% -$253K
AIG icon
46
CALL
American International
AIG
$42.1B
$473K 0.11%
8,500
-5,700
-40% -$315K
COUP
47
PUT
DELISTED
Coupa Software Incorporated
COUP
$453K 0.1%
+3,500
New +$485K
NBR.PRA
48
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$442K 0.1%
27,493
-65,970
-71% -$1.23M
AVGO icon
49
PUT
Broadcom
AVGO
$1.72T
$414K 0.1%
+15,000
New +$426K
GOOGL icon
50
Alphabet (Google) Class A
GOOGL
$4.19T
$366K 0.08%
+6,000
New +$355K
1
2
3 4 5

Similar funds

FFIM
Founders Fund II Management San Francisco, California $1.32M AUM
YECIP
YT Extraction Co Investment Partners New York $1.73M AUM
SA
Silversage Advisors Irvine, California $2.41M AUM 46.55% 1-Year Est. Return
FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
TRV GP Boston, Massachusetts $18.9M AUM 541.67% 1-Year Est. Return
DHRFI
DCM Hybrid RMB Fund International Menlo Park, California $35.3M AUM
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM

Equitec Specialists's Q3 2019 Portfolio in Review

As of Q3 2019, Equitec Specialists held 182 positions worth $434M, up 13% from $384M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Equitec Specialists's Q3 2019 filing shows 38 new, 25 increased, 41 reduced and 42 closed positions. Its largest new stake was The Southern Company: 177,107 shares worth $9.48M. The largest sale was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A, an estimated $17.2M.

By sector, the portfolio is most concentrated in Utilities at 2.2% of assets, up from 0.01% a quarter earlier, followed by Industrials and Financials.

  • Equitec Specialists's largest Q3 2019 buy was The Southern Company: 177,107 shares worth $9.48M.
  • Equitec Specialists added most to DTE Energy Company 2016 Corporate Units in Q3 2019, an estimated $77.3M increase.
  • Equitec Specialists's biggest Q3 2019 reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, cutting an estimated $14.3M.
  • Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2019, selling an estimated $17.2M.
  • Equitec Specialists's ten largest holdings make up 56% of its $434M portfolio in Q3 2019.
  • Equitec Specialists opened 38 new positions and closed 42 in Q3 2019.
  • Equitec Specialists's portfolio value rose 13% quarter-over-quarter to $434M.

Based on Equitec Specialists's 13F filing for Q3 2019, filed 29 Oct 2019.