ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+1.87%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$335M
AUM Growth
-$109M
Cap. Flow
-$193M
Cap. Flow %
-57.81%
Top 10 Hldgs %
55.43%
Holding
144
New
38
Increased
21
Reduced
14
Closed
11

Top Buys

1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$28.9M
2
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$19.5M
3
DYNC
Vistra Energy Corp.
DYNC
$9.78M
4
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$8.03M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$7.48M

Top Sells

1
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$111M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$24.8M
3
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$17.8M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$16.5M
5
DTV
DTE Energy Company 2016 Corporate Units
DTV
$6.05M

Sector Composition

1 Financials 1.35%
2 Industrials 1.32%
3 Healthcare 0.73%
4 Real Estate 0.52%
5 Technology 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHNGU
26
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$2.03M 0.53%
+36,076
New +$2.03M
WTRU
27
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$1.91M 0.5%
+33,523
New +$1.91M
VATE icon
28
INNOVATE Corp
VATE
$75.1M
$1.72M 0.45%
72,709
+14,650
+25% +$346K
SNR
29
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$1.31M 0.34%
194,467
– –
LYFT icon
30
Lyft
LYFT
$6.97B
$1.29M 0.34%
+19,700
New +$1.29M
MGY.WS
31
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
$1.05M 0.27%
315,603
+100,188
+47% +$335K
NHLD
32
DELISTED
National Holdings Corporation
NHLD
$1.04M 0.27%
384,838
+2,300
+0.6% +$6.23K
ARE.PRD
33
DELISTED
Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock
ARE.PRD
$950K 0.25%
24,918
+19,197
+336% +$732K
LINDW
34
DELISTED
Lindblad Expeditions Holdings Inc. Warrant
LINDW
$813K 0.21%
115,944
+38,417
+50% +$269K
CCC.WS
35
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$742K 0.19%
156,168
+88,248
+130% +$419K
VRTSP
36
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$740K 0.19%
7,804
+2,156
+38% +$204K
MMDM
37
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$723K 0.19%
60,259
– –
SBFGP
38
DELISTED
SB Financial Group, Inc.
SBFGP
$644K 0.17%
+40,036
New +$644K
QTS.PRB
39
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$604K 0.16%
+5,454
New +$604K
DAR icon
40
Darling Ingredients
DAR
$4.91B
$366K 0.1%
+18,377
New +$366K
BRMK
41
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$258K 0.07%
25,000
– –
GE icon
42
GE Aerospace
GE
$298B
$242K 0.06%
4,615
– –
XNCR icon
43
Xencor
XNCR
$594M
$225K 0.06%
5,489
-4,928
-47% -$202K
TSLA icon
44
Tesla
TSLA
$1.08T
$201K 0.05%
+13,500
New +$201K
CY
45
DELISTED
Cypress Semiconductor
CY
$191K 0.05%
+8,600
New +$191K
UNIT
46
Uniti Group
UNIT
$1.49B
$167K 0.04%
+17,600
New +$167K
QD
47
Qudian
QD
$765M
$150K 0.04%
+20,014
New +$150K
CIC.WS
48
DELISTED
Capitol Investment Corp. IV
CIC.WS
$138K 0.04%
+99,200
New +$138K
UBER icon
49
Uber
UBER
$193B
$116K 0.03%
+2,500
New +$116K
AEPPL
50
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$111K 0.03%
2,081
-58,839
-97% -$3.14M
1
2
3 4 5