ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+14.87%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$444M
AUM Growth
+$444M
Cap. Flow
+$83M
Cap. Flow %
18.71%
Top 10 Hldgs %
74.49%
Holding
110
New
30
Increased
14
Reduced
13
Closed
9

Top Buys

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$28.8M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$25.1M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$17.1M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$11.1M
5
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$6.16M

Top Sells

1
HES.PRA
Hess Corporation
HES.PRA
$12.3M
2
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$6.39M
3
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$3.94M
4
NBR.PRA
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$2.85M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$2.4M

Sector Composition

1 Industrials 1.36%
2 Healthcare 0.82%
3 Financials 0.75%
4 Real Estate 0.3%
5 Consumer Staples 0.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KHC icon
26
Kraft Heinz
KHC
$31.9B
$803K 0.15%
+24,600
New +$803K
UPBD icon
27
Upbound Group
UPBD
$1.44B
$747K 0.14%
+35,800
New +$747K
MGY.WS
28
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
$730K 0.14%
215,415
+18,447
+9% +$62.5K
MMDM
29
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$624K 0.12%
60,259
– –
VRTSP
30
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$503K 0.1%
5,648
-26,965
-83% -$2.4M
LINDW
31
DELISTED
Lindblad Expeditions Holdings Inc. Warrant
LINDW
$354K 0.07%
77,527
-53,078
-41% -$242K
XNCR icon
32
Xencor
XNCR
$594M
$324K 0.06%
10,417
+600
+6% +$18.7K
VGR
33
DELISTED
Vector Group Ltd.
VGR
$303K 0.06%
28,097
-94,099
-77% -$1.01M
NIO icon
34
NIO
NIO
$14.2B
$286K 0.05%
+56,045
New +$286K
FTV.PRA
35
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$265K 0.05%
+253
New +$265K
BRMK
36
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$256K 0.05%
25,000
– –
GM.WS.B
37
DELISTED
General Motors Company
GM.WS.B
$246K 0.05%
12,640
-4,210
-25% -$81.9K
MOSC.U
38
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
$234K 0.04%
22,700
-2,100
-8% -$21.6K
GE icon
39
GE Aerospace
GE
$293B
$230K 0.04%
23,000
-8,400
-27% -$96.5K
CCC.WS
40
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$229K 0.04%
+67,920
New +$229K
ARE.PRD
41
DELISTED
Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock
ARE.PRD
$217K 0.04%
+5,721
New +$217K
PBPB icon
42
Potbelly
PBPB
$374M
$161K 0.03%
18,943
-4,400
-19% -$37.4K
USWSW
43
DELISTED
U.S. Well Services, Inc. Warrants
USWSW
$86K 0.02%
+85,082
New +$86K
TBRGW
44
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
$36K 0.01%
+50,000
New +$36K
MUDSW
45
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$35K 0.01%
+63,232
New +$35K
STNLW
46
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$26K 0.01%
+38,800
New +$26K
FMCIW
47
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$22K ﹤0.01%
+50,000
New +$22K
THWWW
48
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$21K ﹤0.01%
+13,483
New +$21K
BLNKW
49
DELISTED
Blink Charging Co. Warrant
BLNKW
$19K ﹤0.01%
+15,837
New +$19K
GTYHW
50
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$19K ﹤0.01%
31,658
+3,280
+12% +$1.97K
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