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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+17.63%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$524M
AUM Growth
+$164M
Cap. Flow
+$52.7M
Cap. Flow %
10.06%
Top 10 Hldgs %
68.75%
Holding
121
New
44
Increased
22
Reduced
16
Closed
23

Top Buys

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$26.9M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$24.2M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$15.5M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$11.4M
5
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$6.04M

Top Sells

1
HES.PRA
Hess Corporation
HES.PRA
+$12.3M
2
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$6.36M
3
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$3.94M
4
NBR.PRA
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
+$2.57M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
+$2.31M

Sector Composition

1 Industrials 1.15%
2 Healthcare 0.69%
3 Financials 0.64%
4 Real Estate 0.25%
5 Consumer Staples 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RH icon
26
PUT
RH
RH
$3.58B
$1.96M 0.37%
+19,000
New +$2.59M
TWNKW
27
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.7M 0.32%
1,305,931
-79,708
-6% -$89K
VATE icon
28
INNOVATE Corp
VATE
$128M
$1.42M 0.27%
58,059
+55,359
+2,050% +$1.72M
BW icon
29
Babcock & Wilcox
BW
$1.49B
$1.4M 0.27%
339,840
+165,490
+95% +$908K
BDX icon
30
PUT
Becton Dickinson
BDX
$44.1B
$1.17M 0.22%
4,818
+2,563
+114% +$606K
NHLD
31
DELISTED
National Holdings Corporation
NHLD
$1.15M 0.22%
+382,538
New +$1.21M
RYAM icon
32
CALL
Rayonier Advanced Materials
RYAM
$550M
$1.14M 0.22%
83,900
+20,000
+31% +$271K
AIG icon
33
PUT
American International
AIG
$41.4B
$1.09M 0.21%
25,300
+5,100
+25% +$218K
SNR
34
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$1.06M 0.2%
194,467
– –
AIG.WS
35
DELISTED
American International Group, Inc.
AIG.WS
$892K 0.17%
158,951
+133,851
+533% +$873K
KHC icon
36
Kraft Heinz
KHC
$31.1B
$803K 0.15%
+24,600
New +$1M
D icon
37
PUT
Dominion Energy
D
$63.1B
$774K 0.15%
+10,100
New +$738K
NIO icon
38
PUT
NIO
NIO
$12.5B
$749K 0.14%
+146,800
New +$1.04M
UPBD icon
39
Upbound Group
UPBD
$1.33B
$747K 0.14%
+35,800
New +$660K
MTSC
40
PUT
DELISTED
MTS Systems Corp
MTSC
$746K 0.14%
13,700
-10,500
-43% -$533K
MGY.WS
41
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
$730K 0.14%
215,415
+18,447
+9% +$64.1K
RH icon
42
CALL
RH
RH
$3.58B
$721K 0.14%
+7,000
New +$953K
MTSC
43
CALL
DELISTED
MTS Systems Corp
MTSC
$719K 0.14%
+13,200
New +$670K
MMDM
44
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$624K 0.12%
60,259
– –
CNP icon
45
PUT
CenterPoint Energy
CNP
$28.4B
$589K 0.11%
19,200
-800
-4% -$24.2K
NIO icon
46
CALL
NIO
NIO
$12.5B
$565K 0.11%
+110,700
New +$784K
VRTSP
47
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$503K 0.1%
5,648
-26,965
-83% -$2.31M
ENR icon
48
CALL
Energizer
ENR
$1.41B
$449K 0.09%
+10,000
New +$461K
AIG icon
49
CALL
American International
AIG
$41.4B
$431K 0.08%
+10,000
New +$428K
AEP icon
50
PUT
American Electric Power
AEP
$72.4B
$419K 0.08%
+5,000
New +$398K
1
2
3 4 5

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SA
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Equitec Specialists's Q1 2019 Portfolio in Review

As of Q1 2019, Equitec Specialists held 121 positions worth $524M, up 46% from $360M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Equitec Specialists deployed $52.7M of net new capital in Q1 2019, opening 44 new positions and adding to 22 existing holdings. Its largest new stake was Colfax Corporation 5.75% Tangible Equity Units: 128,262 shares worth $17.1M.

By sector, the portfolio is most concentrated in Industrials at 1.1% of assets, down from 1.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S, an estimated $6.36M trimmed.

  • Equitec Specialists's largest Q1 2019 buy was Colfax Corporation 5.75% Tangible Equity Units: 128,262 shares worth $17.1M.
  • Equitec Specialists added most to Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q1 2019, an estimated $26.9M increase.
  • Equitec Specialists's biggest Q1 2019 reduction was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S, cutting an estimated $6.36M.
  • Equitec Specialists fully exited Hess Corporation in Q1 2019, selling an estimated $12.3M.
  • Equitec Specialists's ten largest holdings make up 69% of its $524M portfolio in Q1 2019.
  • Equitec Specialists opened 44 new positions and closed 23 in Q1 2019.
  • Equitec Specialists's portfolio value rose 46% quarter-over-quarter to $524M.

Based on Equitec Specialists's 13F filing for Q1 2019, filed 8 Apr 2019.