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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+11.07%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$453M
AUM Growth
-$481M
Cap. Flow
-$349M
Cap. Flow %
-77.03%
Top 10 Hldgs %
71.16%
Holding
103
New
26
Increased
18
Reduced
16
Closed
23

Top Buys

Rank Stock Value
1
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$55.4M
2
HES.PRA
Hess Corporation
HES.PRA
+$19.6M
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$17.6M
4
BKHU
Black Hills Corporation
BKHU
+$13.1M
5
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
+$4.45M

Top Sells

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$201M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$13.7M
3
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$12.8M
4
WPXP
WPX Energy, Inc.
WPXP
+$3.81M
5
SJIU
South Jersey Industries, Inc.
SJIU
+$2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.36%
2 Consumer Discretionary 1.18%
3 Industrials 0.77%
4 Real Estate 0.31%
5 Technology 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWNKW
26
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.08M 0.24%
1,015,998
-329,345
-24% -$529K
EPR.PRE icon
27
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$111M
$1.07M 0.24%
29,871
+23,089
+340% +$823K
BW icon
28
Babcock & Wilcox
BW
$1.07B
$992K 0.22%
96,304
+43,088
+81% +$715K
FTR
29
CALL
DELISTED
Frontier Communications Corp.
FTR
$894K 0.2%
137,700
-16,600
-11% -$90.7K
LINDW
30
DELISTED
Lindblad Expeditions Holdings Inc. Warrant
LINDW
$810K 0.18%
+197,611
New +$695K
TSLA icon
31
Tesla
TSLA
$1.38T
$768K 0.17%
+43,500
New +$906K
TEVA icon
32
PUT
Teva Pharmaceuticals
TEVA
$42.5B
$704K 0.16%
32,700
– –
AABA
33
PUT
DELISTED
Altaba Inc
AABA
$688K 0.15%
10,100
-13,200
-57% -$930K
MU icon
34
PUT
Micron Technology
MU
$1.05T
$678K 0.15%
15,000
-5,000
-25% -$252K
AIG icon
35
PUT
American International
AIG
$40.2B
$666K 0.15%
12,500
-10,100
-45% -$542K
AAPL icon
36
Apple
AAPL
$4.67T
$655K 0.14%
11,600
-400
-3% -$20.8K
RYAM icon
37
PUT
Rayonier Advanced Materials
RYAM
$582M
$617K 0.14%
+33,500
New +$658K
BKH icon
38
CALL
Black Hills Corp
BKH
$5.55B
$610K 0.13%
10,500
-4,200
-29% -$252K
NYT icon
39
CALL
New York Times
NYT
$11B
$551K 0.12%
23,800
– –
ARE.PRD
40
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$522K 0.12%
15,039
+614
+4% +$21.5K
FG.WS
41
DELISTED
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
$495K 0.11%
+251,123
New +$409K
SRE icon
42
Sempra
SRE
$55.1B
$439K 0.1%
+7,710
New +$446K
TWNK
43
CALL
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$391K 0.09%
35,300
-18,500
-34% -$236K
NXH
44
Neighborhood Intelligence Inc
NXH
$375M
$332K 0.07%
15,972
-12,911
-45% -$318K
TSLA icon
45
CALL
Tesla
TSLA
$1.38T
$265K 0.06%
+15,000
New +$312K
MOSC.U
46
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
$252K 0.06%
24,800
– –
IRDM icon
47
CALL
Iridium Communications
IRDM
$4.94B
$248K 0.05%
11,000
-5,100
-32% -$99.1K
BRMK
48
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$246K 0.05%
+25,000
New +$245K
PBPB
49
DELISTED
Potbelly
PBPB
$243K 0.05%
+19,753
New +$256K
QTS.PRB
50
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$242K 0.05%
+2,293
New +$246K
1
2
3 4

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YECIP
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SA
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FRGX
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KA
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Equitec Specialists's Q3 2018 Portfolio in Review

As of Q3 2018, Equitec Specialists held 103 positions worth $453M, down 52% from $934M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Equitec Specialists withdrew a net $349M in Q3 2018, closing 23 positions and reducing 16 holdings. Its most notable exit was NextEra Energy, Inc., an estimated $201M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, down from 99% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Equitec Specialists opened a new position in Amazon worth $4.01M.

  • Equitec Specialists's largest Q3 2018 buy was Amazon: 40,000 shares worth $4.01M.
  • Equitec Specialists added most to Iridium Communications Inc - 6.75% Series B in Q3 2018, an estimated $55.4M increase.
  • Equitec Specialists's biggest Q3 2018 reduction was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $13.7M.
  • Equitec Specialists fully exited NextEra Energy, Inc. in Q3 2018, selling an estimated $201M.
  • Equitec Specialists's ten largest holdings make up 71% of its $453M portfolio in Q3 2018.
  • Equitec Specialists opened 26 new positions and closed 23 in Q3 2018.
  • Equitec Specialists's portfolio value fell 52% quarter-over-quarter to $453M.

Based on Equitec Specialists's 13F filing for Q3 2018, filed 15 Oct 2018.