ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+10.28%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$420M
AUM Growth
+$420M
Cap. Flow
-$99.8M
Cap. Flow %
-23.79%
Top 10 Hldgs %
76.79%
Holding
97
New
16
Increased
14
Reduced
6
Closed
14

Top Buys

1
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$67.3M
2
HES.PRA
Hess Corporation
HES.PRA
$21.2M
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$18M
4
BKHU
Black Hills Corporation
BKHU
$12.6M
5
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$4.2M

Top Sells

1
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
$201M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$13.8M
3
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$12.8M
4
WPXP
WPX Energy, Inc.
WPXP
$3.81M
5
SJIU
South Jersey Industries, Inc.
SJIU
$2.03M

Sector Composition

1 Consumer Discretionary 1.28%
2 Industrials 0.84%
3 Real Estate 0.33%
4 Technology 0.2%
5 Utilities 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BBBY
26
Bed Bath & Beyond, Inc.
BBBY
$491M
$332K 0.07%
12,000
-9,700
-45% -$268K
MOSC.U
27
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
$252K 0.06%
24,800
– –
BRMK
28
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$246K 0.05%
+25,000
New +$246K
PBPB icon
29
Potbelly
PBPB
$374M
$243K 0.05%
+19,753
New +$243K
QTS.PRB
30
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$242K 0.05%
+2,293
New +$242K
MOMO
31
Hello Group
MOMO
$1.33B
$219K 0.05%
+5,000
New +$219K
XNCR icon
32
Xencor
XNCR
$594M
$214K 0.05%
5,489
– –
KMI.PRA
33
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$209K 0.05%
+6,273
New +$209K
UPBD icon
34
Upbound Group
UPBD
$1.44B
$198K 0.04%
+13,800
New +$198K
NXEOW
35
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$164K 0.04%
159,738
+10,901
+7% +$11.2K
GTYHW
36
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$161K 0.04%
+128,865
New +$161K
TACOW
37
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
$51K 0.01%
22,351
+9,765
+78% +$22.3K
KAACW
38
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
$14K ﹤0.01%
+11,299
New +$14K
JSYNW
39
DELISTED
Jensyn Acquistion Corp. Warrants
JSYNW
$2K ﹤0.01%
+25,000
New +$2K
AIG icon
40
American International
AIG
$45.1B
– –
-30,305
Closed -$1.61M
BKH icon
41
Black Hills Corp
BKH
$4.33B
– –
0
– –
CIEN icon
42
Ciena
CIEN
$13.4B
– –
0
– –
ELV icon
43
Elevance Health
ELV
$72.4B
– –
0
– –
EPR icon
44
EPR Properties
EPR
$4.06B
– –
0
– –
IRDM icon
45
Iridium Communications
IRDM
$2.62B
– –
0
– –
LRCX icon
46
Lam Research
LRCX
$124B
– –
0
– –
MDB icon
47
MongoDB
MDB
$25.5B
– –
-6,813
Closed -$338K
MNKD icon
48
MannKind Corp
MNKD
$1.69B
– –
0
– –
MU icon
49
Micron Technology
MU
$133B
– –
0
– –
NOW icon
50
ServiceNow
NOW
$191B
– –
0
– –
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