ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+0.05%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$528M
AUM Growth
+$528M
Cap. Flow
-$73.6M
Cap. Flow %
-13.93%
Top 10 Hldgs %
77.42%
Holding
116
New
18
Increased
12
Reduced
15
Closed
18

Top Buys

1
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
$21M
2
BKHU
Black Hills Corporation
BKHU
$10.2M
3
AEUA
Anadarko Petroleum Corporation
AEUA
$4.96M
4
ELV icon
Elevance Health
ELV
$4.07M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$2.38M

Top Sells

1
AGN.PRA
Allergan plc.
AGN.PRA
$58.9M
2
AMT.PRB
American Tower Corporation
AMT.PRB
$40.6M
3
ANTX
Anthem, Inc.
ANTX
$6.28M
4
SWNC
Southwestern Energy Company
SWNC
$4.02M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$3.84M

Sector Composition

1 Healthcare 0.8%
2 Financials 0.39%
3 Real Estate 0.33%
4 Consumer Discretionary 0.24%
5 Energy 0.11%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMPLW
26
DELISTED
The Simply Good Foods Company Warrant
SMPLW
$329K 0.06%
92,667
-61,337
-40% -$218K
AAPL icon
27
Apple
AAPL
$3.54T
$319K 0.06%
+1,900
New +$319K
TSLA icon
28
Tesla
TSLA
$1.08T
$266K 0.05%
+1,000
New +$266K
MOSC.U
29
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
$249K 0.04%
24,800
– –
FTRPR
30
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$217K 0.04%
18,857
-103,801
-85% -$1.19M
HES.PRA
31
DELISTED
Hess Corporation
HES.PRA
$194K 0.03%
+3,259
New +$194K
XNCR icon
32
Xencor
XNCR
$594M
$165K 0.03%
5,489
– –
WELL icon
33
Welltower
WELL
$112B
$155K 0.03%
+2,853
New +$155K
NXEOW
34
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$127K 0.02%
174,351
+30,745
+21% +$22.4K
ZION icon
35
Zions Bancorporation
ZION
$8.48B
$96K 0.02%
+1,814
New +$96K
BAC icon
36
Bank of America
BAC
$371B
$86K 0.02%
+2,859
New +$86K
AIG.WS
37
DELISTED
American International Group, Inc.
AIG.WS
$83K 0.01%
5,058
-85,164
-94% -$1.4M
GE icon
38
GE Aerospace
GE
$293B
$71K 0.01%
5,300
-18,700
-78% -$250K
TACOW
39
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
$57K 0.01%
24,829
-16,891
-40% -$38.8K
BAC.WS.B
40
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$49K 0.01%
24,542
-77,660
-76% -$155K
AMRWW
41
DELISTED
Alta Mesa Resources, Inc. Warrant
AMRWW
$38K 0.01%
+24,573
New +$38K
AIZP
42
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$23K ﹤0.01%
+225
New +$23K
ZIONW
43
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$20K ﹤0.01%
977
-7,102
-88% -$145K
DNR
44
DELISTED
Denbury Resources, Inc.
DNR
$15K ﹤0.01%
+5,398
New +$15K
TNAV
45
DELISTED
Telenav Inc.
TNAV
$10K ﹤0.01%
+1,800
New +$10K
TTMI icon
46
TTM Technologies
TTMI
$4.78B
$9K ﹤0.01%
600
-2,000
-77% -$30K
GPMT
47
Granite Point Mortgage Trust
GPMT
$139M
$6K ﹤0.01%
+333
New +$6K
HK
48
DELISTED
Halcon Resources Corporation
HK
– –
-67
Closed -$1K
REN
49
DELISTED
Resolute Energy Corporaton
REN
– –
0
– –
SWNC
50
DELISTED
Southwestern Energy Company
SWNC
– –
-337,952
Closed -$4.02M
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