ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
-0.32%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$482M
AUM Growth
+$482M
Cap. Flow
-$117M
Cap. Flow %
-24.19%
Top 10 Hldgs %
76.36%
Holding
105
New
14
Increased
15
Reduced
14
Closed
10

Top Buys

1
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
$64.5M
2
AGN.PRA
Allergan plc.
AGN.PRA
$47.8M
3
AMT.PRB
American Tower Corporation
AMT.PRB
$16.2M
4
ANTX
Anthem, Inc.
ANTX
$6.28M
5
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$5.5M

Top Sells

1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$145M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
$64M
3
BKHU
Black Hills Corporation
BKHU
$15.9M
4
WELL.PRI
Welltower Inc.
WELL.PRI
$12.2M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$10.5M

Sector Composition

1 Industrials 0.7%
2 Energy 0.22%
3 Communication Services 0.1%
4 Technology 0.09%
5 Healthcare 0.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WSCWW
26
DELISTED
WillScot Corporation Warrant
WSCWW
$319K 0.06%
+221,600
New +$319K
FTR
27
DELISTED
Frontier Communications Corp.
FTR
$261K 0.05%
38,683
+35,849
+1,265% +$242K
MOSC.U
28
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
$250K 0.05%
+24,800
New +$250K
GM.WS.B
29
DELISTED
General Motors Company
GM.WS.B
$237K 0.05%
10,139
-377,506
-97% -$8.82M
NYT icon
30
New York Times
NYT
$9.58B
$229K 0.04%
+12,400
New +$229K
BAC.WS.B
31
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$219K 0.04%
102,202
+8,953
+10% +$19.2K
ZIONW
32
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$152K 0.03%
8,079
-22,193
-73% -$418K
PODD icon
33
Insulet
PODD
$24.2B
$145K 0.03%
+2,103
New +$145K
TACOW
34
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
$123K 0.02%
41,720
-28,143
-40% -$83K
XNCR icon
35
Xencor
XNCR
$594M
$120K 0.02%
5,489
– –
NXEOW
36
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$90K 0.02%
143,606
-43,024
-23% -$27K
NEXTW
37
DELISTED
NextDecade Corporation Warrant
NEXTW
$54K 0.01%
+89,604
New +$54K
TTMI icon
38
TTM Technologies
TTMI
$4.78B
$41K 0.01%
+2,600
New +$41K
SRUNW
39
DELISTED
Silver Run Acquisition Corporation II
SRUNW
$35K 0.01%
23,400
-25,200
-52% -$37.7K
DYN
40
DELISTED
Dynegy, Inc.
DYN
$24K ﹤0.01%
+2,066
New +$24K
AEUA
41
DELISTED
Anadarko Petroleum Corporation
AEUA
$22K ﹤0.01%
+633
New +$22K
FG.WS
42
DELISTED
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
$19K ﹤0.01%
+12,000
New +$19K
SGYP
43
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$7K ﹤0.01%
3,000
– –
AGFS
44
DELISTED
AgroFresh Solutions, Inc. Common Stock
AGFS
$5K ﹤0.01%
+700
New +$5K
IONS icon
45
Ionis Pharmaceuticals
IONS
$9.64B
$4K ﹤0.01%
73
-85
-54% -$4.66K
HK
46
DELISTED
Halcon Resources Corporation
HK
$1K ﹤0.01%
67
– –
AIG icon
47
American International
AIG
$45.1B
– –
0
– –
AMT icon
48
American Tower
AMT
$91.9B
– –
0
– –
AMZN icon
49
Amazon
AMZN
$2.41T
– –
-100
Closed -$96K
BDX icon
50
Becton Dickinson
BDX
$54.3B
– –
-1,470
Closed -$288K
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