ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+1.54%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$618M
AUM Growth
+$618M
Cap. Flow
+$93.9M
Cap. Flow %
15.2%
Top 10 Hldgs %
71.35%
Holding
106
New
13
Increased
14
Reduced
10
Closed
12

Top Buys

1
ARNC.PRB
Arconic Inc.
ARNC.PRB
$53.1M
2
AMT.PRB
American Tower Corporation
AMT.PRB
$23.7M
3
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
$14.4M
4
AGN.PRA
Allergan plc.
AGN.PRA
$11.9M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$11.4M

Top Sells

1
DCUC
Dominion Energy, Inc.
DCUC
$37.5M
2
WELL.PRI
Welltower Inc.
WELL.PRI
$7.83M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$5.1M
4
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$1.99M
5
WPXP
WPX Energy, Inc.
WPXP
$1.53M

Sector Composition

1 Industrials 0.37%
2 Energy 0.11%
3 Healthcare 0.07%
4 Consumer Discretionary 0.02%
5 Communication Services 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WPXP
26
DELISTED
WPX Energy, Inc.
WPXP
$435K 0.07%
8,154
-28,592
-78% -$1.53M
IRDMB
27
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$412K 0.06%
+1,143
New +$412K
TACOW
28
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
$363K 0.06%
69,863
+69,227
+10,885% +$360K
BDX icon
29
Becton Dickinson
BDX
$54.3B
$288K 0.04%
+1,470
New +$288K
XNCR icon
30
Xencor
XNCR
$594M
$126K 0.02%
5,489
– –
AMZN icon
31
Amazon
AMZN
$2.41T
$96K 0.01%
+100
New +$96K
NXEOW
32
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$82K 0.01%
186,630
-198,417
-52% -$87.2K
SRUNW
33
DELISTED
Silver Run Acquisition Corporation II
SRUNW
$74K 0.01%
+48,600
New +$74K
BAC.WS.B
34
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$73K 0.01%
93,249
+18,166
+24% +$14.2K
SMPLW
35
DELISTED
The Simply Good Foods Company Warrant
SMPLW
$65K 0.01%
+27,545
New +$65K
FTR
36
DELISTED
Frontier Communications Corp.
FTR
$33K 0.01%
+2,834
New +$33K
AGFSW
37
DELISTED
AgroFresh Solutions, Inc. Warrants
AGFSW
$27K ﹤0.01%
49,210
+11,110
+29% +$6.1K
CFCOW
38
DELISTED
CF Corporation
CFCOW
$25K ﹤0.01%
12,000
– –
AHPAW
39
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
$10K ﹤0.01%
+25,000
New +$10K
SGYP
40
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$9K ﹤0.01%
3,000
– –
IONS icon
41
Ionis Pharmaceuticals
IONS
$9.64B
$8K ﹤0.01%
158
– –
AAPL icon
42
Apple
AAPL
$3.54T
– –
-1,800
Closed -$259K
AIG icon
43
American International
AIG
$45.1B
– –
0
– –
AMT icon
44
American Tower
AMT
$91.9B
– –
0
– –
BKH icon
45
Black Hills Corp
BKH
$4.33B
– –
0
– –
CX icon
46
Cemex
CX
$13.3B
– –
0
– –
ECPG icon
47
Encore Capital Group
ECPG
$958M
– –
-6,942
Closed -$279K
EHC icon
48
Encompass Health
EHC
$12.5B
– –
-41
Closed -$2K
EPR icon
49
EPR Properties
EPR
$4.06B
– –
0
– –
EXC icon
50
Exelon
EXC
$43.8B
– –
-31,529
Closed -$1.14M
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