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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+8.89%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$74.8M
Cap. Flow
-$46.8M
Cap. Flow %
-11.16%
Top 10 Hldgs %
70.62%
Holding
147
New
40
Increased
24
Reduced
24
Closed
33

Top Buys

1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$51.1M
2
BKHU
Black Hills Corporation
BKHU
+$6.76M
3
WPXP
WPX Energy, Inc.
WPXP
+$6.16M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$3.19M
5
EVHC.PR
Envision Healthcare Corporation
EVHC.PR
+$2.85M

Top Sells

1
SWH
Stanley Black & Decker, Inc.
SWH
+$12.5M
2
JPM.WS
JPMorgan Chase
JPM.WS
+$9.95M
3
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$8.68M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$8.01M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$6.7M

Sector Composition

1 Financials 9.59%
2 Healthcare 0.08%
3 Technology 0.02%
4 Industrials 0.01%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG.WS
26
DELISTED
American International Group, Inc.
AIG.WS
$1.24M 0.3%
+52,944
New +$1.16M
UVV icon
27
PUT
Universal Corp
UVV
$1.32B
$1.18M 0.28%
18,500
-22,800
-55% -$1.3M
SWNC
28
DELISTED
Southwestern Energy Company
SWNC
$1.13M 0.27%
44,458
-29,612
-40% -$810K
IRDMB
29
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$1.04M 0.25%
3,046
-26,477
-90% -$8.68M
AIMC
30
CALL
DELISTED
Altra Industrial Motion Corp
AIMC
$1.01M 0.24%
+27,300
New +$907K
BKH icon
31
CALL
Black Hills Corp
BKH
$5.68B
$981K 0.23%
16,000
+14,100
+742% +$842K
TEVA icon
32
CALL
Teva Pharmaceuticals
TEVA
$37.3B
$972K 0.23%
+26,800
New +$1.07M
VRSN icon
33
PUT
VeriSign
VRSN
$25.3B
$867K 0.21%
11,400
-5,900
-34% -$466K
JONE
34
PUT
DELISTED
Jones Energy, Inc.
JONE
$750K 0.18%
8,156
+544
+7% +$44K
EVHC
35
CALL
DELISTED
Envision Healthcare Holdings Inc
EVHC
$728K 0.17%
+11,500
New +$752K
SLS icon
36
CALL
SELLAS Life Sciences
SLS
$2.59B
$696K 0.17%
+239
New +$1.39M
EVHC
37
PUT
DELISTED
Envision Healthcare Holdings Inc
EVHC
$696K 0.17%
+11,000
New +$719K
KND
38
CALL
DELISTED
Kindred Healthcare
KND
$663K 0.16%
84,400
-35,000
-29% -$287K
IONS icon
39
PUT
Ionis Pharmaceuticals
IONS
$8.99B
$636K 0.15%
13,300
+8,900
+202% +$352K
AFSI
40
CALL
DELISTED
AmTrust Financial Services, Inc.
AFSI
$553K 0.13%
20,200
+17,200
+573% +$458K
STLA icon
41
PUT
Stellantis
STLA
$16.8B
$503K 0.12%
55,320
+24,999
+82% +$187K
AHP.PRB
42
DELISTED
Ashford Hospitality Prime, Inc.
AHP.PRB
$470K 0.11%
21,682
-5,558
-20% -$125K
XLNX
43
PUT
DELISTED
Xilinx Inc
XLNX
$453K 0.11%
7,500
+5,200
+226% +$279K
CCNWW
44
DELISTED
CardConnect Corp. Warrants
CCNWW
$446K 0.11%
+140,295
New +$232K
EPR.PRE icon
45
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$112M
$380K 0.09%
+10,600
New +$380K
XPO icon
46
CALL
XPO
XPO
$25.2B
$371K 0.09%
24,866
-24,866
-50% -$346K
AGN.PRA
47
DELISTED
Allergan plc
AGN.PRA
$352K 0.08%
462
-5,213
-92% -$3.94M
TWNKW
48
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$338K 0.08%
+192,860
New +$332K
GLNG icon
49
CALL
Golar LNG
GLNG
$5.05B
$335K 0.08%
14,600
+14,100
+2,820% +$328K
HES
50
PUT
DELISTED
Hess
HES
$311K 0.07%
+5,000
New +$273K
1
2
3 4 5

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FFIM
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YECIP
YT Extraction Co Investment Partners New York $1.73M AUM
SA
Silversage Advisors Irvine, California $2.41M AUM 46.55% 1-Year Est. Return
FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
TRV GP Boston, Massachusetts $18.9M AUM 541.67% 1-Year Est. Return
DHRFI
DCM Hybrid RMB Fund International Menlo Park, California $35.3M AUM
HCMT
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Equitec Specialists's Q4 2016 Portfolio in Review

As of Q4 2016, Equitec Specialists held 147 positions worth $419M, up 22% from $344M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Equitec Specialists withdrew a net $46.8M in Q4 2016, closing 33 positions and reducing 24 holdings. Its most notable exit was Stanley Black & Decker, Inc., an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Equitec Specialists opened a new position in Envision Healthcare Corporation worth $2.7M.

  • Equitec Specialists's largest Q4 2016 buy was Envision Healthcare Corporation: 22,650 shares worth $2.7M.
  • Equitec Specialists added most to T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q4 2016, an estimated $51.1M increase.
  • Equitec Specialists's biggest Q4 2016 reduction was JPMorgan Chase, cutting an estimated $9.95M.
  • Equitec Specialists fully exited Stanley Black & Decker, Inc. in Q4 2016, selling an estimated $12.5M.
  • Equitec Specialists's ten largest holdings make up 71% of its $419M portfolio in Q4 2016.
  • Equitec Specialists opened 40 new positions and closed 33 in Q4 2016.
  • Equitec Specialists's portfolio value rose 22% quarter-over-quarter to $419M.

Based on Equitec Specialists's 13F filing for Q4 2016, filed 24 Jan 2017.