ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+7.81%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$369M
AUM Growth
+$369M
Cap. Flow
+$26.5M
Cap. Flow %
7.2%
Top 10 Hldgs %
80.31%
Holding
113
New
16
Increased
10
Reduced
11
Closed
13

Top Buys

1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$55.7M
2
BKHU
Black Hills Corporation
BKHU
$7M
3
WPXP
WPX Energy, Inc.
WPXP
$6.66M
4
JPM icon
JPMorgan Chase
JPM
$3.06M
5
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$2.96M

Top Sells

1
JPM.WS
JPMorgan Chase
JPM.WS
$12.5M
2
SWH
Stanley Black & Decker, Inc.
SWH
$12.5M
3
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$9.01M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$8.01M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$6.7M

Sector Composition

1 Financials 10.91%
2 Healthcare 0.09%
3 Technology 0.02%
4 Industrials 0.02%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XNCR icon
26
Xencor
XNCR
$610M
$144K 0.03%
5,489
– –
KRNY icon
27
Kearny Financial
KRNY
$424M
$127K 0.03%
8,139
– –
EP.PRC icon
28
El Paso Energy Capital Trust I
EP.PRC
$218M
$92K 0.02%
1,854
-6,834
-79% -$339K
WCFB
29
DELISTED
WCF Bancorp, Inc. Common Stock
WCFB
$83K 0.02%
8,283
– –
HCAP
30
DELISTED
Harvest Capital Credit Corporation
HCAP
$75K 0.02%
5,458
– –
WDC icon
31
Western Digital
WDC
$28.4B
$64K 0.02%
+942
New +$64K
KAMN
32
DELISTED
Kaman Corp
KAMN
$61K 0.01%
+1,252
New +$61K
NXEOW
33
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$53K 0.01%
76,000
+51,000
+204% +$35.6K
BAC.WS.B
34
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$43K 0.01%
+45,000
New +$43K
WFC icon
35
Wells Fargo
WFC
$262B
$22K 0.01%
403
-2,900
-88% -$158K
JPM.WS
36
DELISTED
JPMorgan Chase
JPM.WS
$22K 0.01%
507
-288,043
-100% -$12.5M
CDEVW
37
DELISTED
Centennial Resource Development, Inc. Warrants Business Combination
CDEVW
$18K ﹤0.01%
+2,181
New +$18K
HCACW
38
DELISTED
Hennessy Capital Acquisition Corp. II
HCACW
$18K ﹤0.01%
20,800
– –
PR icon
39
Permian Resources
PR
$10.2B
$17K ﹤0.01%
+877
New +$17K
JONE
40
DELISTED
Jones Energy, Inc.
JONE
$14K ﹤0.01%
2,737
-11,500
-81% -$58.8K
WTFCW
41
DELISTED
Wintrust Financial Corporation
WTFCW
$10K ﹤0.01%
200
– –
IMGN
42
DELISTED
Immunogen Inc
IMGN
$4K ﹤0.01%
2,000
– –
SGYP
43
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$4K ﹤0.01%
+600
New +$4K
CX icon
44
Cemex
CX
$13.2B
$3K ﹤0.01%
312
– –
KMI.WS
45
DELISTED
Kinder Morgan Inc
KMI.WS
$3K ﹤0.01%
633,938
-133,354
-17% -$631
BKH icon
46
Black Hills Corp
BKH
$4.36B
– –
0
– –
CCI icon
47
Crown Castle
CCI
$42.7B
– –
0
– –
ECPG icon
48
Encore Capital Group
ECPG
$963M
– –
0
– –
FOR icon
49
Forestar Group
FOR
$1.41B
– –
0
– –
GFF icon
50
Griffon
GFF
$3.55B
– –
0
– –
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2
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