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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+4.32%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$190M
Cap. Flow
-$259M
Cap. Flow %
-75.16%
Top 10 Hldgs %
62.7%
Holding
132
New
36
Increased
25
Reduced
19
Closed
28

Top Buys

Rank Stock Value
1
SWH
Stanley Black & Decker, Inc.
SWH
+$12.3M
2
WELL.PRI
Welltower Inc.
WELL.PRI
+$9.87M
3
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
+$8M
4
JPM.WS
JPMorgan Chase
JPM.WS
+$6.77M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$6.75M

Top Sells

Rank Stock Value
1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$170M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
+$53.4M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$35.4M
4
EPR.PRE icon
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
+$9.63M
5
BKHU
Black Hills Corporation
BKHU
+$5.67M

Sector Composition

Rank Sector Weight
1 Miscellaneous 89.93%
2 Financials 7.87%
3 Healthcare 1.98%
4 Utilities 0.19%
5 Energy 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUS icon
26
PUT
T-Mobile US
TMUS
$195B
$1.56M 0.45%
33,500
-2,200
-6% -$101K
DCUD
27
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$1.53M 0.44%
+30,600
New +$1.56M
VRSN icon
28
PUT
VeriSign
VRSN
$26.4B
$1.35M 0.39%
+17,300
New +$1.39M
MDCO
29
CALL
DELISTED
Medicines Co
MDCO
$1.25M 0.36%
33,100
+21,100
+176% +$795K
KND
30
CALL
DELISTED
Kindred Healthcare
KND
$1.22M 0.35%
119,400
+99,400
+497% +$1.1M
GM.WS.B
31
DELISTED
General Motors Company
GM.WS.B
$1.11M 0.32%
79,838
+57,148
+252% +$765K
WDC icon
32
CALL
Western Digital
WDC
$166B
$1.08M 0.31%
24,476
-13,891
-36% -$523K
VRSN icon
33
CALL
VeriSign
VRSN
$26.4B
$704K 0.2%
+9,000
New +$722K
GXP
34
DELISTED
Great Plains Energy Incorporated
GXP
$648K 0.19%
+23,750
New +$680K
AHP.PRB
35
DELISTED
Ashford Hospitality Prime, Inc.
AHP.PRB
$636K 0.18%
27,240
-33,050
-55% -$788K
XPO icon
36
CALL
XPO
XPO
$22.1B
$631K 0.18%
49,732
+18,216
+58% +$206K
JONE
37
PUT
DELISTED
Jones Energy, Inc.
JONE
$498K 0.14%
+7,612
New +$470K
NEE.PRR
38
DELISTED
NextEra Energy, Inc.
NEE.PRR
$493K 0.14%
+9,900
New +$497K
SWK icon
39
CALL
Stanley Black & Decker
SWK
$14.8B
$443K 0.13%
+3,600
New +$435K
EP.PRC icon
40
El Paso Energy Capital Trust I
EP.PRC
$223M
$422K 0.12%
+8,688
New +$441K
MDR
41
CALL
DELISTED
McDermott International
MDR
$411K 0.12%
27,333
+8,733
+47% +$131K
TMUS icon
42
CALL
T-Mobile US
TMUS
$195B
$406K 0.12%
8,700
-13,800
-61% -$634K
AGN
43
CALL
DELISTED
Allergan plc
AGN
$392K 0.11%
+1,700
New +$415K
WELL icon
44
PUT
Welltower
WELL
$172B
$374K 0.11%
+5,000
New +$383K
IONS icon
45
CALL
Ionis Pharmaceuticals
IONS
$10.1B
$330K 0.1%
9,000
+6,500
+260% +$203K
HES
46
CALL
DELISTED
Hess
HES
$268K 0.08%
+5,000
New +$268K
CPHD
47
PUT
DELISTED
Cepheid Inc
CPHD
$237K 0.07%
+4,500
New +$179K
WLL
48
CALL
DELISTED
Whiting Petroleum Corporation
WLL
$199K 0.06%
+76
New +$178K
STLA icon
49
PUT
Stellantis
STLA
$20.4B
$193K 0.06%
+30,321
New +$199K
MNKD icon
50
CALL
MannKind Corp
MNKD
$1.27B
$178K 0.05%
57,540
-4,340
-7% -$19.2K
1
2
3 4 5

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YECIP
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SA
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FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
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HCMT
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Equitec Specialists's Q3 2016 Portfolio in Review

As of Q3 2016, Equitec Specialists held 132 positions worth $344M, down 36% from $535M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Equitec Specialists withdrew a net $259M in Q3 2016, closing 28 positions and reducing 19 holdings. Its most notable exit was NEXTERA ENERGY INC EQUITY UNIT, an estimated $170M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 90% of assets, down from 96% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Equitec Specialists opened a new position in Stanley Black & Decker, Inc. worth $12.5M.

  • Equitec Specialists's largest Q3 2016 buy was Stanley Black & Decker, Inc.: 98,588 shares worth $12.5M.
  • Equitec Specialists added most to Welltower Inc. in Q3 2016, an estimated $9.87M increase.
  • Equitec Specialists's biggest Q3 2016 reduction was Crown Castle International Corp., cutting an estimated $35.4M.
  • Equitec Specialists fully exited NEXTERA ENERGY INC EQUITY UNIT in Q3 2016, selling an estimated $170M.
  • Equitec Specialists's ten largest holdings make up 63% of its $344M portfolio in Q3 2016.
  • Equitec Specialists opened 36 new positions and closed 28 in Q3 2016.
  • Equitec Specialists's portfolio value fell 36% quarter-over-quarter to $344M.

Based on Equitec Specialists's 13F filing for Q3 2016, filed 24 Oct 2016.