ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+3.81%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$304M
AUM Growth
+$304M
Cap. Flow
-$200M
Cap. Flow %
-65.87%
Top 10 Hldgs %
71.06%
Holding
116
New
16
Increased
12
Reduced
8
Closed
16

Top Buys

1
SWH
Stanley Black & Decker, Inc.
SWH
$12.5M
2
WELL.PRI
Welltower Inc.
WELL.PRI
$9.57M
3
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$8.73M
4
JPM.WS
JPMorgan Chase
JPM.WS
$7.11M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$6.59M

Top Sells

1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$170M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$53.4M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
$34.9M
4
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$9.63M
5
BKHU
Black Hills Corporation
BKHU
$5.74M

Sector Composition

1 Financials 8.9%
2 Healthcare 2.25%
3 Energy 0.02%
4 Materials 0%
5 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XNCR icon
26
Xencor
XNCR
$594M
$134K 0.04%
5,489
– –
KRNY icon
27
Kearny Financial
KRNY
$422M
$111K 0.03%
8,139
-4,400
-35% -$60K
WFC.WS
28
DELISTED
Wells Fargo & Company Ws
WFC.WS
$86K 0.03%
+6,887
New +$86K
WCFB
29
DELISTED
WCF Bancorp, Inc. Common Stock
WCFB
$69K 0.02%
+8,283
New +$69K
HCAP
30
DELISTED
Harvest Capital Credit Corporation
HCAP
$66K 0.02%
5,458
– –
GRSHW
31
DELISTED
Gores Holdings, Inc. Warrants
GRSHW
$59K 0.02%
+49,177
New +$59K
JONE
32
DELISTED
Jones Energy, Inc.
JONE
$51K 0.01%
+14,237
New +$51K
SPY icon
33
SPDR S&P 500 ETF Trust
SPY
$656B
$22K 0.01%
+100
New +$22K
NXEOW
34
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$16K ﹤0.01%
25,000
– –
GLNG icon
35
Golar LNG
GLNG
$4.48B
$15K ﹤0.01%
700
– –
CLDCW
36
DELISTED
China Lending Corporation Warrant
CLDCW
$13K ﹤0.01%
+62,979
New +$13K
KMI.WS
37
DELISTED
Kinder Morgan Inc
KMI.WS
$12K ﹤0.01%
767,292
-306,002
-29% -$4.79K
HCACW
38
DELISTED
Hennessy Capital Acquisition Corp. II
HCACW
$8K ﹤0.01%
20,800
– –
JPM icon
39
JPMorgan Chase
JPM
$824B
$7K ﹤0.01%
+100
New +$7K
WTFCW
40
DELISTED
Wintrust Financial Corporation
WTFCW
$6K ﹤0.01%
200
– –
IMGN
41
DELISTED
Immunogen Inc
IMGN
$5K ﹤0.01%
+2,000
New +$5K
CX icon
42
Cemex
CX
$13.3B
$2K ﹤0.01%
312
– –
VLYWW
43
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
$2K ﹤0.01%
37,670
-77,072
-67% -$4.09K
BG icon
44
Bunge Global
BG
$16.3B
– –
-158
Closed -$9K
BGC icon
45
BGC Group
BGC
$4.64B
– –
-19,200
Closed -$167K
BKH icon
46
Black Hills Corp
BKH
$4.33B
– –
0
– –
CCI icon
47
Crown Castle
CCI
$42.3B
– –
0
– –
CSGS icon
48
CSG Systems International
CSGS
$1.87B
– –
0
– –
ECPG icon
49
Encore Capital Group
ECPG
$958M
– –
0
– –
EHC icon
50
Encompass Health
EHC
$12.5B
– –
0
– –
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