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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+4.32%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$190M
Cap. Flow
-$259M
Cap. Flow %
-75.16%
Top 10 Hldgs %
62.7%
Holding
132
New
36
Increased
25
Reduced
19
Closed
28
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.5 years
Top 20 Avg Time Held Equity + Options
0.5 years
Avg Time Held Equity only
0.6 years
Top 10 Avg Time Held Equity only
0.5 years
Top 20 Avg Time Held Equity only
0.5 years

Top Buys

Rank Stock Value
1
SWH
Stanley Black & Decker, Inc.
SWH
+$12.3M
2
WELL.PRI icon
Welltower Inc.
WELL.PRI
+$9.87M
3
RYAM.PRA icon
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
+$8M
4
JPM.WS icon
JPMorgan Chase
JPM.WS
+$6.77M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$6.75M

Top Sells

Rank Stock Value
1
NEE.PRP icon
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$170M
2
WY.PRA icon
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
+$53.4M
3
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$35.4M
4
EPR.PRE icon
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
+$9.63M
5
BKHU
Black Hills Corporation
BKHU
+$5.67M

Sector Composition

Rank Sector Weight
1 Miscellaneous 89.93%
2 Financials 7.87%
3 Healthcare 1.98%
4 Utilities 0.19%
5 Energy 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TMUS icon
26
PUT
T-Mobile US
TMUS
$169B
$1.56M 0.45%
33,500
-2,200
-6% -$101K
2015 Q4
3 quarters
DCUD
27
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$1.53M 0.44%
+30,600
New +$1.56M
2016 Q3
0 quarters
VRSN icon
28
PUT
VeriSign
VRSN
$27.2B
$1.35M 0.39%
+17,300
New +$1.39M
2016 Q3
0 quarters
MDCO
29
CALL
DELISTED
Medicines Co
MDCO
$1.25M 0.36%
33,100
+21,100
+176% +$795K
2016 Q1
2 quarters
KND
30
CALL
DELISTED
Kindred Healthcare
KND
$1.22M 0.35%
119,400
+99,400
+497% +$1.1M
2016 Q2
1 quarter
GM.WS.B icon
31
DELISTED
General Motors Company
GM.WS.B
$1.11M 0.32%
79,838
+57,148
+252% +$765K
2015 Q4
3 quarters
WDC icon
32
CALL
Western Digital
WDC
$136B
$1.08M 0.31%
24,476
-13,891
-36% -$523K
2016 Q1
2 quarters
VRSN icon
33
CALL
VeriSign
VRSN
$27.2B
$704K 0.2%
+9,000
New +$722K
2016 Q3
0 quarters
GXP
34
DELISTED
Great Plains Energy Incorporated
GXP
$648K 0.19%
+23,750
New +$680K
2016 Q3
0 quarters
AHP.PRB
35
DELISTED
Ashford Hospitality Prime, Inc.
AHP.PRB
$636K 0.18%
27,240
-33,050
-55% -$788K
2016 Q2
1 quarter
XPO icon
36
CALL
XPO
XPO
$21.7B
$631K 0.18%
49,732
+18,216
+58% +$206K
2016 Q1
2 quarters
JONE
37
PUT
DELISTED
Jones Energy, Inc.
JONE
$498K 0.14%
+7,612
New +$470K
2016 Q3
0 quarters
NEE.PRR icon
38
DELISTED
NextEra Energy, Inc.
NEE.PRR
$493K 0.14%
+9,900
New +$497K
2016 Q3
0 quarters
SWK icon
39
CALL
Stanley Black & Decker
SWK
$13.6B
$443K 0.13%
+3,600
New +$435K
2016 Q3
0 quarters
EP.PRC icon
40
El Paso Energy Capital Trust I
EP.PRC
$220M
$422K 0.12%
+8,688
New +$441K
2016 Q3
0 quarters
MDR
41
CALL
DELISTED
McDermott International
MDR
$411K 0.12%
27,333
+8,733
+47% +$131K
2015 Q2
5 quarters
TMUS icon
42
CALL
T-Mobile US
TMUS
$169B
$406K 0.12%
8,700
-13,800
-61% -$634K
2015 Q3
4 quarters
AGN
43
CALL
DELISTED
Allergan plc
AGN
$392K 0.11%
+1,700
New +$415K
2016 Q3
0 quarters
WELL icon
44
PUT
Welltower
WELL
$167B
$374K 0.11%
+5,000
New +$383K
2016 Q3
0 quarters
IONS icon
45
CALL
Ionis Pharmaceuticals
IONS
$7.1B
$330K 0.1%
9,000
+6,500
+260% +$203K
2016 Q2
1 quarter
HES icon
46
CALL
DELISTED
Hess
HES
$268K 0.08%
+5,000
New +$268K
2016 Q3
0 quarters
CPHD
47
PUT
DELISTED
Cepheid Inc
CPHD
$237K 0.07%
+4,500
New +$179K
2016 Q3
0 quarters
WLL
48
CALL
DELISTED
Whiting Petroleum Corporation
WLL
$199K 0.06%
+76
New +$178K
2016 Q3
0 quarters
STLA icon
49
PUT
Stellantis
STLA
$12.4B
$193K 0.06%
+30,321
New +$199K
2016 Q3
0 quarters
MNKD icon
50
CALL
MannKind Corp
MNKD
$971M
$178K 0.05%
57,540
-4,340
-7% -$19.2K
2014 Q4
7 quarters
1
2
3 4 5

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SA
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FRGX
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KA
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TG
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HCMT
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Equitec Specialists's Q3 2016 Portfolio in Review

As of Q3 2016, Equitec Specialists held 132 positions worth $344M, down 36% from $535M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Equitec Specialists withdrew a net $259M in Q3 2016, closing 28 positions and reducing 19 holdings. Its most notable exit was NEXTERA ENERGY INC EQUITY UNIT, an estimated $170M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 90% of assets, down from 96% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Equitec Specialists opened a new position in Stanley Black & Decker, Inc. worth $12.5M.

  • Equitec Specialists's largest Q3 2016 buy was Stanley Black & Decker, Inc.: 98,588 shares worth $12.5M.
  • Equitec Specialists added most to Welltower Inc. in Q3 2016, an estimated $9.87M increase.
  • Equitec Specialists's biggest Q3 2016 reduction was Crown Castle International Corp., cutting an estimated $35.4M.
  • Equitec Specialists fully exited NEXTERA ENERGY INC EQUITY UNIT in Q3 2016, selling an estimated $170M.
  • Equitec Specialists's ten largest holdings make up 63% of its $344M portfolio in Q3 2016.
  • Equitec Specialists opened 36 new positions and closed 28 in Q3 2016.
  • Equitec Specialists's portfolio value fell 36% quarter-over-quarter to $344M.

Based on Equitec Specialists's 13F filing for Q3 2016, filed 24 Oct 2016.