ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+5.53%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$511M
AUM Growth
+$511M
Cap. Flow
+$268M
Cap. Flow %
52.45%
Top 10 Hldgs %
84.32%
Holding
113
New
19
Increased
9
Reduced
13
Closed
12

Top Buys

1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$147M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$53.4M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
$42.1M
4
RILY icon
B. Riley Financial
RILY
$19.2M
5
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$12.2M

Top Sells

1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$23.3M
2
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$4.94M
3
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$4.01M
4
WELL.PRI
Welltower Inc.
WELL.PRI
$3.12M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$2.99M

Sector Composition

1 Financials 3.81%
2 Consumer Staples 0.09%
3 Healthcare 0.05%
4 Technology 0.04%
5 Industrials 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XNCR icon
26
Xencor
XNCR
$594M
$104K 0.02%
5,489
– –
XPO icon
27
XPO
XPO
$14.8B
$71K 0.01%
+2,721
New +$71K
HCAP
28
DELISTED
Harvest Capital Credit Corporation
HCAP
$70K 0.01%
5,458
-16,654
-75% -$214K
KMI icon
29
Kinder Morgan
KMI
$59.4B
$41K 0.01%
+2,209
New +$41K
AEUA
30
DELISTED
Anadarko Petroleum Corporation
AEUA
$39K 0.01%
1,064
-14,180
-93% -$520K
HLS.WS
31
DELISTED
HEALTHSOUTH Corporation
HLS.WS
$32K 0.01%
+18,982
New +$32K
KMI.WS
32
DELISTED
Kinder Morgan Inc
KMI.WS
$17K ﹤0.01%
1,073,294
– –
NXEOW
33
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$17K ﹤0.01%
+25,000
New +$17K
HCACW
34
DELISTED
Hennessy Capital Acquisition Corp. II
HCACW
$13K ﹤0.01%
+20,800
New +$13K
GLNG icon
35
Golar LNG
GLNG
$4.48B
$11K ﹤0.01%
700
-5,000
-88% -$78.6K
VLYWW
36
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
$9K ﹤0.01%
114,742
-1,800
-2% -$141
BG icon
37
Bunge Global
BG
$16.3B
$9K ﹤0.01%
+158
New +$9K
WTFCW
38
DELISTED
Wintrust Financial Corporation
WTFCW
$6K ﹤0.01%
+200
New +$6K
HES
39
DELISTED
Hess
HES
$4K ﹤0.01%
73
-627
-90% -$34.4K
MNKD icon
40
MannKind Corp
MNKD
$1.69B
$2K ﹤0.01%
+1,900
New +$2K
CX icon
41
Cemex
CX
$13.3B
$2K ﹤0.01%
312
+12
+4% –
GM.WS.A
42
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1K ﹤0.01%
28
-2,763
-99% -$98.7K
ANAC
43
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
– –
0
– –
REXX
44
DELISTED
Rex Energy Corporation
REXX
– –
0
– –
WLH
45
DELISTED
WILLIAM LYON HOMES
WLH
– –
0
– –
RXII
46
DELISTED
GALENA BIOPHARMA INC COM
RXII
$0 ﹤0.01%
100
– –
DCUA
47
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
– –
-396,959
Closed -$23.3M
SUNE
48
DELISTED
SUNEDISON, INC COM
SUNE
– –
-100
Closed –
SNDK
49
DELISTED
SANDISK CORP
SNDK
– –
0
– –
DCUB
50
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
– –
-84,846
Closed -$4.94M
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