ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+2.26%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$389M
AUM Growth
+$389M
Cap. Flow
+$57.2M
Cap. Flow %
14.72%
Top 10 Hldgs %
71.29%
Holding
121
New
11
Increased
11
Reduced
13
Closed
18

Top Buys

1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$23.3M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$21M
3
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$4.94M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$4.49M
5
BKHU
Black Hills Corporation
BKHU
$4.22M

Top Sells

1
TSNU
Tyson Foods, Inc.
TSNU
$1.92M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$1.88M
3
WPXP
WPX Energy, Inc.
WPXP
$957K
4
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$948K
5
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$789K

Sector Composition

1 Healthcare 0.81%
2 Financials 0.17%
3 Energy 0.12%
4 Materials 0.07%
5 Consumer Staples 0.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ENT
26
DELISTED
Global Eagle Entertainment Inc.
ENT
$41K 0.01%
4,800
-2,814
-37% -$24.1K
SWNC
27
DELISTED
Southwestern Energy Company
SWNC
$40K 0.01%
2,055
-33,152
-94% -$645K
KMI.WS
28
DELISTED
Kinder Morgan Inc
KMI.WS
$39K 0.01%
1,073,294
+26,500
+3% +$963
HES
29
DELISTED
Hess
HES
$37K 0.01%
+700
New +$37K
VLYWW
30
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
$23K 0.01%
116,542
-6,410
-5% -$1.27K
SPY icon
31
SPDR S&P 500 ETF Trust
SPY
$656B
$21K 0.01%
100
-100
-50% -$21K
TACOW
32
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
$17K ﹤0.01%
6,600
– –
MDVL
33
DELISTED
MedAvail Holdings, Inc. Common Stock
MDVL
$13K ﹤0.01%
7,323
-19,555
-73% -$35.8K
KMI.PRA
34
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$5K ﹤0.01%
100
+54
+117% +$2.7K
CX icon
35
Cemex
CX
$13.3B
$2K ﹤0.01%
300
-50,024
-99% -$334K
AAL icon
36
American Airlines Group
AAL
$8.87B
– –
-2,953
Closed -$125K
ADI icon
37
Analog Devices
ADI
$120B
– –
-1,764
Closed -$98K
AEE icon
38
Ameren
AEE
$27B
– –
-964
Closed -$42K
AMP icon
39
Ameriprise Financial
AMP
$47.8B
– –
-605
Closed -$64K
BGC icon
40
BGC Group
BGC
$4.64B
– –
0
– –
CSGS icon
41
CSG Systems International
CSGS
$1.87B
– –
0
– –
D icon
42
Dominion Energy
D
$50.3B
– –
0
– –
ECPG icon
43
Encore Capital Group
ECPG
$958M
– –
0
– –
IMNN icon
44
Imunon
IMNN
$14.4M
– –
0
– –
IONS icon
45
Ionis Pharmaceuticals
IONS
$9.64B
– –
0
– –
IRDM icon
46
Iridium Communications
IRDM
$2.62B
– –
0
– –
JBLU icon
47
JetBlue
JBLU
$1.98B
– –
0
– –
JKS
48
JinkoSolar
JKS
$1.24B
– –
0
– –
KMI icon
49
Kinder Morgan
KMI
$59.4B
– –
0
– –
LEN icon
50
Lennar Class A
LEN
$34.7B
– –
0
– –
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2
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