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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$132M
Cap. Flow
-$105M
Cap. Flow %
-25.54%
Top 10 Hldgs %
67.35%
Holding
151
New
32
Increased
25
Reduced
26
Closed
43
Avg Time Held Equity + Options
0.4 years
Top 10 Avg Time Held Equity + Options
0.5 years
Top 20 Avg Time Held Equity + Options
0.4 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.5 years
Top 20 Avg Time Held Equity only
0.4 years

Top Buys

Rank Stock Value
1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$21.9M
2
NEE.PRP icon
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$20M
3
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
+$4.73M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$4.02M
5
BKHU
Black Hills Corporation
BKHU
+$3.78M

Top Sells

Rank Stock Value
1
TMUSP icon
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$1.86M
2
TSNU
Tyson Foods, Inc.
TSNU
+$1.74M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$941K
4
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$789K
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$730K

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.75%
2 Healthcare 0.77%
3 Financials 0.23%
4 Energy 0.12%
5 Materials 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
KMI icon
26
PUT
Kinder Morgan
KMI
$73.2B
$563K 0.14%
31,500
+14,400
+84% +$236K
2015 Q4
1 quarter
WCC icon
27
CALL
WESCO International
WCC
$16.8B
$530K 0.13%
9,700
+7,200
+288% +$320K
2015 Q4
1 quarter
AEUA
28
DELISTED
Anadarko Petroleum Corporation
AEUA
$523K 0.13%
15,244
+6,795
+80% +$198K
2015 Q2
3 quarters
MNKD icon
29
CALL
MannKind Corp
MNKD
$1.01B
$504K 0.12%
62,640
-3,460
-5% -$19.8K
2014 Q4
5 quarters
KMI icon
30
CALL
Kinder Morgan
KMI
$73.2B
$427K 0.1%
23,900
-13,700
-36% -$224K
2015 Q1
4 quarters
CLF icon
31
PUT
Cleveland-Cliffs
CLF
$6.92B
$389K 0.09%
129,500
-931,800
-88% -$1.95M
2015 Q3
2 quarters
MDCO
32
CALL
DELISTED
Medicines Co
MDCO
$384K 0.09%
+12,100
New +$395K
2016 Q1
0 quarters
MU icon
33
CALL
Micron Technology
MU
$1.03T
$381K 0.09%
36,400
+12,300
+51% +$137K
2015 Q3
2 quarters
SWN icon
34
PUT
DELISTED
Southwestern Energy Company
SWN
$347K 0.08%
43,000
+18,000
+72% +$138K
2015 Q4
1 quarter
SWN icon
35
DELISTED
Southwestern Energy Company
SWN
$344K 0.08%
+42,568
New +$326K
2016 Q1
0 quarters
MNKD icon
36
PUT
MannKind Corp
MNKD
$1.01B
$331K 0.08%
41,180
-20,480
-33% -$117K
2014 Q4
5 quarters
TMUS icon
37
CALL
T-Mobile US
TMUS
$169B
$287K 0.07%
7,500
-33,300
-82% -$1.26M
2015 Q3
2 quarters
TSNU
38
DELISTED
Tyson Foods, Inc.
TSNU
$285K 0.07%
3,825
-25,770
-87% -$1.74M
2015 Q4
1 quarter
CLF icon
39
Cleveland-Cliffs
CLF
$6.92B
$276K 0.07%
+92,123
New +$193K
2016 Q1
0 quarters
HCAP
40
DELISTED
Harvest Capital Credit Corporation
HCAP
$269K 0.07%
+22,112
New +$239K
2016 Q1
0 quarters
CSGS icon
41
CALL
DELISTED
CSG Systems International
CSGS
$266K 0.06%
+5,900
New +$222K
2016 Q1
0 quarters
TSN icon
42
Tyson Foods
TSN
$19.1B
$240K 0.06%
+3,598
New +$216K
2016 Q1
0 quarters
WDC icon
43
CALL
Western Digital
WDC
$130B
$236K 0.06%
+6,615
New +$237K
2016 Q1
0 quarters
PLAB icon
44
PUT
Photronics
PLAB
$1.66B
$228K 0.06%
+21,900
New +$236K
2016 Q1
0 quarters
BGC icon
45
CALL
BGC Group
BGC
$5.38B
$222K 0.05%
38,098
+3,577
+10% +$20.5K
2015 Q3
2 quarters
RXII
46
CALL
DELISTED
GALENA BIOPHARMA INC COM
RXII
$220K 0.05%
162,000
+142,300
+722% +$193K
2015 Q2
3 quarters
CLF icon
47
CALL
Cleveland-Cliffs
CLF
$6.92B
$192K 0.05%
64,100
+59,100
+1,182% +$124K
2015 Q3
2 quarters
BGC icon
48
PUT
BGC Group
BGC
$5.38B
$184K 0.04%
31,567
+23,792
+306% +$137K
2015 Q1
4 quarters
SAFE icon
49
CALL
Safehold
SAFE
$822M
$169K 0.04%
+3,595
New +$165K
2016 Q1
0 quarters
TSN icon
50
PUT
Tyson Foods
TSN
$19.1B
$167K 0.04%
+2,500
New +$150K
2016 Q1
0 quarters
1
2
3 4 5

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SA
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FRGX
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KA
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TG
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HCMT
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Equitec Specialists's Q1 2016 Portfolio in Review

As of Q1 2016, Equitec Specialists held 151 positions worth $411M, up 48% from $279M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $105M in Q1 2016, closing 43 positions and reducing 26 holdings. Its most notable exit was Horizon Therapeutics Public Limited Company Ordinary Shares, an estimated $789K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 98% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Equitec Specialists opened a new position in DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) worth $23.3M.

  • Equitec Specialists's largest Q1 2016 buy was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA): 396,959 shares worth $23.3M.
  • Equitec Specialists added most to Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock in Q1 2016, an estimated $4.02M increase.
  • Equitec Specialists's biggest Q1 2016 reduction was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $1.86M.
  • Equitec Specialists fully exited Horizon Therapeutics Public Limited Company Ordinary Shares in Q1 2016, selling an estimated $789K.
  • Equitec Specialists's ten largest holdings make up 67% of its $411M portfolio in Q1 2016.
  • Equitec Specialists opened 32 new positions and closed 43 in Q1 2016.
  • Equitec Specialists's portfolio value rose 48% quarter-over-quarter to $411M.

Based on Equitec Specialists's 13F filing for Q1 2016, filed 29 Apr 2016.