We are live on ! Find out more
ES

Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$279M
AUM Growth
+$46.8M
Cap. Flow
-$112M
Cap. Flow %
-40.18%
Top 10 Hldgs %
67.15%
Holding
160
New
40
Increased
22
Reduced
23
Closed
40

Top Buys

Rank Stock Value
1
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$4.07M
2
BKHU
Black Hills Corporation
BKHU
+$3.19M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$2.34M
4
TSNU
Tyson Foods, Inc.
TSNU
+$1.65M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$960K

Top Sells

Rank Stock Value
1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$18.6M
2
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$8.7M
3
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$8.69M
4
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$2.35M
5
SWNC
Southwestern Energy Company
SWNC
+$2.28M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.61%
2 Healthcare 1.72%
3 Financials 0.33%
4 Materials 0.11%
5 Utilities 0.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLNG icon
26
CALL
Golar LNG
GLNG
$5.13B
$491K 0.18%
31,100
+2,000
+7% +$51.1K
MNKD icon
27
CALL
MannKind Corp
MNKD
$1.27B
$479K 0.17%
66,100
-1,140
-2% -$14K
MNKD icon
28
PUT
MannKind Corp
MNKD
$1.27B
$447K 0.16%
61,660
+2,100
+4% +$25.8K
AGN.PRA
29
DELISTED
Allergan plc
AGN.PRA
$388K 0.14%
377
+30
+9% +$30.1K
D icon
30
CALL
Dominion Energy
D
$57.7B
$358K 0.13%
+5,300
New +$366K
GM.WS.A
31
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$352K 0.13%
14,491
+4,821
+50% +$120K
MU icon
32
CALL
Micron Technology
MU
$1.05T
$341K 0.12%
24,100
-1,400
-5% -$22.4K
ALR
33
CALL
DELISTED
Alere Inc
ALR
$340K 0.12%
+8,700
New +$373K
D icon
34
PUT
Dominion Energy
D
$57.7B
$338K 0.12%
5,000
+4,000
+400% +$276K
MOH icon
35
CALL
Molina Healthcare
MOH
$10.4B
$313K 0.11%
+5,200
New +$328K
AEUA
36
DELISTED
Anadarko Petroleum Corporation
AEUA
$287K 0.1%
8,449
-28,764
-77% -$1.06M
CX icon
37
Cemex
CX
$15.7B
$280K 0.1%
54,430
-12,980
-19% -$75.8K
KMI icon
38
PUT
Kinder Morgan
KMI
$70.3B
$255K 0.09%
+17,100
New +$407K
CX icon
39
PUT
Cemex
CX
$15.7B
$238K 0.09%
46,292
-14,169
-23% -$82.8K
BGC icon
40
CALL
BGC Group
BGC
$5.76B
$218K 0.08%
34,521
-467
-1% -$2.69K
AIG.WS
41
DELISTED
American International Group, Inc.
AIG.WS
$207K 0.07%
+8,696
New +$210K
MU icon
42
PUT
Micron Technology
MU
$1.05T
$205K 0.07%
14,500
– –
HZNP
43
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$189K 0.07%
+8,700
New +$169K
FTRPR
44
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$187K 0.07%
2,045
-90,228
-98% -$8.69M
FTR
45
CALL
DELISTED
Frontier Communications Corp.
FTR
$185K 0.07%
+2,640
New +$196K
DYN.PRA
46
DELISTED
Dynegy Inc.
DYN.PRA
$182K 0.07%
+3,594
New +$232K
SWN
47
PUT
DELISTED
Southwestern Energy Company
SWN
$178K 0.06%
+25,000
New +$245K
GM.WS.B
48
DELISTED
General Motors Company
GM.WS.B
$136K 0.05%
+8,374
New +$141K
PEP icon
49
PepsiCo
PEP
$193B
$129K 0.05%
1,292
+522
+68% +$52.1K
AAL icon
50
American Airlines Group
AAL
$9.03B
$125K 0.04%
+2,953
New +$128K
1
2
3 4 5

Similar funds

FFIM
Founders Fund II Management San Francisco, California $1.32M AUM
YECIP
YT Extraction Co Investment Partners New York $1.73M AUM
SA
Silversage Advisors Irvine, California $2.41M AUM 46.55% 1-Year Est. Return
FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
TRV GP Boston, Massachusetts $18.9M AUM 541.67% 1-Year Est. Return
DHRFI
DCM Hybrid RMB Fund International Menlo Park, California $35.3M AUM
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM

Equitec Specialists's Q4 2015 Portfolio in Review

As of Q4 2015, Equitec Specialists held 160 positions worth $279M, up 20% from $232M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $112M in Q4 2015, closing 40 positions and reducing 23 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Equitec Specialists opened a new position in Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1 worth $3.88M.

  • Equitec Specialists's largest Q4 2015 buy was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1: 27,016 shares worth $3.88M.
  • Equitec Specialists added most to RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest in Q4 2015, an estimated $2.34M increase.
  • Equitec Specialists's biggest Q4 2015 reduction was El Paso Energy Capital Trust I, cutting an estimated $8.7M.
  • Equitec Specialists fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q4 2015, selling an estimated $18.6M.
  • Equitec Specialists's ten largest holdings make up 67% of its $279M portfolio in Q4 2015.
  • Equitec Specialists opened 40 new positions and closed 40 in Q4 2015.
  • Equitec Specialists's portfolio value rose 20% quarter-over-quarter to $279M.

Based on Equitec Specialists's 13F filing for Q4 2015, filed 22 Jan 2016.