ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+0.61%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$247M
AUM Growth
+$247M
Cap. Flow
-$33.9M
Cap. Flow %
-13.73%
Top 10 Hldgs %
74.94%
Holding
128
New
20
Increased
8
Reduced
12
Closed
23

Top Buys

1
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$3.88M
2
BKHU
Black Hills Corporation
BKHU
$3.36M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$2.38M
4
TSNU
Tyson Foods, Inc.
TSNU
$1.8M
5
WELL.PRI
Welltower Inc.
WELL.PRI
$976K

Top Sells

1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$18.6M
2
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$8.25M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$7.79M
4
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$2.36M
5
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$2.35M

Sector Composition

1 Healthcare 1.94%
2 Financials 0.37%
3 Materials 0.12%
4 Utilities 0.06%
5 Consumer Staples 0.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VLY icon
26
Valley National Bancorp
VLY
$5.85B
$99K 0.04% +10,000 New +$99K
ADI icon
27
Analog Devices
ADI
$124B
$98K 0.04% +1,764 New +$98K
XNCR icon
28
Xencor
XNCR
$580M
$80K 0.03% 5,489 – –
STWD icon
29
Starwood Property Trust
STWD
$7.44B
$79K 0.03% +3,820 New +$79K
SQNM
30
DELISTED
SEQUENOM INC NEW
SQNM
$78K 0.03% 47,500 – –
ENT
31
DELISTED
Global Eagle Entertainment Inc.
ENT
$75K 0.03% +7,614 New +$75K
AMP icon
32
Ameriprise Financial
AMP
$48.5B
$64K 0.02% +605 New +$64K
KMI.WS
33
DELISTED
Kinder Morgan Inc
KMI.WS
$63K 0.02% +1,046,794 New +$63K
MDVL
34
DELISTED
MedAvail Holdings, Inc. Common Stock
MDVL
$50K 0.02% +26,878 New +$50K
ZIONW
35
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$45K 0.02% +13,360 New +$45K
AEE icon
36
Ameren
AEE
$27B
$42K 0.02% +964 New +$42K
SPY icon
37
SPDR S&P 500 ETF Trust
SPY
$658B
$41K 0.01% +200 New +$41K
FCAM
38
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$22K 0.01% 182 – –
TACOW
39
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
$19K 0.01% 6,600 -6,653 -50% -$19.2K
TC
40
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$18K 0.01% 88,423 – –
VLYWW
41
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
$18K 0.01% 122,952 -601 -0.5% -$88
ARE.PRD
42
DELISTED
Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock
ARE.PRD
$6K ﹤0.01% +204 New +$6K
KMI.PRA
43
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$2K ﹤0.01% +46 New +$2K
BGC icon
44
BGC Group
BGC
$4.65B
– – 0 – –
C icon
45
Citigroup
C
$178B
– – -300 Closed -$15K
CLF icon
46
Cleveland-Cliffs
CLF
$5.32B
– – -1,945 Closed -$5K
D icon
47
Dominion Energy
D
$51.1B
– – 0 – –
ECPG icon
48
Encore Capital Group
ECPG
$963M
– – 0 – –
F icon
49
Ford
F
$46.8B
– – -1,750 Closed -$24K
GLNG icon
50
Golar LNG
GLNG
$4.48B
– – 0 – –
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