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Equitec Specialists Portfolio holdings
AUM
$708K
Turnover
98.64%
1-Year Est. Return
25.27%
This Fund
S&P 500
This Quarter
Est. Return
+0.69%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$279M
AUM Growth
+$46.8M
(+20%)
Cap. Flow
-$112M
Cap. Flow
% of AUM
-40.18%
Top 10 Holdings %
Top 10 Hldgs %
67.15%
Holding
160
New
40
Increased
22
Reduced
23
Closed
40
Avg Time Held Equity + Options
0.4
years
Top 10 Avg Time Held Equity + Options
0.4
years
Top 20 Avg Time Held Equity + Options
0.4
years
Avg Time Held Equity only
0.4
years
Top 10 Avg Time Held Equity only
0.4
years
Top 20 Avg Time Held Equity only
0.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
|
+$4.07M |
| 2 |
BKHU
Black Hills Corporation
BKHU
|
+$3.19M |
| 3 |
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
|
+$2.34M |
| 4 |
TSNU
Tyson Foods, Inc.
TSNU
|
+$1.65M |
| 5 |
Welltower Inc.
WELL.PRI
|
+$960K |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 97.61% |
| 2 | Healthcare | 1.72% |
| 3 | Financials | 0.33% |
| 4 | Materials | 0.11% |
| 5 | Utilities | 0.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
26
CALL
Golar LNG
GLNG
$4.56B
| $491K | 0.18% |
31,100
+2,000
| +7% | +$51.1K |
2014 Q4
4 quarters
|
|
27
CALL
MannKind Corp
MNKD
$990M
| $479K | 0.17% |
66,100
-1,140
| -2% | -$14K |
2014 Q4
4 quarters
|
|
|
28
PUT
MannKind Corp
MNKD
$990M
| $447K | 0.16% |
61,660
+2,100
| +4% | +$25.8K |
2014 Q4
4 quarters
|
|
|
AGN.PRA
29
DELISTED
Allergan plc
AGN.PRA
| $388K | 0.14% |
377
+30
| +9% | +$30.1K |
2015 Q2
2 quarters
|
|
30
CALL
Dominion Energy
D
$55.4B
| $358K | 0.13% |
+5,300
| New | +$366K |
2015 Q4
0 quarters
|
|
31
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
| $352K | 0.13% |
14,491
+4,821
| +50% | +$120K |
2014 Q4
4 quarters
|
|
32
CALL
Micron Technology
MU
$1.03T
| $341K | 0.12% |
24,100
-1,400
| -5% | -$22.4K |
2015 Q3
1 quarter
|
|
|
ALR
33
CALL
DELISTED
Alere Inc
ALR
| $340K | 0.12% |
+8,700
| New | +$373K |
2015 Q4
0 quarters
|
|
|
34
PUT
Dominion Energy
D
$55.4B
| $338K | 0.12% |
5,000
+4,000
| +400% | +$276K |
2015 Q3
1 quarter
|
|
35
CALL
Molina Healthcare
MOH
$11.1B
| $313K | 0.11% |
+5,200
| New | +$328K |
2015 Q4
0 quarters
|
|
|
AEUA
36
DELISTED
Anadarko Petroleum Corporation
AEUA
| $287K | 0.1% |
8,449
-28,764
| -77% | -$1.06M |
2015 Q2
2 quarters
|
|
37
Cemex
CX
$14.2B
| $280K | 0.1% |
54,430
-12,980
| -19% | -$75.8K |
2015 Q2
2 quarters
|
|
38
PUT
Kinder Morgan
KMI
$73.1B
| $255K | 0.09% |
+17,100
| New | +$407K |
2015 Q4
0 quarters
|
|
|
39
PUT
Cemex
CX
$14.2B
| $238K | 0.09% |
46,292
-14,169
| -23% | -$82.8K |
2014 Q4
4 quarters
|
|
40
CALL
BGC Group
BGC
$5.38B
| $218K | 0.08% |
34,521
-467
| -1% | -$2.69K |
2015 Q3
1 quarter
|
|
41
DELISTED
American International Group, Inc.
AIG.WS
| $207K | 0.07% |
+8,696
| New | +$210K |
2015 Q4
0 quarters
|
|
|
42
PUT
Micron Technology
MU
$1.03T
| $205K | 0.07% |
14,500
| – | – |
2015 Q2
2 quarters
|
|
|
HZNP
43
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $189K | 0.07% |
+8,700
| New | +$169K |
2015 Q4
0 quarters
|
|
|
FTRPR
44
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
| $187K | 0.07% |
2,045
-90,228
| -98% | -$8.69M |
2015 Q2
2 quarters
|
|
|
FTR
45
CALL
DELISTED
Frontier Communications Corp.
FTR
| $185K | 0.07% |
+2,640
| New | +$196K |
2015 Q4
0 quarters
|
|
46
DELISTED
Dynegy Inc.
DYN.PRA
| $182K | 0.07% |
+3,594
| New | +$232K |
2015 Q4
0 quarters
|
|
47
PUT
DELISTED
Southwestern Energy Company
SWN
| $178K | 0.06% |
+25,000
| New | +$245K |
2015 Q4
0 quarters
|
|
|
48
DELISTED
General Motors Company
GM.WS.B
| $136K | 0.05% |
+8,374
| New | +$141K |
2015 Q4
0 quarters
|
|
49
PepsiCo
PEP
$178B
| $129K | 0.05% |
1,292
+522
| +68% | +$52.1K |
2015 Q3
1 quarter
|
|
50
American Airlines Group
AAL
$7.97B
| $125K | 0.04% |
+2,953
| New | +$128K |
2015 Q4
0 quarters
|
|
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Equitec Specialists's Q4 2015 Portfolio in Review
As of Q4 2015, Equitec Specialists held 160 positions worth $279M, up 20% from $232M the previous quarter. Its ten largest holdings account for 67% of the portfolio.
Equitec Specialists withdrew a net $112M in Q4 2015, closing 40 positions and reducing 23 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Equitec Specialists opened a new position in Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1 worth $3.88M.
- Equitec Specialists's largest Q4 2015 buy was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1: 27,016 shares worth $3.88M.
- Equitec Specialists added most to RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest in Q4 2015, an estimated $2.34M increase.
- Equitec Specialists's biggest Q4 2015 reduction was El Paso Energy Capital Trust I, cutting an estimated $8.7M.
- Equitec Specialists fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q4 2015, selling an estimated $18.6M.
- Equitec Specialists's ten largest holdings make up 67% of its $279M portfolio in Q4 2015.
- Equitec Specialists opened 40 new positions and closed 40 in Q4 2015.
- Equitec Specialists's portfolio value rose 20% quarter-over-quarter to $279M.
Based on Equitec Specialists's 13F filing for Q4 2015, filed 22 Jan 2016.