ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
-2.83%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$193M
AUM Growth
+$193M
Cap. Flow
-$88M
Cap. Flow %
-45.6%
Top 10 Hldgs %
70.86%
Holding
114
New
23
Increased
10
Reduced
10
Closed
11

Top Buys

1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$18.6M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$14M
3
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$7.08M
4
WELL.PRI
Welltower Inc.
WELL.PRI
$4.41M
5
WPXP
WPX Energy, Inc.
WPXP
$1.68M

Top Sells

1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$71.4M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$39.4M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$17.2M
4
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$2.6M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$2.44M

Sector Composition

1 Healthcare 0.42%
2 Consumer Discretionary 0.41%
3 Energy 0.33%
4 Financials 0.29%
5 Materials 0.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ICON
26
DELISTED
Iconix Brand Group, Inc.
ICON
$116K 0.05%
+8,600
New +$116K
JKS
27
JinkoSolar
JKS
$1.24B
$86K 0.04%
+3,900
New +$86K
SQNM
28
DELISTED
SEQUENOM INC NEW
SQNM
$83K 0.04%
47,500
+4,500
+10% +$7.86K
PEP icon
29
PepsiCo
PEP
$203B
$73K 0.03%
+770
New +$73K
TACOW
30
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
$69K 0.03%
+13,253
New +$69K
XNCR icon
31
Xencor
XNCR
$594M
$67K 0.03%
5,489
– –
TC
32
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$39K 0.02%
88,423
– –
KRC icon
33
Kilroy Realty
KRC
$4.93B
$29K 0.01%
+450
New +$29K
HOT
34
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$27K 0.01%
+400
New +$27K
F icon
35
Ford
F
$46.2B
$24K 0.01%
+1,750
New +$24K
FCAM
36
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$22K 0.01%
182
-12,200
-99% -$1.47M
TCO
37
DELISTED
Taubman Centers Inc.
TCO
$21K 0.01%
+300
New +$21K
TRV icon
38
Travelers Companies
TRV
$62.3B
$20K 0.01%
+200
New +$20K
MODG icon
39
Topgolf Callaway Brands
MODG
$1.69B
$18K 0.01%
+2,124
New +$18K
VLYWW
40
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
$16K 0.01%
123,553
+54,630
+79% +$7.08K
C icon
41
Citigroup
C
$175B
$15K 0.01%
+300
New +$15K
TSLA icon
42
Tesla
TSLA
$1.08T
$15K 0.01%
+60
New +$15K
VZ icon
43
Verizon
VZ
$184B
$9K ﹤0.01%
+200
New +$9K
JASNW
44
DELISTED
Jason Industries, Inc.
JASNW
$9K ﹤0.01%
29,789
-28,077
-49% -$8.48K
CLF icon
45
Cleveland-Cliffs
CLF
$5.18B
$5K ﹤0.01%
+1,945
New +$5K
HK
46
DELISTED
Halcon Resources Corporation
HK
$1K ﹤0.01%
+1,887
New +$1K
BGC icon
47
BGC Group
BGC
$4.64B
– –
-2,000
Closed -$18K
CTSO icon
48
Cytosorbents Corp
CTSO
$61.5M
– –
-7,400
Closed -$45K
D icon
49
Dominion Energy
D
$50.3B
– –
0
– –
ECPG icon
50
Encore Capital Group
ECPG
$958M
– –
0
– –
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2
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