ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
-1.82%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$318M
AUM Growth
-$1.4M
Cap. Flow
-$109M
Cap. Flow %
-34.28%
Top 10 Hldgs %
81.54%
Holding
123
New
13
Increased
10
Reduced
9
Closed
26

Top Buys

1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$28M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$20.1M
3
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.65M
4
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$3.78M
5
AEUA
Anadarko Petroleum Corporation
AEUA
$2.47M

Top Sells

1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$8.49M
2
WELL.PRI
Welltower Inc.
WELL.PRI
$7.54M
3
ACT.PRA
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
$4.13M
4
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$3.28M
5
OXGN
OXIGENE INC COM
OXGN
$2.05M

Sector Composition

1 Healthcare 0.49%
2 Materials 0.26%
3 Financials 0.16%
4 Technology 0.09%
5 Consumer Discretionary 0.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JAKK icon
26
Jakks Pacific
JAKK
$197M
$99K 0.03%
+1,000
New +$99K
ALR
27
DELISTED
Alere Inc
ALR
$79K 0.02%
1,500
– –
TC
28
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$73K 0.02%
88,423
-1,000
-1% -$826
BZT
29
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$69K 0.02%
2,423
+1,924
+386% +$54.8K
CTSO icon
30
Cytosorbents Corp
CTSO
$59.6M
$45K 0.01%
+7,400
New +$45K
JASNW
31
DELISTED
Jason Industries, Inc.
JASNW
$34K 0.01%
57,866
+30,308
+110% +$17.8K
BGC icon
32
BGC Group
BGC
$4.64B
$18K ﹤0.01%
+3,110
New +$18K
VLYWW
33
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
$17K ﹤0.01%
68,923
-15,800
-19% -$3.9K
GM.WS.A
34
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$6K ﹤0.01%
268
-79,104
-100% -$1.77M
CATYW
35
DELISTED
Cathay General Bancorp Warrant
CATYW
$3K ﹤0.01%
300
-31,423
-99% -$314K
ATNM icon
36
Actinium Pharmaceuticals
ATNM
$53.3M
– –
-727
Closed -$54K
CANF
37
Can-Fite BioPharma
CANF
$9.65M
– –
-792
Closed -$265K
GLNG icon
38
Golar LNG
GLNG
$4.48B
– –
0
– –
HST icon
39
Host Hotels & Resorts
HST
$11.8B
– –
0
– –
IMNN icon
40
Imunon
IMNN
$14.4M
– –
0
– –
IONS icon
41
Ionis Pharmaceuticals
IONS
$9.64B
– –
0
– –
IRDM icon
42
Iridium Communications
IRDM
$2.62B
– –
0
– –
JBLU icon
43
JetBlue
JBLU
$1.98B
– –
0
– –
KMI icon
44
Kinder Morgan
KMI
$59.4B
– –
0
– –
LGMK
45
DELISTED
LogicMark
LGMK
– –
0
– -$12K
LPTH icon
46
Lightpath Technologies
LPTH
$239M
– –
-300
Closed –
LTBR icon
47
Lightbridge
LTBR
$376M
– –
-132
Closed -$10K
MNKD icon
48
MannKind Corp
MNKD
$1.69B
– –
-599
Closed -$16K
MU icon
49
Micron Technology
MU
$133B
– –
0
– –
NEE icon
50
NextEra Energy, Inc.
NEE
$148B
– –
0
– –
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