ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
-0.1%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
+$67.6M
Cap. Flow %
21.14%
Top 10 Hldgs %
70.27%
Holding
126
New
15
Increased
11
Reduced
14
Closed
15

Top Buys

1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$40.7M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$20.7M
3
SWNC
Southwestern Energy Company
SWNC
$6.7M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$6.39M
5
ACT.PRA
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
$4.13M

Top Sells

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$9.02M
2
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$3.46M
3
BZH icon
Beazer Homes USA
BZH
$2.29M
4
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$1.76M
5
CX icon
Cemex
CX
$972K

Sector Composition

1 Technology 0.37%
2 Healthcare 0.36%
3 Materials 0.04%
4 Industrials 0%
5 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ALR
26
DELISTED
Alere Inc
ALR
$73K 0.02%
+1,500
New +$73K
APDNW
27
DELISTED
Applied DNA Sciences Inc Warrant
APDNW
$73K 0.02%
70,000
– –
NXTDW
28
DELISTED
Nxt-ID, Inc.
NXTDW
$54K 0.02%
45,454
– –
ATNM icon
29
Actinium Pharmaceuticals
ATNM
$53.3M
$54K 0.02%
+21,820
New +$54K
I.PRA
30
DELISTED
INTELSAT S A MANDATORY CONV JR NON VTG PFD SHS (LUX)
I.PRA
$46K 0.01%
1,329
-12,583
-90% -$436K
TNXP icon
31
Tonix Pharmaceuticals
TNXP
$243M
$44K 0.01%
7,000
+2,000
+40% -$29K
OCLSW
32
DELISTED
Oculus Innovative Sciences, Inc.
OCLSW
$42K 0.01%
+187,500
New +$42K
DRWI
33
DELISTED
DragonWave Inc
DRWI
$32K 0.01%
57,290
-96,051
-63% -$53.6K
JASNW
34
DELISTED
Jason Industries, Inc.
JASNW
$22K 0.01%
27,558
-41,900
-60% -$33.4K
SPY icon
35
SPDR S&P 500 ETF Trust
SPY
$656B
$21K 0.01%
100
-2,500
-96% -$525K
URZ
36
DELISTED
URANERZ ENERGY CORP
URZ
$18K 0.01%
16,500
– –
VLYWW
37
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
$17K ﹤0.01%
84,723
-5,500
-6% -$1.1K
SSKN icon
38
Strata Skin Sciences
SSKN
$7.84M
$16K ﹤0.01%
+6,240
New +$16K
MNKD icon
39
MannKind Corp
MNKD
$1.69B
$16K ﹤0.01%
+2,997
New +$16K
BZT
40
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$13K ﹤0.01%
499
+497
+24,850% +$12.9K
LGMK
41
DELISTED
LogicMark
LGMK
$12K ﹤0.01%
4,000
+2,000
+100% -$4K
LTBR icon
42
Lightbridge
LTBR
$376M
$10K ﹤0.01%
7,900
– –
RNVA
43
DELISTED
Rennova Health, Inc.
RNVA
$8K ﹤0.01%
+7,600
New +$8K
RIBTW
44
DELISTED
RiceBran Technologies - Warrant
RIBTW
$8K ﹤0.01%
10,000
– –
CVM.WS
45
DELISTED
Cel-Sci Corp Series S
CVM.WS
$3K ﹤0.01%
8,219
– –
ACER
46
DELISTED
Acer Therapeutics Inc. Common Stock (DE)
ACER
$3K ﹤0.01%
+5,000
New +$3K
HK
47
DELISTED
Halcon Resources Corporation
HK
– –
-109,300
Closed -$195K
KMI.WS
48
DELISTED
Kinder Morgan Inc
KMI.WS
– –
-41,317
Closed -$176K
CBST
49
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
– –
0
– –
BSDM
50
DELISTED
BSD MEDICAL CORP (DEL)
BSDM
– –
-194,564
Closed -$69K
1
2
3 4