ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+2.71%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$336M
AUM Growth
–
Cap. Flow
+$103M
Cap. Flow %
30.6%
Top 10 Hldgs %
68.44%
Holding
98
New
48
Increased
–
Reduced
–
Closed
–

Top Buys

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$24.4M
2
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$22.9M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$15.4M
4
WELL.PRI
Welltower Inc.
WELL.PRI
$10.6M
5
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$5.47M

Top Sells

No sells this quarter

Sector Composition

1 Healthcare 0.71%
2 Consumer Discretionary 0.68%
3 Materials 0.44%
4 Energy 0.06%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JASNW
26
DELISTED
Jason Industries, Inc.
JASNW
$89K 0.02%
+69,458
New +$89K
XNCR icon
27
Xencor
XNCR
$597M
$88K 0.02%
+5,489
New +$88K
APDNW
28
DELISTED
Applied DNA Sciences Inc Warrant
APDNW
$85K 0.02%
+70,000
New +$85K
BSDM
29
DELISTED
BSD MEDICAL CORP (DEL)
BSDM
$69K 0.02%
+194,564
New +$69K
OXGN
30
DELISTED
OXIGENE INC COM
OXGN
$40K 0.01%
+25,000
New +$40K
NXTDW
31
DELISTED
Nxt-ID, Inc.
NXTDW
$33K 0.01%
+45,454
New +$33K
TNXP icon
32
Tonix Pharmaceuticals
TNXP
$231M
– –
0
– –
AXPW
33
DELISTED
AXION PWR INTL INC COM STK (DE)
AXPW
$25K 0.01%
+771
New +$25K
VLYWW
34
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
$24K 0.01%
+90,223
New +$24K
THMO
35
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
$20K 0.01%
+2
New +$20K
URZ
36
DELISTED
URANERZ ENERGY CORP
URZ
$18K ﹤0.01%
+16,500
New +$18K
LTBR icon
37
Lightbridge
LTBR
$366M
$12K ﹤0.01%
+132
New +$12K
RCON icon
38
Recon Technology
RCON
$60M
$12K ﹤0.01%
+70
New +$12K
RIBTW
39
DELISTED
RiceBran Technologies - Warrant
RIBTW
$10K ﹤0.01%
+10,000
New +$10K
GM.WS.B
40
DELISTED
General Motors Company
GM.WS.B
$6K ﹤0.01%
+339
New +$6K
REE
41
DELISTED
RARE ELEMENT RES LTD
REE
$6K ﹤0.01%
+15,430
New +$6K
LGMK
42
DELISTED
LogicMark
LGMK
– –
0
– –
ATHX
43
DELISTED
Athersys, Inc. Common Stock
ATHX
$3K ﹤0.01%
+80
New +$3K
GDP
44
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$2K ﹤0.01%
+450
New +$2K
LPTH icon
45
Lightpath Technologies
LPTH
$245M
$1K ﹤0.01%
+1,300
New +$1K
CVM.WS
46
DELISTED
Cel-Sci Corp Series S
CVM.WS
$1K ﹤0.01%
+8,219
New +$1K
AIR icon
47
AAR Corp
AIR
$2.77B
– –
0
– –
ENS icon
48
EnerSys
ENS
$3.86B
– –
0
– –
EXEL icon
49
Exelixis
EXEL
$10.1B
– –
0
– –
GLNG icon
50
Golar LNG
GLNG
$4.49B
– –
0
– –
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2
3