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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$1.66B
AUM Growth
+$771M
Cap. Flow
-$434M
Cap. Flow %
-26.11%
Top 10 Hldgs %
77.04%
Holding
276
New
105
Increased
32
Reduced
41
Closed
58

Top Buys

Rank Stock Value
1
FSR.WS
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
+$11.9M
2
PCGU
PG&E Corporation
PCGU
+$10.9M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$7.88M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$7.4M
5
AAL icon
American Airlines Group
AAL
+$6.3M

Top Sells

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$23.3M
2
BLNKW
Blink Charging Co. Warrant
BLNKW
+$23M
3
PRPLW
Purple Innovation, Inc.
PRPLW
+$13M
4
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$10.2M
5
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
+$9.07M

Sector Composition

Rank Sector Weight
1 Industrials 1.21%
2 Consumer Discretionary 0.92%
3 Energy 0.04%
4 Financials 0.03%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGC.WS
251
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
– –
-35,685
Closed -$19K
NFINW
252
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
– –
-106,511
Closed -$140K
CPAAW
253
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
– –
-22,500
Closed -$38K
FMCIW
254
DELISTED
Forum Merger II Corporation Warrant
FMCIW
– –
-27,141
Closed -$241K
INSUW
255
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
– –
-26,439
Closed -$73K
CCXX.WS
256
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
– –
-192,098
Closed -$384K
SHLL.WS
257
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
– –
-22,087
Closed -$563K
7 8 9 10
11

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Equitec Specialists's Q4 2020 Portfolio in Review

As of Q4 2020, Equitec Specialists held 276 positions worth $1.66B, up 86% from $893M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Equitec Specialists withdrew a net $434M in Q4 2020, closing 58 positions and reducing 41 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $23.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.2% of assets, up from 0.1% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Equitec Specialists opened a new position in Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri worth $12.3M.

  • Equitec Specialists's largest Q4 2020 buy was Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri: 2,505,786 shares worth $12.3M.
  • Equitec Specialists added most to PG&E Corporation in Q4 2020, an estimated $10.9M increase.
  • Equitec Specialists's biggest Q4 2020 reduction was Blink Charging Co. Warrant, cutting an estimated $23M.
  • Equitec Specialists fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q4 2020, selling an estimated $23.3M.
  • Equitec Specialists's ten largest holdings make up 77% of its $1.66B portfolio in Q4 2020.
  • Equitec Specialists opened 105 new positions and closed 58 in Q4 2020.
  • Equitec Specialists's portfolio value rose 86% quarter-over-quarter to $1.66B.

Based on Equitec Specialists's 13F filing for Q4 2020, filed 26 Jan 2021.