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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$1.66B
AUM Growth
+$771M
Cap. Flow
-$434M
Cap. Flow %
-26.11%
Top 10 Hldgs %
77.04%
Holding
276
New
105
Increased
32
Reduced
41
Closed
58

Top Buys

Rank Stock Value
1
FSR.WS
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
+$11.9M
2
PCGU
PG&E Corporation
PCGU
+$10.9M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$7.88M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$7.4M
5
AAL icon
American Airlines Group
AAL
+$6.3M

Top Sells

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$23.3M
2
BLNKW
Blink Charging Co. Warrant
BLNKW
+$23M
3
PRPLW
Purple Innovation, Inc.
PRPLW
+$13M
4
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$10.2M
5
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
+$9.07M

Sector Composition

Rank Sector Weight
1 Industrials 1.21%
2 Consumer Discretionary 0.92%
3 Energy 0.04%
4 Financials 0.03%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XIFR
226
XPLR Infrastructure LP
XIFR
$1.13B
– –
-100
Closed -$6K
NKLA
227
PUT
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-33
Closed -$20K
GSMGW
228
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
– –
-40,377
Closed -$2K
SAVE
229
CALL
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-5,000
Closed -$81K
AEPPZ
230
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-23,244
Closed -$1.14M
BSX.PRA
231
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
– –
-1,137
Closed -$127K
ELAT
232
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
– –
-26,724
Closed -$1.19M
CHNG
233
CALL
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-300
Closed -$4K
SOLN
234
DELISTED
The Southern Company
SOLN
– –
-50,084
Closed -$2.33M
DHR.PRA
235
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-15,776
Closed -$23.3M
ENR.PRA
236
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
– –
-6,172
Closed -$514K
IFFT
237
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-20,253
Closed -$897K
QTS.PRB
238
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
– –
-71,808
Closed -$10.2M
SRE.PRB
239
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
– –
-5,882
Closed -$576K
CATM
240
CALL
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-1,300
Closed -$26K
CGROW
241
DELISTED
Collective Growth Corporation Warrant
CGROW
– –
-50,000
Closed -$31K
SRE.PRA
242
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
– –
-35,435
Closed -$3.49M
LCAHW
243
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
– –
-48,200
Closed -$212K
RMG.WS
244
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
– –
-95,020
Closed -$203K
PTACW
245
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
– –
-145,892
Closed -$240K
SAMAW
246
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
– –
-168,162
Closed -$87K
FEAC.WS
247
DELISTED
Flying Eagle Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A com
FEAC.WS
– –
-33,412
Closed -$109K
HCCHW
248
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
– –
-10,174
Closed -$21K
PRPLW
249
DELISTED
Purple Innovation, Inc.
PRPLW
– –
-1,925,183
Closed -$13M
KCAC.WS
250
DELISTED
Kensington Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class
KCAC.WS
– –
-2,987
Closed -$13K
7 8 9
10
11

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Equitec Specialists's Q4 2020 Portfolio in Review

As of Q4 2020, Equitec Specialists held 276 positions worth $1.66B, up 86% from $893M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Equitec Specialists withdrew a net $434M in Q4 2020, closing 58 positions and reducing 41 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $23.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.2% of assets, up from 0.1% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Equitec Specialists opened a new position in Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri worth $12.3M.

  • Equitec Specialists's largest Q4 2020 buy was Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri: 2,505,786 shares worth $12.3M.
  • Equitec Specialists added most to PG&E Corporation in Q4 2020, an estimated $10.9M increase.
  • Equitec Specialists's biggest Q4 2020 reduction was Blink Charging Co. Warrant, cutting an estimated $23M.
  • Equitec Specialists fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q4 2020, selling an estimated $23.3M.
  • Equitec Specialists's ten largest holdings make up 77% of its $1.66B portfolio in Q4 2020.
  • Equitec Specialists opened 105 new positions and closed 58 in Q4 2020.
  • Equitec Specialists's portfolio value rose 86% quarter-over-quarter to $1.66B.

Based on Equitec Specialists's 13F filing for Q4 2020, filed 26 Jan 2021.