Commonwealth Equity Services
DUC

Commonwealth Equity Services’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Commonwealth Equity Services’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q1 		– Sell
-10,464
Closed -$86K – 2808
2018
Q4 		$86K Sell
10,464
-5,889
-36% -$48.2K ﹤0.01% 2509
2018
Q3 		$137K Sell
16,353
-488
-3% -$4.15K ﹤0.01% 2595
2018
Q2 		$147K Sell
16,841
-2,610
-13% -$22.2K ﹤0.01% 2542
2018
Q1 		$166K Sell
19,451
-567
-3% -$4.94K ﹤0.01% 2456
2017
Q4 		$177K Sell
20,018
-1,537
-7% -$13.9K ﹤0.01% 2413
2017
Q3 		$199K Buy
21,555
+2,652
+14% +$24.5K ﹤0.01% 2294
2017
Q2 		$174K Sell
18,903
-1,000
-5% -$9.25K ﹤0.01% 2279
2017
Q1 		$183K Buy
19,903
+1,250
+7% +$11.6K ﹤0.01% 2175
2016
Q4 		$176K Sell
18,653
-1,831
-9% -$17.1K ﹤0.01% 2089
2016
Q3 		$200K Buy
20,484
+304
+2% +$2.96K ﹤0.01% 1990
2016
Q2 		$196K Buy
20,180
+828
+4% +$7.98K ﹤0.01% 1971
2016
Q1 		$186K Buy
19,352
+800
+4% +$7.43K ﹤0.01% 1936
2015
Q4 		$170K Sell
18,552
-993
-5% -$9.26K ﹤0.01% 1920
2015
Q3 		$185K Buy
19,545
+1,204
+7% +$11.3K ﹤0.01% 1863
2015
Q2 		$172K Buy
18,341
+175
+1% +$1.68K ﹤0.01% 1975
2015
Q1 		$177K Sell
18,166
-46
-0.3% -$449 ﹤0.01% 1953
2014
Q4 		$179K Sell
18,212
-804
-4% -$7.9K ﹤0.01% 1874
2014
Q3 		$186K Sell
19,016
-1,075
-5% -$11K ﹤0.01% 1854
2014
Q2 		$211K Buy
20,091
+675
+3% +$7.07K ﹤0.01% 1791
2014
Q1 		$201K Buy
19,416
+200
+1% +$2.08K ﹤0.01% 1754
2013
Q4 		$193K Sell
19,216
-2,800
-13% -$28.5K ﹤0.01% 1703
2013
Q3 		$230K Sell
22,016
-2,300
-9% -$23.8K ﹤0.01% 1551
2013
Q2 		$266K Buy
+24,316
New +$290K ﹤0.01% 1382

Other funds holding DUC

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
IA
Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Lido Advisors
Lido Advisors Los Angeles, California $32.7B AUM 19.2% 1-Year Est. Return

Commonwealth Equity Services's DUC Position: Q1 2019 in Review

Commonwealth Equity Services sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q1 2019, closing a stake of 10,464 shares — an estimated $86K sold.

Commonwealth Equity Services first reported a position in DUC in Q2 2013 and held it in 23 quarters. The position peaked at $266K in Q2 2013. 36 funds tracked by Wall St. Rank hold DUC as of Q1 2019.

  • Commonwealth Equity Services reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q1 2019 after selling out during the quarter.
  • Commonwealth Equity Services sold 10,464 Duff & Phelps Utility & Corporate Bond Trust shares in Q1 2019, an estimated $86K.
  • Commonwealth Equity Services first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2013 and held it in 23 quarters.
  • Commonwealth Equity Services's Duff & Phelps Utility & Corporate Bond Trust position peaked at $266K in Q2 2013.
  • 36 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q1 2019.

Based on Commonwealth Equity Services's 13F filing for Q1 2019, filed 13 May 2019.