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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAHC
2026
DELISTED
CA Healthcare Acquisition Corp. Class A Common Stock
CAHC
– –
-143,000
Closed -$1.41M
SRNG
2027
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-437,537
Closed -$4.36M
ACIC
2028
DELISTED
Atlas Crest Investment Corp.
ACIC
– –
-12,600
Closed -$125K
PFPT
2029
DELISTED
Proofpoint, Inc.
PFPT
– –
-66,485
Closed -$11.6M
TWCT
2030
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
– –
-550,000
Closed -$5.46M
SYKE
2031
DELISTED
SYKES Enterprises Inc
SYKE
– –
-19,130
Closed -$1.03M
MXIM
2032
CALL
DELISTED
Maxim Integrated Products
MXIM
– –
-17,300
Closed -$1.82M
MXIM
2033
DELISTED
Maxim Integrated Products
MXIM
– –
-1,439,611
Closed -$152M
MXIM
2034
PUT
DELISTED
Maxim Integrated Products
MXIM
– –
-112,700
Closed -$11.9M
TLND
2035
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-9,044
Closed -$593K
HOME
2036
DELISTED
At Home Group Inc.
HOME
– –
-51,570
Closed -$1.9M
ALXN
2037
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-25,400
Closed -$4.67M
ALXN
2038
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-868,549
Closed -$160M
ALXN
2039
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-161,800
Closed -$29.7M
WORK
2040
DELISTED
Slack Technologies, Inc.
WORK
– –
-4,421,777
Closed -$196M
WTRE
2041
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
– –
-21,895
Closed -$766K
PRAH
2042
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-15,567
Closed -$2.57M
EGLE
2043
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
-8,898
Closed -$421K
GRA
2044
DELISTED
W.R. Grace & Co.
GRA
– –
-19,215
Closed -$1.33M
CBB
2045
DELISTED
Cincinnati Bell Inc.
CBB
– –
-176,785
Closed -$2.73M
78 79 80 81
82

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.